Administrative Proceeding File No. 3-14175

Respondents

Houston, Kent M.


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 20, 2014	34-71589A		Corrected Opinion of the Commission
Dec. 20, 2011	34-66014		Opinion of the Commission


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 4, 2011			Application for Review and Request for a Stay
Jan. 5, 2011			Finra's Brief in Opposition to Request for Stay
March 7, 2011			Applicant's Brief ISO Application for Review
April 6, 2011			FINRA's Brief in Opposition to Application for Review
April 13, 2011			Applicant's Reply Brief
March 22, 2013			Application for Review
June 12, 2013			FINRA's Brief in Opposition to Application for Review
June 26, 2013			Applicant's Reply Brief
Dec. 20, 2011			Opinion of the Commission
Feb. 20, 2014			Corrected Opinion of the Commission