34-92117
June 7, 2021
SR-FICC-2020-017
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: View Received Comments Federal Register version (86 FR 31354)
34-92116
June 7, 2021
SR-CBOE-2021-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules in Connection With the Number of Legs of a Complex Order That May Be Entered on a Single Order Ticket at the Time of Systemization Comments Due: Exhibit 5 Federal Register version (86 FR 31361)
34-92121
June 7, 2021
SR-CBOE-2021-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a New Floor Broker Incentive Program and To Make a Clarifying Change to the Definition of Facilitation Orders Comments Due: Exhibit 5 Federal Register version (86 FR 31356)
34-92107
June 4, 2021
SR-Phlx-2021-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules Comments Due: Exhibit 5 Federal Register version (86 FR 30995)
34-92104
June 3, 2021
SR-NYSEArca-2021-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) Comments Due: Federal Register version (86 FR 30635)
34-92103
June 3, 2021
SR-BX-2021-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, "General Provisions" and Section 2, "BX Options Market-Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (86 FR 30661)
34-92098
June 3, 2021
SR-FINRA-2021-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: Exhibit 3 Federal Register version (86 FR 30632)
34-92089
June 2, 2021
SR-NYSENAT-2021-09
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSEArca-2021-24
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSEAMER-2021-21
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSECHX-2021-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSE-2021-25
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92090
June 2, 2021
SR-MIAX-2021-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market Comments Due: Federal Register version (86 FR 30508)
34-92082
June 1, 2021
SR-PEARL-2021-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 531, Reports and Market Data Products, To Adopt the Liquidity Taker Event Report for Options Trading Comments Due: Exhibit 5 Federal Register version (86 FR 30337)
34-92081
June 1, 2021
SR-MIAX-2021-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 531, Reports and Market Data Products, To Adopt the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 30344)
34-92078
June 1, 2021
SR-CBOE-2021-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 30342)
34-92068
May 28, 2021
SR-NASDAQ-2021-009
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Equity 4, Rule 4754 Relating to the Limit Up-Limit Down Closing Cross Comments Due: View Received Comments Federal Register version (86 FR 29864)
34-92072
May 28, 2021
SR-BOX-2021-12
Notice of Filing of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) To Limit Short Term Options Series Intervals Comments Due: Exhibit 5 Federal Register version (86 FR 29856)
34-92052
May 27, 2021
SR-NYSEArca-2021-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the American Century Sustainable Growth ETF Comments Due: Federal Register version (86 FR 29810)
34-92053
May 27, 2021
SR-NYSEArca-2021-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 29868)
34-92055
May 27, 2021
SR-LTSE-2021-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee Comments Due: Exhibit 5 Federal Register version (86 FR 29818)
34-92044
May 27, 2021
SR-FINRA-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Per-Transaction Fee for Late and Corrective Reports to the FINRA/Nasdaq TRF and To Increase the Participation Fee Comments Due: Exhibit 5 Federal Register version (86 FR 29823)
34-92019
May 27, 2021
SR-FICC-2021-801
Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes Comments Due: View Received Comments Memo regarding the Commission's Request for Additional Information , SR-FICC-2021-003 Federal Register version (86 FR 29834)
34-92040
May 27, 2021
SR-CBOE-2020-106
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes Comments Due: View Received Comments Federal Register version (86 FR 29817)
34-92057
May 27, 2021
SR-CBOE-2021-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.54 and Rule 3.10 Comments Due: Exhibit 5 Federal Register version (86 FR 29820)
34-92051
May 27, 2021
SR-C2-2021-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Align the Exchange's Rulebook With the Rulebook of Its Affiliated Exchange, Cboe Options, Inc. ("Cboe Options") and Make Other Formatting Changes Comments Due: Exhibit 5 Federal Register version (86 FR 29852)
34-92028
May 26, 2021
SR-EMERALD-2021-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 29608)
34-92029
May 26, 2021
SR-IEX-2021-06
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: View Received Comments Federal Register version (86 FR 29608)
34-92020
May 26, 2021
SR-ICEEU-2021-010
Notice of Filing of Proposed Rule Change Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Exhibit 5h Federal Register version (86 FR 29612)
34-92032
May 26, 2021
SR-CboeBZX-2021-024
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 29611)
34-92016
May 25, 2021
SR-NYSEARCA-2021-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 29308)
34-92000
May 25, 2021
SR-BX-2021-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (86 FR 29314)
34-92012
May 25, 2021
SR-NASDAQ-2021-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 29317)
34-92014
May 25, 2021
SR-FICC-2021-003
Notice of Filing of Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 29334)
34-91994
May 25, 2021
SR-CboeBZX-2021-039
