Administrative Proceeding File No. 3-14630

Respondents

Gallagher, Daniel J.
Release Date Release Number Other Release Numbers Name of Document
33-9648
  • 34-73173
 Extension Order
33-9639 Order Granting Extension to File Petition for Review
644 Initial Decision
AP-1638 Order
AP-1513 Order
AP-1427 Order
AP-1395 Order
AP-1347 Order
AP-1250 Order
AP-1084 Order
AP-996 Order
33-9468
  • 34-70712
 Amended Order Instituting Administrative and Cease -And-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, and Sections 15(b) and 21C of the Securities Exchange Act of 1934
33-9448
  • 34-70305
 ORDER GRANTING
MOTION TO AMEND ORDER INSTITUTING PROCEEDINGS
AP-818 Order
33-9280
  • 34-65760
 Order Instituting Administrative and Cease…and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Declaration of John J. Graubard
Declaration of Kevin P. McGrath ISO Division of Enforcement's Motion for Summary Disposition
Division of Enforcement's Mem. of Law ISO Its Motion for Summary Disposition
Respondent 's Motion to Dismiss the Division of Enforcement's Motion for Summary Disposition and Incorporated Memorandum of Law
Division of Enforcement's Mem. of Law in Opposition to Respondent's Motion to Dismiss the Division of Enforcement's Motion for Summary of Disposition
Respondent's Response to Division of Enforcement's Motion for Summary Disposition
Division of Enforcement's Reply Memorandum of Law in Response to Respondent's Opposition to the Division's Motion for Summary Disposition
Declaration of Kevin P. Mcgrath in Support of Division of Enforcement's Motion for Summary Disposition
Initial Decision
Amended Order Instituting Administrative and Cease -And-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Daniel J Gallagher
Order Instituting Administrative and Cease…and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Extension Order
Order
Order
Order
Order
Order
Order
Order
Order
Order
ORDER GRANTING
MOTION TO AMEND ORDER INSTITUTING PROCEEDINGS
Order Granting Extension to File Petition for Review

Documents