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Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Products and Services Intended to Assist Companies With Their Disclosure and Regulatory Obligations, Shareholder Communications, and Other Corporate Objectives
(Release No. 34-54752; File No. SR-NASDAQ-2006-040)
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| Feb. 6, 2007 |
Stephen L. Ranzini, CEO of NASDAQ Listed Firm, Ann Arbor, Michigan
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| Jan. 29, 2007 |
Marc R. Paul and Margaret R. Blake, Baker McKenzie, Washington, District of Columbia
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| Jan. 25, 2007 |
Robert L. Stolebarger and Roger Myers, Holme Roberts & Owen LLP; James R. Doty and Brad Bennett, Baker Botts LLP
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| Jan. 24, 2007 |
Kelly A. Richards, Marketing Director, Inforte, Chicago, Illinois
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| Jan. 23, 2007 |
Frank J. Cinatl, IV, CFO, Abatix Corp., Dallas, Texas
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| Jan. 23, 2007 |
Marc R. Paul and Margaret R. Blake, Baker McKenzie, Washington, District of Columbia
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| Jan. 23, 2007 |
Garry D. Kline, Phoenix, Arizona
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| Jan. 23, 2007 |
Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk Bancorp, Riverhead, New York
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| Jan. 16, 2007 |
Edward S. Knight, Executive Vice President and General Counsel, The NASDAQ Stock Market LLC
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| Dec. 15, 2006 |
Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk County National Bank Suffolk Bancorp
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| Dec. 15, 2006 |
Adam Yan, eFuture Information Tech Inc.
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| Dec. 13, 2006 |
David K. Waldman, President, Crescendo Communications, LLC on behalf of Perma-Fix Environmental Services
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| Dec. 13, 2006 |
Jose Ignacio Del Barrio, Executive Vice President, Business Development and IR, Telvent GIT, Madrid Spain
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| Dec. 13, 2006 |
David Chidester, CFO, Overstock.com, Salt Lake City, Utah
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| Dec. 12, 2006 |
Michael N. Sohn and Donna E. Patterson, Arnold & Porter LLP
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| Dec. 12, 2006 |
Lisa Ann Sanders, Director of Communications and Investor Relations, Paris, France
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| Dec. 12, 2006 |
Richard Sommer, CEO, San Francisco, California
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| Dec. 12, 2006 |
Andrew A. Sauter, VP, Finance - Avigen, Inc., Alameda, California
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| Dec. 12, 2006 |
Jonathan E. Drayna, Vice President, Investor Relations, Associated Banc-Corp
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| Dec. 12, 2006 |
Louis Ploth, Jr., VP and CFO, Repros Therapeutics Inc. , The Woodlands, Texas
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| Dec. 12, 2006 |
Len Cereghino, The Cereghino Group, Seattle, Washington
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| Dec. 12, 2006 |
Patrick J. Healy, CPA, MBA, CEO, Issuer Advisory Group, New York, New York
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| Dec. 12, 2006 |
Michael P. Black, Associate of the Charted Institute of Management Accountants, Cambridge, United Kingdom
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| Dec. 12, 2006 |
Fran Butera, CFA, WPP, Director of Investor Relations, New York, New York
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| Dec. 12, 2006 |
Dominic Jones, Principal, IRWebReport.com, Toronto, Canada
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| Dec. 12, 2006 |
John W. Sinders, Jr., Director - Transportation, Oil Service and Emerging Markets, Jefferies & Company, Inc.
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| Dec. 12, 2006 |
Julian Thomson, Investor Relations Manager, Acergy S.A.
