Comments on Proposed Rule: Regulation Best Interest

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,114
B: 251
C: 129
D: 1,121
E: 51
F: 11
G: 95
H: 11

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Date Received
Date Letter Type Commenter Name
Public Comment Stephen Ledbetter
Public Comment Steve Wright
Public Comment Teresa Feely
Public Comment Walt Dietrich
Public Comment Wendy Raymond
Public Comment William VanDewater Jr.
Public Comment David S. Addington, Senior Vice President, General Counsel, National Federation of Independent Business (NFIB)
Public Comment Herb Arkansas
Public Comment Anonymous
Public Comment Robert Muh, CEO, Sutter Securities Inc.
Public Comment David Trainer, CEO, New Constructs, LLC
Public Comment Gail C. Bernstein, General Counsel, Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 24, 2018, meeting with representatives of the National Association of Insurance Commissioners
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab
Public Comment AARP, et al.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 16, 2018, meeting with representatives of Empower Retirement
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 16, 2018, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a May 18, 2018, telephone meeting with representatives of Donnelley Financial Solutions
Public Comment Robert Shaw, Owner, Shaw Financial Services
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 9, 2018, meeting with representatives of AXA Equitable Life Insurance Company
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 9, 2018, meeting with representatives of AIG
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 30, 2018, meeting with representatives of Primerica
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 9, 2018, meeting with representatives of AXA Equitable Life Insurance Company
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a May 10, 2018, meeting with a representative of the Institute for the Fiduciary Standard
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara M. Stein regarding a May 9, 2018, meeting with representatives of AARP
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 7, 2018, meeting with representatives of AARP
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-18
Release Number
34-83062
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