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 29321)
34-92013
May 25, 2021
SR-CboeBZX-2021-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 29312)
34-92015
May 25, 2021
SR-CboeBZX-2021-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Define the Terms "Derivative Security" and "UTP Derivative Security" and Amend Certain Related Rules Comments Due: Exhibit 5 Federal Register version (86 FR 29305)
34-92011
May 25, 2021
SR-CBOE-2021-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6.10 To Introduce a Voluntary Compression Service Comments Due: View Received Comments Federal Register version (86 FR 29334)
34-92017
May 25, 2021
SR-BOX-2021-06
Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 3d , Exhibit 3e , Exhibit 3f , Exhibit 3g , Exhibit 3h , Exhibit 3i , Exhibit 3j , Exhibit 3k , Exhibit 3l , Exhibit 5a , Exhibit 5b Federal Register version (86 FR 29634)
34-91975
May 24, 2021
SR-NYSE-2020-95
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 Comments Due: View Received Comments Federal Register version (86 FR 28921)
34-91976
May 24, 2021
SR-ISE-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 5, for NQX Index Options Fees and Rebates for Regular and Complex Orders Comments Due: Exhibit 5 Federal Register version (86 FR 28918)
34-91963
May 21, 2021
SR-EMERALD-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the Open-Close Report Comments Due: Exhibit 5 Federal Register version (86 FR 28662)
34-91962
May 21, 2021
SR-NYSEArca-2021-37
Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (86 FR 28646)
34-91964
May 21, 2021
SR-PEARL-2021-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the Open-Close Report Comments Due: Exhibit 5 Federal Register version (86 FR 28667)
34-91965
May 21, 2021
SR-MIAX-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the Open-Close Report Comments Due: Exhibit 5 Federal Register version (86 FR 28665)
34-91960
May 20, 2021
SR-Phlx-2021-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (86 FR 28418)
34-91949
May 20, 2021
SR-NYSEArca-2021-28
Notice of Filing of Proposed Rule Change To List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 28420)
34-91952
May 20, 2021
SR-NYSEArca-2021-29
Notice of Filing of Proposed Rule Change To List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 28410)
34-91948
May 20, 2021
SR-NYSE-2021-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 28399)
34-91958
May 20, 2021
SR-MSRB-2021-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-8 and the By-Laws of the Municipal Securities Rulemaking Board To Update Descriptions of Board Rulemaking Processes and Eliminate Redundant or Obsolete Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 28416)
34-91959
May 20, 2021
SR-FINRA-2021-011
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 1011(p) ("Specified Risk Event") Comments Due: View Received Comments Federal Register version (86 FR 28405)
34-91936
May 19, 2021
SR-NYSEArca-2021-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 28178)
34-91937
May 19, 2021
SR-FINRA-2021-010
Notice of Filing of a Proposed Rule Change To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 28161)
34-91932
May 18, 2021
SR-Phlx-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4, Section 5, "Series of Options Contracts Open for Trading" To Limit Short Term Options Series Intervals Between Strikes Comments Due: Exhibit 5 Federal Register version (86 FR 27919)
34-91920
May 18, 2021
SR-OCC-2021-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (86 FR 27916)
34-91931
May 18, 2021
SR-NASDAQ-2021-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Options 4, Section 5, "Series of Options Contracts Open for Trading" To Limit Short Term Options Series Intervals Between Strikes Comments Due: Exhibit 5 Federal Register version (86 FR 27929)
34-91930
May 18, 2021
SR-ISE-2021-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4, Section 5, "Series of Options Contracts Open for Trading" To Limit Short Term Options Series Intervals Between Strikes Comments Due: Exhibit 5 Federal Register version (86 FR 27907)
34-91922
May 18, 2021
SR-ICC-2021-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules Comments Due: Exhibit 3 , Exhibit 5a , Exhibit 5b Federal Register version (86 FR 27938)
34-91901
May 14, 2021
SR-NYSEArca-2020-54
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies That List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Comments Due: View Received Comments Federal Register version (86 FR 27487)
34-91897
May 14, 2021
SR-BOX-2021-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers) Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 27490)
34-91887
May 13, 2021
SR-Phlx-2021-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 7 Comments Due: Exhibit 5 Federal Register version (86 FR 27138)
34-91895
May 13, 2021
SR-NYSEArca-2021-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Putnam Focused Large Cap Growth ETF; Putnam Focused Large Cap Value ETF; Putnam Sustainable Future ETF; and Putnam Sustainable Leaders ETF Comments Due: Federal Register version (86 FR 27126)
34-91885
May 13, 2021
SR-NASDAQ-2021-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Nasdaq Opening Cross Enhancements to the End of Q2 2021 Comments Due: Federal Register version (86 FR 27134)
34-91886
May 13, 2021
SR-CboeEDGX-2021-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 27122)
34-91860
May 12, 2021
SR-NYSEAMER-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26992)
34-91863
