Filing Fees Branch
About the Branch
When registering certain types of securities, registrants are required to file documentation with the U.S. Securities and Exchange Commission through EDGAR. Some of these form types have associated filing fees, such as filings registering new securities or debt.
The Filing Fees Branch, part of the SEC’s Office of Financial Management, is responsible for validating and collecting fees under various provisions of the securities laws.
Information and Resources
Filing Fee Rate
Filing fees are calculated based on an annually established fee rate.
Account Balance & Activity
Via the EDGAR filing website, you can view:
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Your account balance,
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The amount of your most recent deposit,
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Account activity statement for the previous 12 months.
Payment Options
The SEC will not accept your filing if sufficient funds are not available in your account. To avoid having your filing suspended or delayed, ensure that proper payment is made before submitting your filing.
Request a Refund
Filers must request a return of unused account funds via the EDGAR filing website.
How to Calculate Fees
Amendments to Filings
FAQs
If you have questions, please reference Filing Fee related FAQs.
Contact Filer Support
If you need additional assistance, please reference the Filer Support Contact List.
Modified: Dec. 15, 2015