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| Dec. 12, 2006 |
Paul McBarron, Berkley Heights, New Jersey
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| Dec. 12, 2006 |
Efstathios D. Gourdomichalis, CFO Freeseas, Piraeus, Greece
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| Dec. 12, 2006 |
Eric P. Merrigan, CPA, Member CPA Australia, Geelong, Australia
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| Dec. 12, 2006 |
Ramasubramanian Venkatasubramanian, ACS, AICWA, Chennai (Madras), India
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| Dec. 12, 2006 |
Simon C. Adams, Perth, Australia
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| Dec. 12, 2006 |
Tom G. Howitt, CFO, Genetic Technologies Limited (NASDAQ: GENE), Melbourne, Australia
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| Dec. 11, 2006 |
Holme Roberts & Owen LLP and Baker Botts LLP, on behalf of Business Wire
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| Dec. 11, 2006 |
F. Scott Dueser, President and Chief Executive Officer, First Financial Bankshares, Inc.
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| Dec. 11, 2006 |
Margaret R. Blake and Marc R. Paul, Baker & McKenzie LLP, on behalf of PR Newswire
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| Dec. 11, 2006 |
Suresh K. Bhaskaran, San Jose, California
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| Dec. 11, 2006 |
John L. Hunter, San Francisco, California
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| Dec. 11, 2006 |
Athan Demakos, Wilmette, Illinois
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| Dec. 11, 2006 |
Matthew J. Pfeffer, CPA, CFO and SVP, Finance and Administration, Brisbane, California
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| Dec. 11, 2006 |
Sarah Norton, Investor Relations, Sunnyvale, California
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| Dec. 11, 2006 |
Tammy Thayer, President, Center for Advanced Studies in Business, UW-Madison, Madison, Wisconsin
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| Dec. 11, 2006 |
Lillian Vassilatos, Boca Raton, Florida
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| Dec. 11, 2006 |
Christopher S. Keenan, Director Investor Relations Cytokinetics, South San Francisco, California
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| Dec. 11, 2006 |
Gale Blackburn, Corporate Vice President of Investor Relations, AmCOMP Incorporated , North Palm Beach, Florida
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| Dec. 11, 2006 |
Donovan Chin, Sunrise, Florida
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| Dec. 11, 2006 |
Mariann Caprino, Malvern, Pennsylvania
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| Dec. 11, 2006 |
Ann M. Jones, Investor Relations Consultant, Irvine, California
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| Dec. 11, 2006 |
Mari-Anne Pisarri, Pickard and Djinis LLP, on behalf of Thomson Financial LLC
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| Dec. 11, 2006 |
Mary Ryan
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| Dec. 11, 2006 |
Roland Sackers, CFO, QIAGEN N.V., Germantown, Maryland
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| Dec. 11, 2006 |
Steven D. Albright, Vice President and Chief Financial Officer, Reliv International, Inc.
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| Dec. 11, 2006 |
Jacqueline Borer, Borer Financial Communications, LLC, Carlstadt, New Jersey
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| Dec. 11, 2006 |
Joy Basu, CFO, Rediff.com India Limited, Mumbai, India
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| Dec. 11, 2006 |
Jos Ignacio Del Barrio, Madrid, Spain
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| Dec. 11, 2006 |
Freddie Liu, CFO, ASE Test Limited, Taipei, Taiwan
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| Dec. 10, 2006 |
Judith A. Lindsay, Retired IRO, Las Vegas, Nevada
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| Dec. 10, 2006 |
Brad Burke, Managing Director, Rice Alliance for Technology and Entrepreneurship, Houston, Texas
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| Dec. 10, 2006 |
Venkatraman Balakrishnan, CFO, Infosys Technologies Limited, Bangalore, India
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| Dec. 9, 2006 |
Willa M. McManmon, Director Investor Relations, Trimble, San Jose, California
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| Dec. 8, 2006 |
Marlon S. Evans, Non-Profit Executive Director, Redwood City, California
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| Dec. 8, 2006 |
David H. Chun, CEO, Equilar, Inc., San Mateo, California
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| Dec. 8, 2006 |
Bill Turcotte, CEO, Lafayette, Colorado
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| Dec. 8, 2006 |
Charlotte F. Shropshire, Business Development Ashton Partners, San Francisco, California
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| Dec. 8, 2006 |
Constantine Konstans, Professor and Director of the Institute for Excellence in Corporate Governance, University of Texas at Dallas, Dallas, Texas
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| Dec. 8, 2006 |
James Scott
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| Dec. 8, 2006 |
Scott Huber
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| Dec. 8, 2006 |
John Scott
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| Dec. 8, 2006 |
Scott Leslie, President, One Good Call
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| Dec. 7, 2006 |
Mark E. Reese, Senior Vice President and CFO, EMC Insurance Group Inc., Des Moines, Iowa
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| Dec. 7, 2006 |
Bruce N. Beckloff, VP of IR, ARM Holdings, Cambridge, United Kingdom
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| Dec. 7, 2006 |
Terry D. Frandsen, CPA, CFO, Escalade, Inc., Evansville, Indiana
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| Dec. 7, 2006 |
Christine Cassiano, Director, Corporate Communications & Investor Relations, Abraxis BioScience, Inc.
