Administrative Proceeding File No. 3-14700

Respondents

Bartko, Gregory, Esq.


Release Date	Release Number	Other Release Numbers	Name of Document
March 7, 2014	34-71666		Opinion of the Commission - Broker-Dealer Proceeding
Aug. 21, 2012	467		Initial Decision
March 30, 2012	3-14726		Order Denying Motion for Issuance of Subpoena
Jan. 18, 2012	34-66181	IA-3357	Order Instituting Proceedings


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 14, 2012			Respondent's Answer, with Exhibit A
April 23, 2012			Division of Enforcement's Motion for Summary Disposition and Mem. of Law Against Respondent
May 9, 2012			Respondent's Mem. of Law in Response to the Division of Enforcement's Motion for Summary Disposition
Sept. 12, 2012			Respondent's Petition for Review of Initial Decision
Oct. 22, 2012			Respondent's Brief in Support of Petition for Review, with Exhibits A-C
Nov. 21, 2012			Division of Enforcement's Brief in Opposition to Petition for Review, with Exhibit A Attached
Dec. 11, 2012			Respondent's Reply to Division of Enforcement's Brief in Opposition of Petition for Review
Jan. 25, 2013			Division of Enforcement's Supplemental Brief
Aug. 21, 2012			Initial Decision
Jan. 18, 2012			Order Instituting Proceedings
March 30, 2012			Order Denying Motion for Issuance of Subpoena
March 7, 2014			Opinion of the Commission - Broker-Dealer Proceeding