34-91886
May 13, 2021
SR-CboeEDGX-2021-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 27122)
34-91860
May 12, 2021
SR-NYSEAMER-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26992)
34-91863
May 12, 2021
SR-NYSENAT-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26979)
34-91862
May 12, 2021
SR-NYSECHX-2021-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 28427)
34-91861
May 12, 2021
SR-NYSEArca-2021-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26990)
34-91859
May 12, 2021
SR-NYSE-2021-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26995)
34-91871
May 12, 2021
SR-NYSE-2021-20
Notice of Withdrawal of a Proposed Rule Change To Amend Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds Comments Due: Federal Register version (86 FR 26995)
34-91881
May 12, 2021
SR-NSCC-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications, Corrections and Certain Other Changes to the NSCC Rules & Procedures Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26999)
34-91864
May 12, 2021
SR-BX-2021-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of BX's Request for PRISM Comments Due: Federal Register version (86 FR 27003)
34-91874
May 12, 2021
SR-NASDAQ-2021-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Broker-Dealers That Purchase the Nasdaq Basic Enterprise License at Equity 7, Section 147(b)(5) to Distribute Nasdaq Last Sale ("NLS") to the General Investing Public Comments Due: Exhibit 5 Federal Register version (86 FR 26985)
34-91858
May 12, 2021
SR-PEARL-2021-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Fee Schedule To Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 26967)
34-91857
May 12, 2021
SR-MIAX-2021-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 26973)
34-91876
May 12, 2021
SR-FINRA-2021-009
Notice of Filing of a Proposed Rule Change To Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 3 Federal Register version (86 FR 27005)
34-91875
May 12, 2021
SR-CboeBZX-2021-036
Notice of Filing of a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (86 FR 26982)
34-91839
May 11, 2021
SR-Phlx-2021-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Listing Rules Related to Bid/Ask Differentials for Long-Term Options Series Comments Due: Exhibit 5 Federal Register version (86 FR 26748)
34-91838
May 11, 2021
SR-BX-2021-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections Comments Due: Exhibit 5 Federal Register version (86 FR 26750)
34-91841
May 11, 2021
SR-NASDAQ-2021-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Options Market LLC Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections Comments Due: Exhibit 5 Federal Register version (86 FR 26753)
34-91843
May 11, 2021
SR-NASDAQ-2021-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend Publication on Certain Proprietary Data Feeds Comments Due: Federal Register version (86 FR 26763)
34-91836
May 11, 2021
SR-BOX-2021-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors Comments Due: Exhibit 5 Federal Register version (86 FR 26765)
34-91833
May 10, 2021
SR-OCC-2021-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model Comments Due: Federal Register version (86 FR 26586)
34-91807
May 10, 2021
SR-NYSE-2020-89
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 7.35C Comments Due: View Received Comments Federal Register version (86 FR 26582)
34-91809
May 10, 2021
SR-NSCC-2021-005
Notice of Filing of Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (86 FR 26588)
34-91830
May 10, 2021
SR-BX-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Equity and General Rules From Its Current Rulebook Into Its New Rulebook Shell Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (86 FR 26567)
34-91803
May 10, 2021
SR-CboeEDGX-2021-025
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26558)
34-91802
May 10, 2021
SR-CboeEDGA-2021-011
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26574)
34-91801
May 10, 2021
SR-CboeBZX-2021-035
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26594)
34-91831
May 10, 2021
SR-CboeBZX-2021-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 26577)
34-91804
May 10, 2021
SR-CboeBYX-2021-012
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26583)
34-91791
May 7, 2021
SR-NYSE-2020-93
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Rules 7.35 and 7.35A Comments Due: View Received Comments Federal Register version (86 FR 26110)
34-91788
May 7, 2021
SR-NSCC-2021-002
Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Federal Register version (86 FR 26112)
34-91789
May 7, 2021
SR-FINRA-2021-008
Notice of Filing of a Proposed Rule Change Relating to Security-Based Swaps Comments Due: View Received Comments Federal Register version (86 FR 26084)
34-91771
May 6, 2021
SR-NYSEArca-2021-31
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 26073)
34-91786
May 6, 2021
SR-NYSEArca-2020-105
Notice of Withdrawal of a Proposed Rule Change To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Federal Register version (86 FR 26110)
