ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Dec. 30, 2016	Wilson-Davis & Company, Inc. Release No. AP-4496 File Number: 3-17733
Dec. 29, 2016	Aquanatural Co. Bullet Sports International Inc. Pearce Systems International, Inc. Release No. AP-4492 File Number: 3-17711
Dec. 29, 2016	Peterson, Curtis A. Release No. AP-4493 File Number: 3-17393
Dec. 29, 2016	Bluforest, Inc. Release No. AP-4494 File Number: 3-17558
Dec. 29, 2016	Odyssey Pictures Corporation Portus Corporation Vampt America, Inc. Westport Energy Holdings, Inc. Release No. AP-4490 File Number: 3-17698
Dec. 29, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4495 File Number: 3-17387
Dec. 29, 2016	Beamish, Adrian D., CPA Release No. AP-4491 File Number: 3-17651
Dec. 28, 2016	Rose, Brian C. Release No. AP-4485 File Number: 3-17747
Dec. 28, 2016	McGregor, Robert S. Release No. AP-4486 File Number: 3-17748
Dec. 28, 2016	Smith, Jason B. Release No. AP-4487 File Number: 3-17749
Dec. 28, 2016	Dekel, Roy Release No. AP-4489 File Number: 3-17751
Dec. 28, 2016	Lee, James Y. Release No. AP-4488 File Number: 3-17686
Dec. 27, 2016	BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-4484 File Number: 3-17104
Dec. 23, 2016	Island Trader LLC Nickles, Richard H. Release No. AP-4482 File Number: 3-17372
Dec. 23, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4483 File Number: 3-17387
Dec. 23, 2016	AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-4480 File Number: 3-17743
Dec. 23, 2016	PAB Bankshares, Inc. USABG Corp. Release No. AP-4481 File Number: 3-17744
Dec. 22, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4479 File Number: 3-17387
Dec. 22, 2016	Hahn, Karl E. Release No. AP-4477 File Number: 3-17527
Dec. 22, 2016	Snisky, Gary C. Release No. AP-4478 File Number: 3-17645
Dec. 21, 2016	Augustine Capital Management LLC (f/k/a Augustine Capital Management Inc.) Porter, John T. Duszynski, Thomas F. , CPA Release No. AP-4475 File Number: 3-17740
Dec. 21, 2016	Mark D. Holt (a/ka Mark D. Holthusen) Release No. AP-4476 File Number: 3-17685
Dec. 20, 2016	Gray Financial Group, Inc. Gray, Laurence O. Hubbard, Robert C., IV Release No. AP-4473 File Number: 3-16554
Dec. 20, 2016	Mars Acquisitions, Inc. SoftNet Technology Corp. Release No. AP-4469 File Number: 3-17700
Dec. 20, 2016	RD Legal Capital, LLC Dersovitz, Roni Release No. AP-4474 File Number: 3-17342
Dec. 20, 2016	Mark D. Holt (a/ka Mark D. Holthusen) Release No. AP-4470 File Number: 3-17685
Dec. 20, 2016	Smith, Gregory J. Release No. AP-4471 File Number: 3-17657
Dec. 20, 2016	OTC Global Partners, LLC Dias, Raimundo Release No. AP-4472 File Number: 3-17676
Dec. 20, 2016	Wilson-Davis & Company, Inc. Release No. AP-4468 File Number: 3-17733
Dec. 19, 2016	Beamish, Adrian D., CPA Release No. AP-4467 File Number: 3-17651
Dec. 19, 2016	Bay City Transfer Agency and Registrar, Inc. Amersey, Nitin M. Release No. AP-4463 File Number: 3-17405
Dec. 19, 2016	Lawler, Joe Release No. AP-4464 File Number: 3-17650
Dec. 19, 2016	Kon, Alexander Release No. AP-4465 File Number: 3-17674
Dec. 19, 2016	Harvey Westbury Corp. InterCore, Inc. Kalex Corp. Release No. AP-4461 File Number: 3-17683
