Comments on Notice of Shortening the Securities Transaction Settlement Cycle

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Clearance and Settlement and the Division of Trading and Markets regarding an August 26, 2022 conference call with representatives of BNY Mellon/Pershing
Meeting with SEC Officials Memorandum from the Office of Clearance and Settlement and the Division of Trading and Markets regarding an August 8, 2022 conference call with representatives of DTCC
Public Comment Tom Price, Managing Director, SIFMA
Meeting with SEC Officials Memorandum from the Office of Clearance and Settlement and the Division of Trading and Markets regarding an August 17, 2022 call with representatives of DTCC
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA
Public Comment Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 26, 2022 webex with representatives of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of Clearance and Settlement and the Division of Trading and Markets regarding a July 21, 2022 call with representatives of DTCC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 6, 2022 meeting with representatives of ICI
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 30, 2022 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 29, 2022 meeting with representatives of the U.S. Institute Advisory Board
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 24, 2022 meeting with representatives of DTCC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 23, 2022 webex with representatives of the DTCC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 13, 2022 webex with representatives of the Securities Transfer Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 20, 2022 meeting with representatives of Fidelity
Public Comment J. T.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 29, 2022 videoconference with Representatives of Michael Best
Public Comment Anders Hellum-Alexander, Software
Public Comment Chris Iacovella, CEO, American Securities Association
Public Comment Steven Wager, Chair, Americas Focus Committee, Association of Global Custodians
Public Comment Wilson-Davis Co., Inc.
Public Comment Thomas Price, SIFMA
Public Comment Cornell Securities Law Clinic
Public Comment Better Markets
Public Comment Canadian Capital Markets Association
Public Comment Committee of Annuity Insurers
Public Comment Cornell Law School Securities Law Clinic
Public Comment Douglas A. Cifu, Chief Executive Officer, Virtu Financial, Inc
Public Comment DTCC
Public Comment FIX Trading Community

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-22
Release Number
34-94196
IA-5957
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