34-103262
June 16, 2025
SR-MSRB-2025-01
Notice of Filing of a Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related Amendment to Rule G-12 Comments Due: View Received Comments Exhibit 5
34-103261
June 16, 2025
SR-NYSEARCA-2025-40
WITHDRAWN on 09/23/2025 - Notice of Filing of Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin ETF, B.T. under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
34-103252
June 13, 2025
SR-NYSEAMER-2025-32
Notice of Filing and Immediate Effectiveness of Proposed Change to amend Rule 928NYP Comments Due: Exhibit 5
34-103251
June 13, 2025
SR-NYSEARCA-2025-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule 6.40P-O Comments Due: Exhibit 5
34-103245
June 12, 2025
SR-MRX-2025-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MRX’s Pricing Schedule Regarding a Complex Order Market Maker Fee Discount Comments Due: Exhibit 5
34-103243
June 12, 2025
4-518
Notice of Filing of Amendment to the National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS to Reflect Recent Amendments to Rule 605 of Regulation NMS Comments Due: Rule 605 Plan
34-103244
June 12, 2025
SR-NYSE-2025-20
Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual Comments Due: View Received Comments Exhibit 5
34-103239
June 12, 2025
SR-NASDAQ-2025-032
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103235
June 11, 2025
SR-PEARL-2025-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 2618, Risk Settings and Trading Risk Metrics, 2621, Clearly Erroneous Executions, 2626, Retail Order Attribution Program, and 2900, Unlisted Trading Privileges Comments Due: Exhibit 5
34-103234
June 11, 2025
SR-PEARL-2025-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Reduce Certain Rebates Provided Under the NBBO Setter Plus Program and the Requirements for Qualifying for the NBBO Setter Additive... Comments Due: Exhibit 5
34-103237
June 11, 2025
SR-IEX-2025-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Free Trial Program for Real-Time Exchange Market Data Products Comments Due: Exhibit 5
34-103233
June 11, 2025
SR-IEX-2025-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for a Displayed Liquidity Adding Rebate Tier for Executions Priced At or Above $1.00 Per Share Comments Due: Exhibit 5
34-103228
June 11, 2025
SR-FINRA-2025-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Stay the Effectiveness of Specified Expulsions and FINRA Actions Comments Due: View Received Comments Exhibit 5
34-102232
June 11, 2025
SR-FINRA-2025-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Implementation Schedule of Amendments to Section 7 of Schedule A to the FINRA By-Laws Adopted in SR-FINRA-2024-019 Comments Due: Exhibit 5
34-103231
June 11, 2025
SR-CboeBZX-2025-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform Comments Due: Exhibit 5
34-103230
June 11, 2025
SR-CBOE-2025-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Professional Orders Transacted on the Trading Floor in Certain Products and to Adopt a Floor Broker Sliding Scale Supplemental Rebate Program Comments Due: Exhibit 5
34-103226
June 11, 2025
SR-FINRA-2025-003
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others) Comments Due: Rebuttal Comments Due: View Received Comments
34-103224
June 11, 2025
SR-NYSE-2025-12
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103224
June 11, 2025
SR-NYSENAT-2025-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103224
June 11, 2025
SR-NYSETEX-2025-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103224
June 11, 2025
SR-NYSEARCA-2025-29
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103224
June 11, 2025
SR-NYSEAMER-2025-21
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103223
June 11, 2025
SR-MEMX-2025-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Exchange to List and Trade Options on the Fidelity Ethereum Fund, the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF Comments Due: View Received Comments Exhibit 5
34-103220
June 10, 2025
SR-MEMX-2025-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing Comments Due: Exhibit 5
34-103216
June 10, 2025
SR-FINRA-2025-005
Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules Comments Due: View Received Comments
34-103213
June 9, 2025
SR-MIAX-2025-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 1327, In-Kind Exchange of Options Positions and ETF Shares and UIT Units Comments Due: Exhibit 5
34-103210
June 9, 2025
SR-MEMX-2025-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Supplemental Equity Rights Program Comments Due:
34-103211
June 9, 2025
SR-NASDAQ-2025-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 6, Section 4 (Exchange Sharing of Participant Risk Settings) to Permit the Allocation of Responsibility to Clearing Members Comments Due: Exhibit 5
34-103209
June 9, 2025
SR-MEMX-2025-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Sunset Provision Related to the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-103204
June 6, 2025
SR-DTC-2024-801
Notice of No Objection to Advance Notices to Host Certain Core Clearance and Settlement Systems in a Public Cloud File Nos.:
34-103207
June 6, 2025
SR-C2-2025-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes Comments Due: Exhibit 5
34-103206
June 6, 2025
SR-CboeBZX-2025-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes Comments Due: Exhibit 5
34-103205
June 6, 2025
SR-CboeEDGX-2025-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes Comments Due: Exhibit 5
34-103203
June 6, 2025