May 12, 2021
SR-NYSENAT-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26979)
34-91862
May 12, 2021
SR-NYSECHX-2021-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 28427)
34-91861
May 12, 2021
SR-NYSEArca-2021-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26990)
34-91859
May 12, 2021
SR-NYSE-2021-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission Comments Due: Exhibit 5 Federal Register version (86 FR 26995)
34-91871
May 12, 2021
SR-NYSE-2021-20
Notice of Withdrawal of a Proposed Rule Change To Amend Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds Comments Due: Federal Register version (86 FR 26995)
34-91881
May 12, 2021
SR-NSCC-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications, Corrections and Certain Other Changes to the NSCC Rules & Procedures Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26999)
34-91864
May 12, 2021
SR-BX-2021-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of BX's Request for PRISM Comments Due: Federal Register version (86 FR 27003)
34-91874
May 12, 2021
SR-NASDAQ-2021-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Broker-Dealers That Purchase the Nasdaq Basic Enterprise License at Equity 7, Section 147(b)(5) to Distribute Nasdaq Last Sale ("NLS") to the General Investing Public Comments Due: Exhibit 5 Federal Register version (86 FR 26985)
34-91858
May 12, 2021
SR-PEARL-2021-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Fee Schedule To Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 26967)
34-91857
May 12, 2021
SR-MIAX-2021-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 26973)
34-91876
May 12, 2021
SR-FINRA-2021-009
Notice of Filing of a Proposed Rule Change To Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 3 Federal Register version (86 FR 27005)
34-91875
May 12, 2021
SR-CboeBZX-2021-036
Notice of Filing of a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (86 FR 26982)
34-91839
May 11, 2021
SR-Phlx-2021-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Listing Rules Related to Bid/Ask Differentials for Long-Term Options Series Comments Due: Exhibit 5 Federal Register version (86 FR 26748)
34-91838
May 11, 2021
SR-BX-2021-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections Comments Due: Exhibit 5 Federal Register version (86 FR 26750)
34-91841
May 11, 2021
SR-NASDAQ-2021-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Options Market LLC Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections Comments Due: Exhibit 5 Federal Register version (86 FR 26753)
34-91843
May 11, 2021
SR-NASDAQ-2021-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend Publication on Certain Proprietary Data Feeds Comments Due: Federal Register version (86 FR 26763)
34-91836
May 11, 2021
SR-BOX-2021-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors Comments Due: Exhibit 5 Federal Register version (86 FR 26765)
34-91833
May 10, 2021
SR-OCC-2021-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model Comments Due: Federal Register version (86 FR 26586)
34-91807
May 10, 2021
SR-NYSE-2020-89
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 7.35C Comments Due: View Received Comments Federal Register version (86 FR 26582)
34-91809
May 10, 2021
SR-NSCC-2021-005
Notice of Filing of Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (86 FR 26588)
34-91830
May 10, 2021
SR-BX-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Equity and General Rules From Its Current Rulebook Into Its New Rulebook Shell Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (86 FR 26567)
34-91803
May 10, 2021
SR-CboeEDGX-2021-025
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26558)
34-91802
May 10, 2021
SR-CboeEDGA-2021-011
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26574)
34-91801
May 10, 2021
SR-CboeBZX-2021-035
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26594)
34-91831
May 10, 2021
SR-CboeBZX-2021-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 26577)
34-91804
May 10, 2021
SR-CboeBYX-2021-012
Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 26583)
34-91791
May 7, 2021
SR-NYSE-2020-93
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Rules 7.35 and 7.35A Comments Due: View Received Comments Federal Register version (86 FR 26110)
34-91788
May 7, 2021
SR-NSCC-2021-002
Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Federal Register version (86 FR 26112)
34-91789
May 7, 2021
SR-FINRA-2021-008
Notice of Filing of a Proposed Rule Change Relating to Security-Based Swaps Comments Due: View Received Comments Federal Register version (86 FR 26084)
34-91771
May 6, 2021
SR-NYSEArca-2021-31
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 26073)
34-91786
May 6, 2021
SR-NYSEArca-2020-105
Notice of Withdrawal of a Proposed Rule Change To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Federal Register version (86 FR 26110)
34-91784
May 6, 2021
SR-CboeEDGA-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 26113)
34-91781
May 5, 2021
SR-Phlx-2020-41
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Options on a Nasdaq-100 Volatility Index Comments Due: View Received Comments Federal Register version (86 FR 25918)
34-91778
May 5, 2021
SR-NYSE-2021-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (86 FR 25902)
34-91773
May 5, 2021
SR-BX-2021-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of BX's Rule Amendment To Limit Short Term Options Series Intervals to July 1, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 25911)
