Comments on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:


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Date Received
Date Sort descending Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a February 22, 2023 meeting with representatives from the Principles for Responsible Investment
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 17, 2023 meeting with representatives of the Pacific Investment Management Company
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 18, 2023 meeting with representatives from the American Investment Council
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a February 1, 2023 meeting with Structured Finance
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a January 9, 2023 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a January 23, 2023 meeting with Federated
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 10, 2023 meeting with representatives from MSCI Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 3, 2023 meeting with a representative of the Consumer Federation of America
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a December 19, 2022 meeting with representatives of the World Economic Forum
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 30, 2022 meeting with representatives of Ceres
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a December 22, 2022 virtual meeting with representatives of the Advocates
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 16, 2022 teleconference with representatives of the Forum for Sustainable and Responsible Investment
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 6, 2022 meeting with representatives of the National Alliance of Forest Owners
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022 meeting with representatives of the U.S. Impact Investing Alliance
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022 meeting with the U.S. Impact Investing Alliance
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 2, 2022 meeting with representatives from TIAA-CREF and Nuveen
Public Comment Steven Rothstein, Managing Director Ceres Accelerator for Sustainable Capital Markets
Public Comment Douglas Hileman, FSA, CRMA, CPEA, P.E., President, Douglas Hileman Consulting LLC
Public Comment Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an November 28, 2022 teleconference with representatives from the Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 21, 2022 Meeting with Representatives of Small Business Investor Alliance
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 14, 2022 meeting with representatives of BlackRock, Inc.
Public Comment James
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 18, 2022 teleconference with representatives of UN Principles for Responsible Investment
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 15, 2022 meeting with representatives of BlackRock
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 14, 2022 meeting with representatives of Utah Retirement Systems Board
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an October 20, 2022 meeting with the Investment Company Institute
Public Comment U.S. Senator Thom Tillis
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 20, 2022 virtual meeting with representatives of Federated Hermes, Inc.
Public Comment Angelo Evangelou, Chief Policy Officers, Cboe Global Markets

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-17-22
Release Number
33-11068
34-94985
IA-6034
IC-34594