SR-NYSETEX-2025-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Adopt Listing and Annual Fees Comments Due: Exhibit 5
34-103200
June 5, 2025
SR-CBOE-2025-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Increase its Fees for Certain Cboe Legacy Silexx Platform Versions Comments Due: Exhibit 5
34-103201
June 5, 2025
SR-FICC-2025-008
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin Comments Due: View Received Comments
34-103198
June 5, 2025
SR-NYSEARCA-2025-38
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Bitwise Bitcoin ETF Trust and the Bitwise Ethereum ETF in Order to Permit In-Kind Creations and Redemptions
34-103193
June 4, 2025
SR-NYSEAMER-2025-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Increase the Amount of Certain CUBE Auction Credits Comments Due: Exhibit 5
34-103188
June 4, 2025
SR-CboeBZX-2025-076
Notice of Filing of a Proposed Rule Change to Adopt Rule 14.11(n) to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund (“ETF”) Comments Due: View Received Comments Exhibit 5
34-103190
June 4, 2025
SR-NYSEAMER-2025-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE American Company Guide to Specify That the Exchange Will Immediately Suspend Trading in Any SPAC That Becomes Subject to Delisting for Failure to Complete a Business Comments Due: View Received Comments Exhibit 5
34-103191
June 4, 2025
SR-CboeBZX-2025-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13 Comments Due: Exhibit 5
34-103186
June 4, 2025
SR-CboeBZX-2025-053
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-103187
June 4, 2025
SR-NASDAQ-2025-042
Notice of Filing of Proposed Rule Change to List and Trade Shares of 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal comments
34-103189
June 4, 2025
SR-NYSEARCA-2025-39
Notice of Filing of Proposed Rule Change to Adopt a New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-103184
June 4, 2025
SR-CBOE-2025-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes Comments Due: Exhibit 5
34-103182
June 4, 2025
SR-CboeEDGX-2025-035
Notice of Filing of a Proposed Rule Change to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in a Principal Capacity Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-103175
June 3, 2025
SR-BOX-2025-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change its Procedure for Processing Fingerprints Under Exchange Rule 10080 (Fingerprint Based Background Checks of Exchange Employees and Independent Contractors and Other Service P Comments Due:
34-103174
June 3, 2025
SR-NASDAQ-2025-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Cabinet Proximity Option Program Comments Due: Exhibit 5
34-103167
June 2, 2025
SR-CBOE-2025-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement for Complex Orders Comprised of Flexible Exchange Option Series and Non-FLEX Option Series for S&P 500 Index Options Comments Due: Exhibit 5
34-103166
June 2, 2025
SR-CboeBZX-2025-072
Notice of Filing of a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 that are Listed as of or after May 20, 2025 from the Annual Meeting of Shareholders Requirement Set... Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-103163
June 2, 2025
SR-EMERALD-2025-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Remove Text Capping the Number of Limited Service MIAX Emerald Express Interface Ports Available to Each Market Maker Comments Due: Exhibit 5
34-103160
May 30, 2025
SR-NYSE-2025-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the content of the NYSE Pillar Depth Market Data Product Comments Due:
34-103159
May 30, 2025
SR-NYSETEX-2025-14
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article 22, Rule 24 Comments Due: Exhibit 5
34-103158
May 30, 2025
SR-PEARL-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2617, Order Execution and Routing, to Remove an Unnecessary Parenthetical Naming the Primary Listing Equities Markets Comments Due: Exhibit 5
34-103156
May 30, 2025
SR-CboeEDGA-2025-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: View Received Comments Exhibit 5
34-103155
May 30, 2025
SR-CboeEDGX-2025-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: View Received Comments Exhibit 5
34-103146
May 29, 2025
SR-NYSEARCA-2025-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt NYSE Rule 4530 Comments Due: Exhibit 5
34-103147
May 29, 2025
SR-BOX-2025-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units Comments Due: Exhibit 5
34-103153
May 29, 2025
SR-CboeBYX-2025-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: View Received Comments Exhibit 5
34-103145
May 29, 2025
SR-NYSENAT-2025-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt NYSE Rule 4530 Comments Due: Exhibit 5
34-103152
May 29, 2025
SR-CboeBZX-2025-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: View Received Comments Exhibit 5
34-103151
May 29, 2025
SR-ICC-2025-007
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Credit Recovery Plan and the ICE Clear Credit Wind-Down Plan Exhibit 5
34-103150
May 29, 2025
SR-PEARL-2025-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Amend the Fees for Ports Comments Due: Exhibit 5
34-103144
May 29, 2025
SR-ISE-2025-16
WITHDRAWN on 08/27/2025 - Notice of Filing of Proposed Rule Change to List and Trade Options on the Hashdex Nasdaq Crypto Index US ETF Exhibit 5
34-103142
May 28, 2025
SR-NYSEARCA-2025-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-103141
May 28, 2025
SR-NASDAQ-2025-030
