Administrative Proceeding File No. 3-14676-rtv

Respondents

Wanger, Eric David


Release Date	Release Number	Other Release Numbers	Name of Document
June 2, 2023	33-11199	34-97641 IA-6324 IC-34934 AAER-4414	Pending Administrative Proceedings (Order Vacating Certain Associational Bars)


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 23, 2011			Order Instituting Proceedings Against Eric David Wanger and Wanger Investment Management, Inc.
July 2, 2012			Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order
Feb. 24, 2016			Request to Vacate Bars under Koch v. SEC
April 21, 2016			Application for Consent to Associate with an Investment Adviser or Broker-Dealer
May 26, 2016			Respondent Wanger's Affidavit
June 6, 2016			Respondent Wanger's Letter to Secretary
Jan. 9, 2017			Respondent Wanger's Letter to Office of General Counsel
Feb. 1, 2017			Order Requesting Additional Briefing
Feb. 22, 2017			Respondent Wanger's Request for Extension
Feb. 28, 2017			Order Granting in Part Motion for Extension of Time to File Briefs
March 1, 2017			Division of Enforcement's Response to Order Requesting Additional Briefing
March 20, 2017			Respondent Wanger's Response to Order Requesting Briefing
April 24, 2017			Division of Enforcement's Reply Re Scheduling Order
May 26, 2017			Respondent Wanger's Motion to Appear and Argue at Hearing
July 10, 2017			Order Denying Application for Consent to Associate
July 16, 2018			Request to Vacate Collateral Bars
Oct. 26, 2020			Order Granting Consent to Associate