Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Retirement of FINRA's Order Audit Trail System

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey S. Davis, Senior Vice President and Senior Deputy General Counsel, Nasdaq, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2021-017
Release Number
34-92239
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