Comments on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Ben Cushing, Sierra Club Campaign Manager, Fossil-Free Finance, Jessye Waxman, Sierra Club Senior Campaign Representative, Fossil-Free Finance, John Kostyack, Sierra Club Consultant
Public Comment Dr Radek Stech, CEO, Global Principles for Sustainable Securities Lending (Global PSSL) and Senior Lecturer, University of Exeter Law School
Public Comment Laura Peterson, Corporate Analyst &Advocate, Union of Concerned Scientists
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022 meeting with representatives of the Ceres Accelerator for Sustainable Capital Markets
Public Comment crypto lucy
Public Comment Joe Hernandez
Public Comment Silence Dogood, Retail Invester
Public Comment Andrew Siwo, Adjunct Assistant Professor, NYU and Cornell University
Public Comment Robert H. Sitkoff
Public Comment Taj Reilly
Public Comment David Landerman
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 25, 2022 meeting with representatives of Principles for Responsible Investment
Public Comment Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 24, 2022 meeting with MSCI
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 20, 2022 meeting with representatives of Federated Hermes, Inc.
Public Comment Lucas Schwarz
Public Comment Alex Hanson-Michelson
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 18, 2022 teleconference with representatives of the Americans for Financial Reform Education Fund, Center for American Progress, Ceres, Sierra Club, Public Citizen, Environmental Defense Fund, US Impact Investing Alliance, and UN Principles for Responsible Investment
Public Comment Evergreen Action and Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 16, 2022 meeting with th PRI
Public Comment David James Jaggard
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 30, 2022 teleconference with representatives of the Managed Funds Association
Public Comment Caroline Newell
Public Comment Mauricio Gonzalez
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 11, 2022 meeting with representatives of BP
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 6, 2022 meeting with representatives of US SIF
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 30, 2022 meeting with representatives of Strive Asset Management
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 27, 2022 meeting with representatives of T. Rowe Price
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 12, 2022 teleconference with representatives of Morningstar, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 13, 2022 meeting with representatives of CompliGlobe Ltd., et al.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-17-22
Release Number
33-11068
34-94985
IA-6034
IC-34594