34-91784
May 6, 2021
SR-CboeEDGA-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 26113)
34-91781
May 5, 2021
SR-Phlx-2020-41
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Options on a Nasdaq-100 Volatility Index Comments Due: View Received Comments Federal Register version (86 FR 25918)
34-91778
May 5, 2021
SR-NYSE-2021-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (86 FR 25902)
34-91773
May 5, 2021
SR-BX-2021-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of BX's Rule Amendment To Limit Short Term Options Series Intervals to July 1, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 25911)
34-91777
May 5, 2021
SR-PEARL-2021-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 To Limit Short Term Options Series Intervals Between Strikes Comments Due: Exhibit 5 Federal Register version (86 FR 25906)
34-91776
May 5, 2021
SR-MIAX-2021-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 To Limit Short Term Options Series Intervals Between Strikes Comments Due: Exhibit 5 Federal Register version (86 FR 25923)
34-91775
May 5, 2021
SR-ICEEU-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICEEU Transition of the Rates Used for Calculating Price Alignment Amounts Comments Due: Federal Register version (86 FR 25928)
34-91782
May 5, 2021
SR-CBOE-2021-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: Federal Register version (86 FR 25915)
34-91751
May 4, 2021
SR-PHLX-2021-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Exhibit 5 Federal Register version (86 FR 24941)
34-91766
May 4, 2021
SR-Phlx-2021-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (86 FR 25014)
34-91770
May 4, 2021
SR-NSCC-2021-801
Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Federal Register version (86 FR 24989)
34-91756
May 4, 2021
SR-GEMX-2021-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 24979)
34-91764
May 4, 2021
SR-GEMX-2021-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (86 FR 25033)
34-91750
May 4, 2021
SR-BX-2021-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 25045)
34-91752
May 4, 2021
SR-NASDAQ-2021-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24921)
34-91763
May 4, 2021
SR-NASDAQ-2021-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (86 FR 25055)
34-91753
May 4, 2021
SR-MRX-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 24994)
34-91765
May 4, 2021
SR-MRX-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (86 FR 25057)
34-91748
May 4, 2021
SR-MEMX-2021-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Handling of Displayed Odd Lot Orders and Non-Displayed Orders That Become Locked or Crossed Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24951)
34-91755
May 4, 2021
SR-ISE-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 25035)
34-91754
May 4, 2021
SR-IEX-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Discretionary Limit Orders To Be Reserve Orders Comments Due: Exhibit 5 Federal Register version (86 FR 24976)
34-91758
May 4, 2021
SR-CboeEDGX-2021-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 25004)
34-91759
May 4, 2021
SR-CboeEDGA-2021-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 24956)
34-91762
May 4, 2021
SR-CboeBZX-2021-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 24931)
34-91761
May 4, 2021
SR-CboeBYX-2021-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 25016)
34-91760
May 4, 2021
SR-CBOE-2021-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24966)
34-91767
May 4, 2021
SR-CBOE-2021-029
Notice of Filing of a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 25026)
34-91757
May 4, 2021
SR-C2-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 24911)
34-91742
May 3, 2021
SR-EMERALD-2021-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC ("MIAX Pearl") Comments Due: Exhibit 5 Federal Register version (86 FR 24680)
34-91744
May 3, 2021
SR-NASDAQ-2021-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Connectivity, Surveillance and Risk Management Services and Fees Comments Due: Federal Register version (86 FR 24685)
34-91743
May 3, 2021
SR-MIAX-2021-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC ("MIAX Pearl") Comments Due: Exhibit 5 Federal Register version (86 FR 24678)
34-91740
May 3, 2021
SR-ICEEU-2021-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 24689)
34-91735
April 30, 2021
SR-NASDAQ-2021-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Concerning Exchange Rule 1210 From April 30, 2021, to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24422)
34-91733
April 30, 2021
SR-ICC-2021-013
Notice of Filing of Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 24425)
34-91736
April 30, 2021
SR-DTC-2021-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the DTC Corporate Actions Distributions Service Guide Comments Due: Exhibit 5 Federal Register version (86 FR 24418)
34-91701
April 29, 2021
