34-92446
July 20, 2021
SR-NYSENAT-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Add New Subparagraph (i)(4) to Rule 7.31 Comments Due: Exhibit 5 Federal Register version (86 FR 40108)
34-92449
July 20, 2021
SR-NYSEArca-2021-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which Are Listed and Traded on the Exchange Comments Due: Federal Register version (86 FR 40102)
34-92452
July 20, 2021
SR-PEARL-2021-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 40092)
34-92448
July 20, 2021
SR-MIAX-2021-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Complex PRIME Agency Order Credit Comments Due: Exhibit 5 Federal Register version (86 FR 40104)
34-92445
July 20, 2021
SR-CboeEDGX-2021-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 40097)
34-92439
July 19, 2021
SR-NYSEArca-2021-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Cambiar Large Cap ETF, Cambiar Small Cap ETF and Cambiar SMID ETF Comments Due: Federal Register version (86 FR 39084)
34-92437
July 19, 2021
SR-NSCC-2021-009
Notice of Filing of a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 1986 Comments Due: Exhibit 5 Federal Register version (86 FR 39092)
34-92428
July 16, 2021
SR-NYSE-2021-40
Notice of Filing of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.12 Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (86 FR 38776)
34-92433
July 16, 2021
SR-NASDAQ-2021-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 38772)
34-92418
July 15, 2021
SR-ICEEU-2021-010
Notice of Partial Amendment No. 1 and Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures, and General Contract Terms Comments Due: Federal Register version (86 FR 38521)
34-92420
July 15, 2021
SR-CBOE-2021-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Trading Halts During the Global Trading Hours Session Comments Due: Exhibit 5 Federal Register version (86 FR 38515)
34-92404
July 14, 2021
SR-Phlx-2021-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules Comments Due: Exhibit 5 Federal Register version (86 FR 38377)
34-92401
July 14, 2021
SR-NYSENAT-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 38392)
34-92400
July 14, 2021
SR-NYSEARCA-2021-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 38375)
34-92405
July 14, 2021
SR-NYSEArca-2021-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Listing Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 38389)
34-92409
July 14, 2021
SR-BX-2021-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 Comments Due: Exhibit 5 Federal Register version (86 FR 38366)
34-92402
July 14, 2021
SR-ICC-2021-015
Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures Comments Due: Federal Register version (86 FR 38370)
34-92403
July 14, 2021
SR-FINRA-2021-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules Comments Due: Federal Register version (86 FR 38395)
34-92410
July 14, 2021
SR-DTC-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the Text of the Rules and the Procedures, of the Service Guide for the DTC Canadian-Link Service and the DTC Operational Arrangements Relating to the Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service Comments Due: Exhibit 5 Federal Register version (86 FR 38381)
34-92406
July 14, 2021
SR-CboeBZX-2021-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Adopting a New Single Market Participant Identifier Investor Tier Comments Due: Exhibit 5 Federal Register version (86 FR 38372)
34-92408
July 14, 2021
SR-CboeBZX-2021-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Eliminate the Opt-In Functionality Offered Under the Lead Market Maker Pricing Comments Due: Exhibit 5 Federal Register version (86 FR 38364)
34-92407
July 14, 2021
SR-CboeBYX-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 38397)
34-92377
July 13, 2021
SR-Phlx-2021-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B Comments Due: Exhibit 5 Federal Register version (86 FR 38147)
34-92393
July 13, 2021
SR-Phlx-2021-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Electronic Market Maker Obligations and Quoting Requirements Comments Due: Exhibit 5 Federal Register version (86 FR 38151)
34-92395
July 13, 2021
SR-NYSEArca-2021-57
Notice of Filing of Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 38129)
34-92381
July 13, 2021
SR-NSCC-2021-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 38163)
34-92384
July 13, 2021
SR-GEMX-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (86 FR 38171)
34-92396
July 13, 2021
SR-MRX-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (86 FR 38159)
34-92394
July 13, 2021
SR-ISE-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (86 FR 38156)
34-92398
July 13, 2021
SR-IEX-2021-06
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program Comments Due: View Received Comments Federal Register version (86 FR 38166)
34-92380
July 13, 2021
SR-FICC-2021-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5 Federal Register version (86 FR 38140)
34-92379
July 13, 2021
SR-DTC-2021-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5 Federal Register version (86 FR 38143)
34-92388
July 13, 2021
SR-CboeBZX-2021-039
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 38163)
34-92389
July 13, 2021
