Administrative Proceeding File No. 3-14355

Respondents

Koch, Donald L. Koch Asset Management LLC
Release Date Release Number Other Release Numbers Name of Document
34-72443
  • IA-3860
  • IC-31091
 Partial Stay Order
34-72179
  • IA-3836
  • IC-31047
 Opinion of the Commission
3-14355 ORDER
458 Initial Decision
34-66387
  • IA-3370
  • IC-29945
 Order Granting Extension
3-14355 MOTION TO THE COMMISSION FOR EXTENSION
3-14355 Order
34-64337
  • IA-3190
  • IC-29569
 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPAN\
Y ACT OF 1940 AND NOTICE OF HEARING
Release Date Release Number Other Release Numbers Name of Document
Respondents' Prehearing Mem. of Law
Division of Enforcement's Proposed Findings of Fact and Post-Hearing Brief
Respondents' Post-Hearing Mem. of Law
Division of Enforcement's Post-Hearing Reply Brief
Respondents' Sur Reply Brief
Respondents' Petition for Review
Respondents' Mem. of Law ISO Appeal of Initial Decision
Division of Enforcement's Mem. of Law in Opposition to Respondent's Appeal of Initial Decision
Respondents' Mem. in Response to the Division of Enforcement's Answer Mem.
Petition for Review
Initial Decision
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPAN\
Y ACT OF 1940 AND NOTICE OF HEARING
Order
MOTION TO THE COMMISSION FOR EXTENSION
ORDER
Order Granting Extension
Opinion of the Commission
Partial Stay Order

Documents