|
(Click here for meetings with SEC officials)
|
| Aug. 20, 2023 | Nathan B. |
| Aug. 15, 2023 | Dave Cazza |
| Aug. 15, 2023 | Brandon Smith |
| Aug. 15, 2023 | N. Abanes |
| Mar. 31, 2023 | Garrett Godfrey |
| Mar. 7, 2023 | Emily Swan, Lead Pastor, Blue Ocean Church Ann Arbor |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Nov. 1, 2022 | Leland Miller, Hubbard Mechanical |
| Oct. 31, 2022 | Taylor Norris |
| Oct. 31, 2022 | Vincent Allen |
| Oct. 31, 2022 | Brian Kim |
| Oct. 31, 2022 | Arthur Turnerr |
| Oct. 30, 2022 | Guy Thomas, Retail Investor |
| Oct. 29, 2022 | Erik K. |
| Oct. 29, 2022 | Jhamal Becerra |
| Oct. 29, 2022 | Chris Reardon |
| Oct. 29, 2022 | Michael Tarkany |
| Oct. 29, 2022 | Dave Mounts, Engineer |
| Oct. 29, 2022 | Scott Mcallester |
| Oct. 9, 2022 | Brandan Vanderpool |
| Oct. 9, 2022 | Phil |
| Oct. 8, 2022 | Dustin |
| Jun. 20, 2022 | Robert Laorno, General Counsel, ICE Swap Trade, LLC |
| Jun. 10, 2022 | Global Legal Entity Identifier Foundation |
| Jun. 10, 2022 | Bloomberg L.P. |
| Jun. 10, 2022 | International Swaps and Derivatives Association, Inc. and Securities Industry
and Financial Markets Association |
| Jun. 10, 2022 | XBRL US |
| Jun. 10, 2022 | Investment Company Institute |
| Jun. 10, 2022 | Better Markets |
| Jun. 10, 2022 | Elisabeth Kirby, Head of U.S. Market Structure, Tradeweb Markets Inc. |
| Jun. 10, 2022 | William Shields, Chairman, Wholesale Markets Brokers' Association, Americas |
| Jun. 10, 2022 | William Thum, SIFMA Asset Management Group |
| Jun. 10, 2022 | Managed Funds Association |
| Jun. 10, 2022 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Jun. 6, 2022 | Christoph Barnard |
| Jun. 1, 2022 | Chris McEntee |
| Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
| May 28, 2022 | Jason Drips |
| May 26, 2022 | J. T. |
| May 1, 2022 | Jason Drips |
| Apr. 30, 2022 | Shawn Haapanen, Machinist |
| Apr. 29, 2022 | Andrew Robison, Individual Investor |
| Apr. 27, 2022 | Bryce Keeney |
| Apr. 27, 2022 | William Stillman |
| Apr. 27, 2022 | Tyler Anton |
| Apr. 27, 2022 | Sasquatch L |
| Apr. 27, 2022 | Ryan Andring |
| Apr. 27, 2022 | Ayman Hawari |
| Apr. 27, 2022 | Lucas Schwarz |
| Apr. 27, 2022 | Concerned Retail Investor |
| Apr. 27, 2022 | Jason Drips |
| Apr. 27, 2022 | Anonymous |
| Apr. 22, 2022 | James Kidd |
| Apr. 22, 2022 | Willie Lawrence III, 3rd Gen. Machinist |
| Apr. 22, 2022 | Joshua Dodge |
| Apr. 22, 2022 | Brandon Goodner, Concerned American |
| Apr. 22, 2022 | Richard Long |
| Apr. 22, 2022 | Kevin Cobb |
| Apr. 21, 2022 | Timothy Blazick |
| Apr. 21, 2022 | Anonymous |
| Apr. 21, 2022 | Jonathan Pluto |
| Apr. 20, 2022 | Josue Negron |
| Apr. 20, 2022 | Justine, Veterinarian |
| Apr. 20, 2022 | Anonymous |
| Apr. 20, 2022 | Arun Kainth |
| Apr. 20, 2022 | Kevin, Concerned Market Participant |
| Apr. 20, 2022 | Josue Negron |
| Apr. 20, 2022 | C.A. Kirchoff, Retail Investor |
| Apr. 20, 2022 | Anonymous |
| Apr. 20, 2022 | Kai Andersen |
| Apr. 20, 2022 | Anonymous |
| Apr. 20, 2022 | Tom Wigstrom |
| Apr. 20, 2022 | Anonymous |
| Apr. 20, 2022 | Jin Heo Kim |
| Apr. 20, 2022 | C. S., Retail Investor |
| Apr. 20, 2022 | Tim O. |
| Apr. 18, 2022 | Mohammed Ali Rashid, Entrepreneur |
| Apr. 13, 2022 | Adam Beherns |
| Apr. 8, 2022 | Andrew Robison, Individual Investor |
| Apr. 7, 2022 | Rax Nahali |
| Apr. 7, 2022 | Anonymous |
| Apr. 7, 2022 | Robert McLaughlin |
| Apr. 7, 2022 | Vincent |
| Apr. 7, 2022 | Katie K. |
| Apr. 6, 2022 | David Murray, Artist |
| Apr. 6, 2022 | Jeffrey Weldon, Senior Systems Admninstrator |
Meetings with SEC officials
(Click here for submitted comments)
|
| Jun. 8, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding a May 31, 2023 meeting with representatives of Citadel Securities |
| May 31, 2023 | Memorandum from the Division of Trading and Markets regarding a May 31, 2023 meeting with representatives from Citadel |
| Apr. 6, 2023 | Memorandum from the Division of Trading and Markets regarding an April 4, 2023 meeting with representatives from the Wholesale Markets Broker’s Association Americas |
| Mar. 13, 2023 | Memorandum from the Office of Public Engagement regarding a March 13, 2023 meeting with Citadel |
| Mar. 3, 2023 | Memorandum from the Division of Trading and Markets regarding a March 2, 2023 videoconference with representatives of SIFMA AMG |
| Mar. 2, 2023 | Memorandum from the Division of Trading and Markets regarding a March 1, 2023 meeting with representatives of Citadel Securities |
| Nov. 4, 2022 | Memorandum from the Office of the Chairman regarding a November 4, 2022 virtual meeting with representatives of the Investment Company Institute |
| Sep. 16, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 16, 2022 meeting with representatives of Barclays |
| Aug. 29, 2022 | Memorandum from the Division of Trading and Markets regarding an August 25, 2022 meeting with representatives of Nelson Mullins Riley & Scarborough LLP |
| Aug. 1, 2022 | Memorandum from the Division of Trading and Markets regarding an August 1, 2022 videoconference with representatives of the Managed Funds Association |
| May 10, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 22, 2022 meeting with Representatives of the International Swaps and Derivatives Association |
| May 5, 2022 | Memorandum from the Office of Commissioner Peirce regarding a May 5, 2022 meeting with representatives of AIMA |