SR-CBOE-2021-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Certain Fees Related to Qualified Contingent Cross Orders and the Clearing Trading Permit Holder Fee Cap Comments Due: Exhibit 5 Federal Register version (86 FR 38137)
34-92387
July 13, 2021
SR-BOX-2021-06
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC Comments Due: View Received Comments Federal Register version (86 FR 38140)
34-92373
July 12, 2021
SR-NYSE-2020-93
Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Partial Amendment No. 2, to Amend NYSE Rules 7.35and 7.35A Comments Due: View Received Comments
34-92358
July 9, 2021
SR-EMERALD-2021-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the cToM Market Data Product Comments Due: Exhibit 5 Federal Register version (86 FR 37361)
34-92360
July 9, 2021
SR-EMERALD-2021-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 37373)
34-92374
July 9, 2021
SR-NYSE-2020-89
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 7.35C Comments Due: View Received Comments Federal Register version (86 FR 37367)
34-92363
July 9, 2021
SR-PEARL-2021-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 37376)
34-92365
July 9, 2021
SR-PEARL-2021-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 37347)
34-92366
July 9, 2021
SR-PEARL-2021-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 37379)
34-92367
July 9, 2021
SR-PEARL-2021-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 37388)
34-92364
July 9, 2021
SR-MIAX-2021-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 37364)
34-92359
July 9, 2021
SR-MIAX-2021-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product Comments Due: Exhibit 5 Federal Register version (86 FR 37393)
34-92348
July 8, 2021
SR-PEARL-2021-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove References and Fees Associated With the 10Gb Fiber Connection Comments Due: Exhibit 5 Federal Register version (86 FR 37200)
34-92351
July 8, 2021
SR-MIAX-2021-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Remove References and Fees Associated With the 10Gb Fiber Connection Comments Due: Exhibit 5 Federal Register version (86 FR 37202)
34-92354
July 8, 2021
SR-CBOE-2021-020
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 6.10 To Introduce a Voluntary Multilateral Compression Service for SPX Options Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 37197)
34-92336
July 7, 2021
SR-NYSEAMER-2021-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Limit Short Term Options Series Intervals Comments Due: Exhibit 5 Federal Register version (86 FR 36827)
34-92333
July 7, 2021
SR-NYSEArca-2021-37
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (86 FR 36826)
34-92335
July 7, 2021
SR-NYSEArca-2021-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.4-O To Limit Short Term Options Series Intervals Comments Due: Exhibit 5 Federal Register version (86 FR 36844)
34-92337
July 7, 2021
SR-NYSEArca-2021-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 36796)
34-92343
July 7, 2021
SR-NYSE-2021-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 36850)
34-92334
July 7, 2021
SR-NSCC-2021-007
Notice of Filing of Proposed Rule Change Relating To Confidential Information, Market Disruption Events, and Other Changes Comments Due: Exhibit 5 Federal Register version (86 FR 36815)
34-92344
July 7, 2021
SR-NASDAQ-2021-054
Notice of Filing of Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 36841)
34-92345
July 7, 2021
SR-NASDAQ-2021-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Listing Rule 5910 To Establish Entry and All-Inclusive Annual Listing Fees for Companies Listing Under IM-5101-2 on the Nasdaq Global Market Comments Due: Exhibit 5 Federal Register version (86 FR 36807)
34-92340
July 7, 2021
SR-FICC-2021-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules Comments Due: Exhibit 5 Federal Register version (86 FR 36822)
34-92341
July 7, 2021
SR-FICC-2021-004
Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: Exhibit 5 Federal Register version (86 FR 36799)
34-92339
July 7, 2021
SR-DTC-2021-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 36810)
34-92342
July 7, 2021
SR-DTC-2021-011
Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 36833)
34-92329
July 6, 2021
SR-CboeEDGX-2021-027
Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Federal Register version (86 FR 36590)
34-92328
July 6, 2021
SR-CboeEDGA-2021-013
Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Federal Register version (86 FR 36590)
34-92331
July 6, 2021
SR-CboeBZX-2021-042
Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Federal Register version (86 FR 36590)
34-92330
July 6, 2021
SR-CboeBYX-2021-013
Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Federal Register version (86 FR 36589)
34-92320
July 2, 2021
SR-NYSEArca-2021-28
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 36309)
34-92321
July 2, 2021
SR-NYSEArca-2021-29
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 36173)
34-92308
July 1, 2021
SR-NYSE-2021-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Section of the NYSE Price List Setting Forth Credits Applicable to Supplemental Liquidity Providers Comments Due: Exhibit 5 Federal Register version (86 FR 36169)
34-92304
June 30, 2021
SR-NYSEArca-2021-47
Notice of Filing of Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 36440)