Dec. 19, 2016	Gray Financial Group, Inc. Gray, Laurence O. Hubbard, Robert C., IV Release No. AP-4466 File Number: 3-16554
Dec. 19, 2016	Hill, Charles L., Jr. Release No. AP-4462 File Number: 3-16383
Dec. 16, 2016	Bluforest, Inc. Release No. AP-4458 File Number: 3-17558
Dec. 16, 2016	Zoernack, Steven EquityStar Capital Management, LLC Release No. AP-4459 File Number: 3-17157
Dec. 16, 2016	Duka, Barbara Release No. AP-4455 File Number: 3-16349
Dec. 16, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4460 File Number: 3-17387
Dec. 16, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4456 File Number: 3-17387
Dec. 16, 2016	Peterson, Curtis A. Release No. AP-4457 File Number: 3-17393
Dec. 15, 2016	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-4454 File Number: 3-17716
Dec. 14, 2016	Ben Franklin Retail Stores, Inc. Enrotek Corp. Spectre Gaming, Inc. Release No. AP-4445 File Number: 3-17721
Dec. 14, 2016	Tod A. Ditommaso, Esq. Release No. AP-4446 File Number: 3-17550
Dec. 14, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4447 File Number: 3-17387
Dec. 14, 2016	Ironridge Global Partners, LLC Ironridge Global IV, Ltd. Release No. AP-4448 File Number: 3-16649
Dec. 14, 2016	Mark D. Holt (a/ka Mark D. Holthusen) Release No. AP-4453 File Number: 3-17685
Dec. 14, 2016	Ironridge Global Partners, LLC Ironridge Global IV, Ltd. Release No. AP-4449 File Number: 3-16649
Dec. 14, 2016	Kazinec, Aaron Nash Release No. AP-4450 File Number: 3-17528
Dec. 14, 2016	Smith, Gregory J. Release No. AP-4451 File Number: 3-17657
Dec. 14, 2016	Ironridge Global Partners, LLC Ironridge Global IV, Ltd. Release No. AP-4452 File Number: 3-16649
Dec. 13, 2016	Neman, Shervin Neman Financial, Inc. Release No. AP-4443 File Number: 3-17699
Dec. 13, 2016	Odyssey Pictures Corporation Portus Corporation Vampt America, Inc. Westport Energy Holdings, Inc. Release No. AP-4444 File Number: 3-17698
Dec. 13, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4440 File Number: 3-17387
Dec. 13, 2016	Rose, Sheldon MKJJ Consulting LLC Release No. AP-4441 File Number: 3-17559
Dec. 13, 2016	Gray Financial Group, Inc. Gray, Laurence O. Hubbard, Robert C., IV Release No. AP-4442 File Number: 3-16554
Dec. 12, 2016	OTC Global Partners, LLC Dias, Raimundo Release No. AP-4436 File Number: 3-17676
Dec. 12, 2016	All-Pro Products, Inc. Cashtek Corp. Gotham Apparel Corp. Lafayette Industries, Inc. Release No. AP-4432 File Number: 3-17692
Dec. 12, 2016	Kon, Alexander Release No. AP-4437 File Number: 3-17674
Dec. 12, 2016	MGN Technologies, Inc. Release No. AP-4433 File Number: 3-17690
Dec. 12, 2016	Accel Brands, Inc. Release No. AP-4434 File Number: 3-17574
Dec. 12, 2016	Sen Yu International Holdings, Inc. Release No. AP-4430 File Number: 3-17715
Dec. 12, 2016	Lee, James Y. Release No. AP-4435 File Number: 3-17686
Dec. 12, 2016	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-4431 File Number: 3-17716
Dec. 12, 2016	Lawler, Joe Release No. AP-4438 File Number: 3-17650
Dec. 12, 2016	Kazinec, Aaron Nash Release No. AP-4439 File Number: 3-17528
Dec. 9, 2016	Pittera, Joseph L., Esq. Release No. AP-4427 File Number: 3-17507
Dec. 9, 2016	Gray Financial Group, Inc. Gray, Laurence O. Hubbard, Robert C., IV Release No. AP-4428 File Number: 3-16554
