Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Products and Services Intended to Assist Companies With Their Disclosure and Regulatory Obligations, Shareholder Communications, and Other Corporate Objectives

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Date Received
Date Letter Type Commenter Name
Public Comment Stephen L. Ranzini, CEO of NASDAQ Listed Firm, Ann Arbor, Michigan
Public Comment Marc R. Paul and Margaret R. Blake, Baker McKenzie, Washington, District of Columbia
Public Comment Robert L. Stolebarger and Roger Myers, Holme Roberts & Owen LLP; James R. Doty and Brad Bennett, Baker Botts LLP
Public Comment Kelly A. Richards, Marketing Director, Inforte, Chicago, Illinois
Public Comment Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk Bancorp, Riverhead, New York
Public Comment Frank J. Cinatl, IV, CFO, Abatix Corp., Dallas, Texas
Public Comment Garry D. Kline, Phoenix, Arizona
Public Comment Marc R. Paul and Margaret R. Blake, Baker McKenzie, Washington, District of Columbia
Public Comment Edward S. Knight, Executive Vice President and General Counsel, The NASDAQ Stock Market LLC
Public Comment Adam Yan, eFuture Information Tech Inc.
Public Comment Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk County National Bank Suffolk Bancorp
Public Comment David Chidester, CFO, Overstock.com, Salt Lake City, Utah
Public Comment David K. Waldman, President, Crescendo Communications, LLC on behalf of Perma-Fix Environmental Services
Public Comment Jose Ignacio Del Barrio, Executive Vice President, Business Development and IR, Telvent GIT, Madrid Spain
Public Comment Andrew A. Sauter, VP, Finance - Avigen, Inc., Alameda, California
Public Comment Dominic Jones, Principal, IRWebReport.com, Toronto, Canada
Public Comment Efstathios D. Gourdomichalis, CFO Freeseas, Piraeus, Greece
Public Comment Eric P. Merrigan, CPA, Member CPA Australia, Geelong, Australia
Public Comment Fran Butera, CFA, WPP, Director of Investor Relations, New York, New York
Public Comment John W. Sinders, Jr., Director - Transportation, Oil Service and Emerging Markets, Jefferies & Company, Inc.
Public Comment Jonathan E. Drayna, Vice President, Investor Relations, Associated Banc-Corp
Public Comment Julian Thomson, Investor Relations Manager, Acergy S.A.
Public Comment Len Cereghino, The Cereghino Group, Seattle, Washington
Public Comment Lisa Ann Sanders, Director of Communications and Investor Relations, Paris, France
Public Comment Louis Ploth, Jr., VP and CFO, Repros Therapeutics Inc. , The Woodlands, Texas
Public Comment Michael N. Sohn and Donna E. Patterson, Arnold & Porter LLP
Public Comment Michael P. Black, Associate of the Charted Institute of Management Accountants, Cambridge, United Kingdom
Public Comment Patrick J. Healy, CPA, MBA, CEO, Issuer Advisory Group, New York, New York
Public Comment Paul McBarron, Berkley Heights, New Jersey
Public Comment Ramasubramanian Venkatasubramanian, ACS, AICWA, Chennai (Madras), India

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2006-040
Release Number
34-54752
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