Administrative Proceeding File No. 3-14684

Respondents

Fields, Anthony, CPA d/b/a Anthony Fields & Associates and d/b/a Platinum Securities Brokers


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 20, 2015	33-9727	34-74344 IA-4028 IC-31461	Opinion of the Commission Broker-Dealer Proceeding Investment Adviser Proceeding Cease-and-Desist Proceeding Grounds for Remedial Action Antifraud Violations Registration Violations
Dec. 5, 2012	474		Initial Decision
Jan. 4, 2012	33-9291		ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f), 203(k) OF THE INVESTMENT ADVISERS ACT O\ F 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AND NOTICE OF HEARING


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 21, 2012			Respondent's Answer
May 7, 2012			Division of Enforcement's Prehearing Brief
May 21, 2012			Respondent's Reply to Division of Enforcement's Prehearing Brief, with Exhibits A-J
July 13, 2012			Division of Enforcement's Post Hearing Brief
July 27, 2012			Respondent's Proposed Findings of Fact and Conclusions of Law and Respondent's Reply to the Division of Enforcement's Post Hearing Brief
Dec. 27, 2012			Respondent's Petition for Review of Initial Decision, with Exhibits A-D
Feb. 12, 2013			Respondent's Brief in Support of Petition for Review
March 21, 2013			Division of Enforcement's Opposition to Respondent's Appeal of the Initial Decision
April 4, 2013			Respondents' Reply to the Division of Enforcement's Opposition to Respondent's Appeal of the Initial Decision
Dec. 5, 2012			Initial Decision
Jan. 4, 2012			ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f), 203(k) OF THE INVESTMENT ADVISERS ACT O\ F 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AND NOTICE OF HEARING
Feb. 20, 2015			Opinion of the Commission Broker-Dealer Proceeding Investment Adviser Proceeding Cease-and-Desist Proceeding Grounds for Remedial Action Antifraud Violations Registration Violations