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| Dec. 7, 2006 |
Rich Jeffers, Director, Investor Relations, NetBank, Inc., Alpharetta, Georgia
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| Dec. 7, 2006 |
Scott Poirier, NewStar Financial, Inc., Boston, Massachusetts
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| Dec. 7, 2006 |
Michael Walsh, Principal, Investor Relations Associates, Atlanta, Georgia
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| Dec. 7, 2006 |
Bradley Gittings
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| Dec. 7, 2006 |
Earle A. MacKenzie, EVP, Shenandoah Telecommunication Company, Edinburg, Virginia
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| Dec. 7, 2006 |
Diane Helland, Director Investor Relations and Corporate Communication, Quality Distribution, Inc., Tampa, Florida
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| Dec. 6, 2006 |
Betsy Atkins
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| Dec. 6, 2006 |
J. O. Michael
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| Dec. 6, 2006 |
Andrew J. Simmons, CFO STEALTHGAS INC, Kifisia, Greece
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| Dec. 6, 2006 |
David G. Wallace, Investor Relations Officer, Bancshares of Florida, Inc., Naples, Florida
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| Dec. 6, 2006 |
Michael Frank, Director of Investor Relations, EDGAR Online, Inc., Norwalk, Connecticut
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| Dec. 4, 2006 |
Ann M. Storberg, Vice President - Investor Relations, American Physicians Capital, Inc.
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| Dec. 4, 2006 |
Geoffrey M. Boyd, Chief Financial Officer, Eschelon Telecom, Inc.
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| Dec. 4, 2006 |
Steven D. Carr, J.D., Managing Director, Dresner Corporate Services, Chicago, Illinois
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| Dec. 4, 2006 |
Melvin J. Thompson, Walpole, Massachusetts
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| Dec. 1, 2006 |
Kenneth Maples, Chief Financial Officer, Hiland Partners, LP & Hiland Holdings GP, LP
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| Dec. 1, 2006 |
Shannon H. Burns, CFA, Director of Investor Relations, Gander Mountain Company
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| Nov. 30, 2006 |
Bill Richardson, Governor of New Mexico
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| Nov. 30, 2006 |
Robert J. Caso, CFO, Cellegy Pharmaceuticals, Pennsylvania
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| Nov. 30, 2006 |
Ronald R. Remick, Senior Vice President & Chief Financial Officer, K-Tron International, Inc., Pitman, New Jersey
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| Nov. 30, 2006 |
Michael W. Dosland, President and CEO, First Federal Bankshares, Inc., Sioux City, Iowa
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| Nov. 29, 2006 |
David Chidester, Chief Financial Officer, Overstock.com
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| Nov. 29, 2006 |
E.E. Wang, Los Angeles, California
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| Nov. 29, 2006 |
Donald F. Kuratko, Ph.D., The Jack M. Gill Chair of Entrepreneurship, Professor of Entrepreneurship, Executive Director, Johnson Center for Entrepreneurship Innovation, Kelley School of Business Indiana University, Bloomington, Indiana
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| Nov. 29, 2006 |
Donovan Chin, Sunrise, Florida
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| Nov. 29, 2006 |
Robert C. Weiner, V.P., Investor Relations - PSS World Medical, Inc., Jacksonville, Florida
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| Nov. 29, 2006 |
William C. Monigle, President, Bill Monigle Associates, Venice, Florida
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| Nov. 29, 2006 |
Darin Sahler, Global Public Relations Manager, FARO Technologies, Lake Mary, Florida
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| Nov. 29, 2006 |
Paul Jennings, President and CEO, Innospec Inc.