Dec. 9, 2016	Beamish, Adrian D., CPA Release No. AP-4429 File Number: 3-17651
Dec. 8, 2016	Middlebury Securities, LLC, Osborn, Gregory Release No. AP-4424 File Number: 3-16227, 3-16229
Dec. 8, 2016	Finn, Sean P. M. Dwyer LLC Release No. AP-4425 File Number: 3-17693
Dec. 8, 2016	Odyssey Pictures Corporation Portus Corporation Vampt America, Inc. Westport Energy Holdings, Inc. Release No. AP-4426 File Number: 3-17698
Dec. 8, 2016	Altholtz, Harvey Release No. AP-4423 File Number: 3-17661
Dec. 7, 2016	Aquanatural Co. Bullet Sports International Inc. Pearce Systems International, Inc. Release No. AP-4421 File Number: 3-17711
Dec. 7, 2016	Hill, Charles L., Jr. Release No. AP-4422 File Number: 3-16383
Dec. 7, 2016	Questrust Ventures, Inc. Zaring Homes, Inc. Release No. AP-4420 File Number: 3-17679
Dec. 6, 2016	Harvey Westbury Corp. InterCore, Inc. Kalex Corp. Release No. AP-4419 File Number: 3-17683
Dec. 5, 2016	Dynamic Response Group, Inc. Eagle Telephonics, Inc. Far East Energy Corporation Release No. AP-4415 File Number: 3-17641
Dec. 5, 2016	Kogeto, Inc. Lustros, Inc. Med-X Systems, Inc. Release No. AP-4416 File Number: 3-17680
Dec. 5, 2016	Grace Development, Inc. Luxeyard, Inc. SuperDirectories, Inc. Release No. AP-4417 File Number: 3-17519
Dec. 5, 2016	Anderson, Bryan Wayne Release No. AP-4418 File Number: 3-17681
Dec. 5, 2016	Rose, Sheldon MKJJ Consulting LLC Release No. AP-4414 File Number: 3-17559
Dec. 2, 2016	White, Paul Leon II Release No. AP-4413 File Number: 3-17210
Dec. 2, 2016	Ironridge Global Partners, LLC Ironridge Global IV, Ltd. Release No. AP-4409 File Number: 3-16649
Dec. 2, 2016	Neman, Shervin Neman Financial, Inc. Release No. AP-4410 File Number: 3-17699
Dec. 2, 2016	Mars Acquisitions, Inc. SoftNet Technology Corp. Release No. AP-4411 File Number: 3-17700
Dec. 2, 2016	Med-X, Inc. Release No. AP-4412 File Number: 3-17551
Dec. 1, 2016	Kon, Alexander Release No. AP-4408 File Number: 3-17674
Dec. 1, 2016	Smith, Gregory J. Release No. AP-4405 File Number: 3-17657
Dec. 1, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4406 File Number: 3-17387
Dec. 1, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4407 File Number: 3-17387
Nov. 30, 2016	Odyssey Pictures Corporation Portus Corporation Vampt America, Inc. Westport Energy Holdings, Inc. Release No. AP-4403 File Number: 3-17698
Nov. 30, 2016	Beamish, Adrian D., CPA Release No. AP-4404 File Number: 3-17651
Nov. 29, 2016	The Registration Statement of Flaster Corporation, The Registration Statement of iLoan Inc., The Registration Statement of Zubra Inc., The Registration Statement of Instride, Inc. Release No. AP-4398 File Number: 3-17664, 3-17665, 3-17666, 3-17667
Nov. 29, 2016	Hill, Charles L., Jr. Release No. AP-4394 File Number: 3-16383
Nov. 29, 2016	Hill, Charles L., Jr. Release No. AP-4399 File Number: 3-16383
Nov. 29, 2016	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-4395 File Number: 3-17387
Nov. 29, 2016	BioNovo, Inc. InterAmerican Gaming, Inc. Spot Mobile International Ltd. Release No. AP-4400 File Number: 3-17649
Nov. 29, 2016	Aronson, David A., CPA Release No. AP-4396 File Number: 3-17633

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