Skip to search field Skip to main content
U.S. flag

An official website of the United States government

Here’s how you know

Dot gov

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Https

Secure .gov websites use HTTPS
A lock (LockA locked padlock) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

SEC homepage U.S. Securities and Exchange Commission U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
  • Search Filings

    • Full Text Search
    • Latest Filings
    • Mutual Fund Search
    • Variable Insurance Products Search
    • SIC Codes
    • CIK Lookup
    • Public Dissemination Service (PDS)
    • Search Assistance
  • Submit Filings

    • EDGAR Filer Management Portal
    • EDGAR Filing Portal
    • Online Forms Management Portal
    • EDGAR Next
    • Forms Index
    • Filer Support & Resources
  • Data & Research

    • SEC & Markets Data
    • Taxonomies
    • Data Visualizations
    • Rules & Regulations

      • Rulemaking Activity
      • Statutes & Regulations
      • Staff Guidance
      • No-Action, Interpretive, and Exemptive Letters
      • Self-Regulatory Organization Rulemaking
      • Public Petitions for Rulemaking
    • Enforcement & Litigation

      • Litigation Releases
      • Administrative Proceedings
      • Administrative Law Judge Orders and Initial Decisions
      • Trading Suspensions
      • Distributions to Harmed Investors
      • Receiverships
    • Compliance

      • Examination Priorities
      • Risk Alerts
      • Compliance Outreach Program
      • Proposed Rules
      • What's New
      • Whistleblower Program
  • Securities Topics

    • Cybersecurity
    • Saving and Investing for Military Personnel
    • Market Structure
    • Saving and Investing for Teachers
  • About

    • Mission
    • Crypto Task Force
    • Commissioners
    • Divisions & Offices
    • Division & Office Directors
    • Advisory Committees
    • Budget & Performance
    • Reports & Publications
    • Commission Votes
    • Contact the SEC
    • Careers
  • Submit a Tip or Complaint
  • Newsroom
  • |
  • Investors
  • Small Businesses
  • Whistleblowers
  • Newsroom
  • |
  • Investors
  • Small Businesses
  • Whistleblowers

  • Enforcement & Litigation
  • Litigation Releases
  • Administrative Proceedings
    • Information for Respondents in Administrative Proceedings 
    • Open Litigated Administrative Proceedings
    • Closed Litigated Administrative Proceedings
    • Commission Opinions and Adjudicatory Orders
    • Delinquent Filings
    • Stop Orders
  • Administrative Law Judge Orders and Initial Decisions
  • Trading Suspensions
  • Distributions to Harmed Investors
  • Receiverships
  • Electronic Filings in Administrative Proceedings (eFAP)
  • Rules of Practice
  • Applications for Reentry
  • Reports of Investigations
  • Whistleblower Program
  • Public Alert: Unregistered Soliciting Entities (PAUSE)
  • SEC Action Lookup - Individuals (SALI)
  • Enforcement Data Delivery Standards
  • Appellate Briefs
  • Amicus / Friend of the Court Briefs
  • Enforcement & Litigation
  • Litigation Releases
  • Administrative Proceedings
    • Information for Respondents in Administrative Proceedings 
    • Open Litigated Administrative Proceedings
    • Closed Litigated Administrative Proceedings
    • Commission Opinions and Adjudicatory Orders
    • Delinquent Filings
    • Stop Orders
  • Administrative Law Judge Orders and Initial Decisions
  • Trading Suspensions
  • Distributions to Harmed Investors
  • Receiverships
  • Electronic Filings in Administrative Proceedings (eFAP)
  • Rules of Practice
  • Applications for Reentry
  • Reports of Investigations
  • Whistleblower Program
  • Public Alert: Unregistered Soliciting Entities (PAUSE)
  • SEC Action Lookup - Individuals (SALI)
  • Enforcement Data Delivery Standards
  • Appellate Briefs
  • Amicus / Friend of the Court Briefs
  1. Home
  2. Enforcement and Litigation
  3. Administrative Proceedings
  4. 3-14207

Administrative Proceeding File No. 3-14207

Respondents

Tamman, David M., Esq.
Release Date Release Number Other Release Numbers Name of Document
June 12, 2013 34-69746 Order Making Findings and Denying Privilege to Appear or Practice Before the Commission by Default
June 12, 2013 34-69746 Order Making Findings and Denying Privilege to Appear or Practice Before the Commission by Default
April 8, 2011 3-14207 Amendment to Order Instituting Proceedings and Other Issues
Jan. 28, 2011 34-63785 ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSIONS RULES OF PRACTICE
Release Date Release Number Other Release Numbers Name of Document
Jan. 27, 2011 ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSIONS RULES OF PRACTICE
June 12, 2013 Order Making Findings and Denying Privilege to Appear or Practice Before the Commission by Default
April 8, 2011 Amendment to Order Instituting Proceedings and Other Issues

Documents

Return to top
SEC homepage U.S. Securities and Exchange Commission
  • About the SEC

    • Budget & Performance
    • Careers
    • Commission Votes
    • Contact
    • Contracts
  • Transparency

    • Accessibility & Disability
    • Artificial Intelligence
    • Cummings Notice
    • FOIA
    • Inspector General
    • No FEAR Act & EEO Data
    • Ombuds
    • SEC Excess Personal Property Guidance
  • Websites

    • Investor.gov
    • Related Sites
    • USA.gov
  • Site Information

    • Plain Writing
    • Privacy & Security
    • Site Map

Stay connected. Sign up for email updates.

U.S. Securities and Exchange Commission
  • X
  • Facebook
  • Instagram
  • RSS
  • YouTube
  • Email Updates