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| Nov. 28, 2006 |
Don D. Jennings, President of Kentucky First Fedeal Bancorp, Frankfort, Kentucky
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| Nov. 28, 2006 |
Bill Perry, Director, Public & Investor Relations, SumTotal Systems
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| Nov. 28, 2006 |
Deirdre Skolfield, CFA, SVP, Investor Relations, Silver Spring, Maryland
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| Nov. 28, 2006 |
Jim Bauer, VP, Investor Relations, ARRIS Group, Inc.
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| Nov. 27, 2006 |
Nadine Padilla, VP, Investor Relations, Biosite Incorporated, San Diego, California
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| Nov. 27, 2006 |
Mitchell A. Derenzo, CFO, American River Bankshares, Rancho Cordova, California
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| Nov. 27, 2006 |
Don T. Seaquist, Durham, North Carolina
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| Nov. 27, 2006 |
Ken Maples, Chief Financial Officer, Hiland Partners, LP & Hiland Holdings GP, LP, Enid, Oklahoma
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| Nov. 27, 2006 |
David W. Dunlap, CFO, Socket Communications, Inc.(Nasdaq SCKT), Newark, California
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| Nov. 27, 2006 |
Vicki L. La Mar
Attachment
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| Nov. 27, 2006 |
Wesley A Harris, Senior Director - Corporate and Investor Communications, Interntational Speedway Corporation, Daytona Beach, Florida
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| Nov. 27, 2006 |
Kevin R Rhodes, CFO, Edgewater Technology, Inc., Wakefield, Massachusetts |
| Nov. 27, 2006 |
Pam Murphy, VP Investor Relations & Corporate Communications, Incyte Corporation
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| Nov. 27, 2006 |
Robert Falconi
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| Nov. 27, 2006 |
Bill Newbould, Vice President, Corporate Communications, Endo Pharmaceuticals, Inc.
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| Nov. 26, 2006 |
Thomas J. Linneman, Cheviot Financial Corp., Cincinnati, Ohio |
| Nov. 26, 2006 |
Robert Shuster, Chief Financial Officer, Independent Bank Corporation, Chicago, Illinois |
| Nov. 25, 2006 |
Leslie Green, Green Communications Consulting, LLC |
| Nov. 24, 2006 |
Scott C. Harvard, President/CEO, Shore Financial Corporation |
| Nov. 24, 2006 |
Frank Cinatl, Vice President, Abatix Corp. |
| Nov. 22, 2006 |
Ralph Walther, Controller, Brooklyn Federal Bancorp, Inc., Brooklyn , New York |
| Nov. 22, 2006 |
Paul Richins, VP of IR, Utah Medical Products, Inc., Midvale, Utah |
| Nov. 22, 2006 |
David Humphrey, Director of Investor Relations, ADC, Arkansas Best Corporation |
| Nov. 22, 2006 |
Mark Borman, Vice President - Investor Relations and Treasurer, ADC, Eden Prairie, Minnesota |
| Nov. 15, 2006 |
Michael Nowlan, CEO, Market Wire |
| Nov. 3, 2006 |
James R. Doty, Baker Botts LLP, on behalf of Business Wire, Inc. |
| Nov. 3, 2006 |
David B. Armon, Chief Operating Officer, PR Newswire |
| Oct. 25, 2006 |
Jon Olson, Chief Financial Officer, Xilinx, Inc. |
| Oct. 13, 2006 |
David B. Armon, Chief Operating Officer, PR Newswire |
http://www.sec.gov/comments/sr-nasdaq-2006-040/nasdaq2006040.shtml
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