34-92300
June 30, 2021
SR-NASDAQ-2021-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits and Charges at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 35839)
34-92295
June 30, 2021
SR-CboeEDGX-2021-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Current Day Consolidated High and Low Prices Comments Due: Exhibit 5 Federal Register version (86 FR 35850)
34-92296
June 30, 2021
SR-CboeEDGA-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Current Day Consolidated High and Low Prices Comments Due: Exhibit 5 Federal Register version (86 FR 35852)
34-92294
June 30, 2021
SR-CboeBZX-2021-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(j) To Identify the Current Day Consolidated High and Low Prices Comments Due: Exhibit 5 Federal Register version (86 FR 35847)
34-92301
June 30, 2021
SR-CboeBYX-2021-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(i) To Identify the Current Day Consolidated High and Low Prices Comments Due: Exhibit 5 Federal Register version (86 FR 35845)
34-92291
June 29, 2021
SR-NYSEArca-2021-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 35551)
34-92266
June 25, 2021
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (86 FR 35142)
34-92268
June 25, 2021
SR-CboeBZX-2021-036
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility Comments Due: Federal Register version (86 FR 35143)
34-92254
June 24, 2021
SR-NYSEAMER-2021-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E To Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule To Cross Reference the Retail Order Modifier Comments Due: Exhibit 5 Federal Register version (86 FR 34819)
34-92250
June 24, 2021
SR-NSCC-2021-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: View Received Comments Federal Register version (86 FR 34798)
34-92256
June 24, 2021
SR-NASDAQ-2021-045
Notice of Filing of Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 34815)
34-92249
June 24, 2021
SR-DTC-2021-005
Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Settlement Service Guide and the Form of DTC Pledgee's Agreement Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 34807)
34-92255
June 24, 2021
SR-BOX-2021-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7300 (Preferenced Orders) Comments Due: Exhibit 5 Federal Register version (86 FR 34813)
34-92243
June 23, 2021
SR-BX-2021-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 18, Payments for Market Making Comments Due: Exhibit 5 Federal Register version (86 FR 34288)
34-92242
June 23, 2021
SR-NASDAQ-2021-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 18, Payments for Market Making Comments Due: Exhibit 5 Federal Register version (86 FR 34286)
34-92239
June 23, 2021
SR-FINRA-2021-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Retirement of FINRA's Order Audit Trail System Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 34293)
34-92238
June 23, 2021
SR-BOX-2021-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (86 FR 34290)
34-92231
June 22, 2021
SR-Phlx-2021-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (86 FR 34101)
34-92233
June 22, 2021
SR-NYSEArca-2021-31
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 34107)
34-92234
June 22, 2021
SR-NYSE-2021-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Ports Comments Due: Exhibit 5 Federal Register version (86 FR 34080)
34-92227
June 22, 2021
SR-GEMX-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) Comments Due: Exhibit 5 Federal Register version (86 FR 34104)
34-92230
June 22, 2021
SR-BX-2021-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees, at Equity 7, Section 118(e) Comments Due: Exhibit 5 Federal Register version (86 FR 34074)
34-92229
June 22, 2021
SR-MRX-2021-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) Comments Due: Exhibit 5 Federal Register version (86 FR 34077)
34-92226
June 22, 2021
SR-ISE-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 4 (Obligations of Market Makers), Options 4, Section 3 (Criteria for Underlying Securities), Options 4, Section 8 (Long-Term Options Contracts), and Options 4A, Section 12 (Terms of Index Options Contracts) Comments Due: Exhibit 5 Federal Register version (86 FR 34096)
34-92222
June 22, 2021
SR-IEX-2021-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 Comments Due: Federal Register version (86 FR 34069)
34-92225
June 22, 2021
SR-FINRA-2021-016
Notice of Filing of a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults) Comments Due: View Received Comments Federal Register version (86 FR 34084)
34-92220
June 21, 2021
SR-Phlx-2021-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: Federal Register version (86 FR 33802)
34-92213
June 21, 2021
SR-NSCC-2021-002
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Federal Register version (86 FR 33414)
34-92217
June 21, 2021
SR-BX-2021-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: Federal Register version (86 FR 33804)
34-92219
June 21, 2021
SR-NASDAQ-2021-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: Federal Register version (86 FR 33801)
34-92209
June 17, 2021
SR-PEARL-2021-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 33386)
34-92208
June 17, 2021
SR-MIAX-2021-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 33442)
