Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Security-Based Swap Data Repository Registration, Duties, and Core Principles

Filter comments

Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-63347 Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from the Depository Trust & Clearing Corporation (DTCC)
Meeting with SEC Officials 34-63825, 34-64017, 34-63347, 34-63452 Memorandum from the Division of Trading and Markets regarding a May 17, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a May 17, 2011, telephonic meeting with representatives of Markit
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Office of Commissioner Paredes regarding an April 28, 2011, meeting with representatives of Goldman Sachs
Meeting with SEC Officials 34-63107, 34-63346, 34-63347, 34-63452 Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.
Public Comment 34-63825, 34-64017, 34-62717, 34-63107, 34-63236, 34-63346, 34-63347, 34-63452, 34-63556, 34-63557 Richard H. Baker, President & Chief Executive Officer, Managed Funds Association
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a March 16, 2011, meeting with representatives of Better Markets, Inc.
Meeting with SEC Officials 34-63347 Memorandum from the Division of Trading and Markets regarding a March 9, 2011, telephonic meeting with representatives of Trade Information Warehouse
Meeting with SEC Officials 34-63346, 34-63347, 34-63452, 34-63556, 34-63557 Memorandum from the Division of Trading and Markets Regarding a February 24, 2011 Meeting with Representatives of Better Markets, Inc.
Meeting with SEC Officials 34-61358, 34-63825, 34-60997, 34-63107, 34-63347 Memorandum from the Office of Commissioner Walter regarding a February 24, 2011, meeting with representatives of Goldman Sachs
Meeting with SEC Officials 34-63347 Memorandum from the Division of Trading and Markets regarding a February 10, 2011, telephonic meeting with representatives of Trade Information Warehouse
Meeting with SEC Officials 34-63347 Memorandum from the Division of Trading and Markets regarding a February 7, 2011, meeting with representatives of Trade Information Warehouse
Meeting with SEC Officials 34-63346, 34-63347, 34-63557 Memorandum from the Division of Trading and Markets regarding a January 27, 2011, meeting of the OTC Derivatives Supervisors Group (ODSG) with major participants in the OTC derivatives market
Meeting with SEC Officials 34-63825, 34-63107, 34-63347 Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a January 20, 2011 telephone meeting with representatives of Trade Information Warehouse
Public Comment 34-63347 Dennis M. Kelleher, President & CEO; Stephen W. Hall, Securities Specialist; and Wallace C. Turbeville, Derivatives Specialist; Better Markets, Inc.
Public Comment 34-63346, 34-63347 Jeff Gooch, Chief Executive Officer, MarkitSERV
Public Comment 34-63346, 34-63347 Kevin Gould, President, Markit North America, Inc.
Public Comment 34-63347 Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation, New York, New York
Public Comment 34-63347 Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Public Comment IC-29497, 33-9143, 34-62932, 34-63236, 34-63346, 34-63347, IA-3110 Beckwith B. Miller, CEO, Ethics Metrics LLC
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a January 13, 2011 meeting with representatives of Markit
Public Comment 34-63347 Carlos Tavares, Vice-Chairman, European Securities and Markets Authority
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a December 20, 2010, meeting with representatives of Trade Information Warehouse
Public Comment 34-63347 Raymond J. Dorado , Executive Vice President & Deputy General Counsel, BNY Mellon
Public Comment 34-63347 Ralph S. Saul
Public Comment 34-63347 Larry E. Thompson, General Counsel, Depository Trust & Clearing Corporation
Meeting with SEC Officials 34-64017, 34-63347, 34-63557 Memorandum from the Division of Trading and Markets regarding a March 29, 2011 meeting with representatives of MarkitSERV, Markit, The Depository Trust Clearing Corporation and Winston & Strawn
Meeting with SEC Officials 34-63825, 34-64017, 34-63107, 34-63346, 34-63347, 34-63452 Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with representatives of the Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-35-10
Release Number
34-69491
34-63347
34-63347
Related Materials
How to submit comments