SR-EMERALD-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes; Rule 516, Order Types Defined; Rule 517, Quote Types Defined; Rule 605, Market Maker Orders; and Rule 612, Aggregate Risk Manager To Eliminate Fill-or-Kill (FOK) Orders and FOK eQuotes Comments Due: Exhibit 5 Federal Register version (86 FR 24117)
34-91702
April 29, 2021
SR-EMERALD-2021-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-EMERALD-2020-21 From April 30, 2021 to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24072)
34-91706
April 29, 2021
SR-NYSEAMER-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24041)
34-91712
April 29, 2021
SR-NYSEAMER-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 24036)
34-91709
April 29, 2021
SR-NYSENAT-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE National Rule 2.1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24090)
34-91730
April 29, 2021
SR-NYSENAT-2021-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE National, Inc.'s Price List Comments Due: Exhibit 5 Federal Register version (86 FR 24034)
34-91708
April 29, 2021
SR-NYSECHX-2021-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 13 Comments Due: Exhibit 5 Federal Register version (86 FR 24103)
34-91731
April 29, 2021
SR-NYSECHX-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (86 FR 24096)
34-91707
April 29, 2021
SR-NYSEArca-2021-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24093)
34-91713
April 29, 2021
SR-NYSEArca-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules Comments Due: Exhibit 5 Federal Register version (86 FR 24098)
34-91705
April 29, 2021
SR-NYSE-2021-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE Rule 1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24038)
34-91711
April 29, 2021
SR-NYSE-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange Price List Comments Due: Exhibit 5 Federal Register version (86 FR 24101)
34-91720
April 29, 2021
SR-NSCC-2021-802
Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals Comments Due: Federal Register version (86 FR 24067)
34-91710
April 29, 2021
SR-PEARL-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 3100, Registration Requirements, To Extend The Expiration Date of The Temporary Amendment Set Forth in SR-PEARL-2020-36 from April 30, 2021 to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24114)
34-91703
April 29, 2021
SR-MIAX-2021-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals) To Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-MIAX-2020-42 from April 30, 2021 to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24106)
34-91724
April 29, 2021
SR-CboeEDGX-2021-021
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24044)
34-91725
April 29, 2021
SR-CboeEDGA-2021-009
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGA Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24076)
34-91727
April 29, 2021
SR-CboeBZX-2021-028
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BZX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24083)
34-91729
April 29, 2021
SR-CboeBYX-2021-009
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BYX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24059)
34-91728
April 29, 2021
SR-CBOE-2021-023
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24052)
34-91732
April 29, 2021
SR-C2-2021-007
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe C2 Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24125)
34-91714
April 29, 2021
SR-BOX-2021-07
Notice of Filing of Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24119)
34-91696
April 28, 2021
SR-Phlx-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's Pricing Schedule at Options 7 To Adopt Pricing for Index Options on the Nasdaq 100 Micro Index Comments Due: Exhibit 5 Federal Register version (86 FR 24109)
34-91700
April 28, 2021
SR-CboeEDGX-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (86 FR 23770)
34-91695
April 28, 2021
SR-CboeBZX-2021-019
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 24066)
34-91699
April 28, 2021
SR-CboeBZX-2021-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (86 FR 23767)
34-91697
April 28, 2021
SR-CBOE-2021-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until November 1, 2021 Comments Due: Federal Register version (86 FR 23775)
34-91698
April 28, 2021
SR-CBOE-2021-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program Comments Due: Federal Register version (86 FR 23761)
34-91687
April 27, 2021
SR-MRX-2021-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (86 FR 23478)
34-91691
April 27, 2021
SR-IEX-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 Comments Due: Exhibit 5 Federal Register version (86 FR 23471)
34-91686
April 27, 2021
SR-CBOE-2020-075
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading Comments Due: View Received Comments Federal Register version (86 FR 23478)
34-91689
April 27, 2021
SR-CBOE-2021-025
Notice of Filing of a Proposed Rule Change To Amend Rule 5.37 and Rule 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism ("AIM") and Complex AIM ("C-AIM") Auctions Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 23453)