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal comments View Received Comments
34-103140
May 28, 2025
SR-NYSEArca-2024-98
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise 10 Crypto Index Fund under Proposed NYSE Arca Rule 8.800-E... Comments Due: View Received Comments
34-103139
May 28, 2025
SR-NASDAQ-2025-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118 Comments Due: View Received Comments Exhibit 5
34-103136
May 28, 2025
SR-BOX-2025-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section IV.B. (PIP and COPIP Transactions) of the Fee Schedule for Trading on the BOX Options Market LLC Facility and Add Incentives for Auction and Non-Auction Public... Comments Due: Exhibit 5
34-103135
May 28, 2025
SR-NYSETEX-2025-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas to Adopt Fees Applicable to Orders Executed in Auctions Comments Due: Exhibit 5
34-103131
May 27, 2025
SR-IEX-2025-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX’s Fee Schedule to Establish a Supplemental Market Quality Program Comments Due: Exhibit 5
34-103128
May 27, 2025
SR-NYSETEX-2025-07
(WITHDRAWN on 08/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule Exhibit 5
34-103129
May 27, 2025
SR-NYSE-2025-17
(WITHDRAWN on 8/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule Exhibit 5
34-103126
May 27, 2025
SR-NYSEARCA-2025-35
Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-103125
May 27, 2025
SR-NYSEAMER-2025-28
(WITHDRAWN on 8/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule Exhibit 5
34-103127
May 27, 2025
SR-NYSENAT-2025-10
(WITHDRAWN on 08/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule Exhibit 5
34-103123
May 27, 2025
SR-OCC-2025-007
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to its Portfolio Revaluation Process for Purposes of Determining Intraday Margin Calls in Order to Better Manage OCC’s Intraday Risk Exposure to its... View Received Comments Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5
34-103121
May 23, 2025
SR-CboeEDGX-2025-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 13.4(a) and 11.11(g)(8) and (13) Comments Due: Exhibit 5
34-103120
May 23, 2025
SR-CboeEDGA-2025-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.4(a) Comments Due: Exhibit 5
34-103119
May 23, 2025
SR-CboeBZX-2025-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.13(b) and 11.26(a) Comments Due: Exhibit 5
34-103117
May 23, 2025
SR-CboeBYX-2025-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.26(a) Comments Due: Exhibit 5
34-103108
May 22, 2025
SR-CboeBZX-2025-069
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary Staked TRX ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due:
34-103111
May 22, 2025
SR-CboeBZX-2025-049
(WITHDRAWN on 6/23/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Various Provisions of Exchange Rule 14.11 Comments Due:
34-103107
May 22, 2025
SR-CboeBZX-2025-050
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF to Permit In-Kind Creations and Redemptions View Received Comments
34-103106
May 22, 2025
SR-OCC-2025-006
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation concerning the adoption of the Amended and Restated Participant Exchange Agreement (“New RPEA”) between OCC and each of the national securities exchanges that list equity options View Received Comments Exhibit 5
34-103104
May 22, 2025
SR-CBOE-2025-022
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Exchange to List and Trade Options with P.M.-Settlement that Overlie the S&P 500 Equal Weight Index Comments Due:
34-103105
May 22, 2025
SR-CBOE-2025-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Clarify the Timing Requirements of when Fees must be Submitted with an Application and when the Application will be Deemed to be Automatically Withdrawn Comments Due: Exhibit 5
34-103103
May 22, 2025
SR-MRX-2025-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee as of January 2, 2026 Comments Due: Exhibit 5
34-103100
May 21, 2025
SR-CboeBZX-2025-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports Comments Due: Exhibit 5
34-103099
May 21, 2025
SR-CboeBYX-2025-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports Comments Due: Exhibit 5
34-103098
May 21, 2025
SR-CboeBZX-2025-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Components of Certain Add Volume Tiers, Step-Up Tiers, and Single MPID Investor Tiers Comments Due: Exhibit 5
34-103097
May 21, 2025
SR-EMERALD-2025-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds Comments Due: Exhibit 5
34-103096
May 21, 2025
SR-FICC-2025-014
Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME Comments Due: Exhibit 3 , Exhibit 5
34-103095
May 21, 2025
SR-NASDAQ-2025-038
Notice of Filing of Proposed Rule Change to Permit In-Kind Creations and Redemptions by the iShares Ethereum Trust and Amend Certain Other Representations Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) View Received Comments
34-103093
May 20, 2025
SR-SAPPHIRE-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds Comments Due: Exhibit 5
34-103091
May 20, 2025
SR-MIAX-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds Comments Due: Exhibit 5
34-103094
May 20, 2025
SR-FINRA-2025-002
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks) View Received Comments
34-103089
May 20, 2025
SR-CBOE-2025-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Legacy Silexx Platform Versions Comments Due: Exhibit 5
34-103092
May 20, 2025
SR-PEARL-2025-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds Comments Due: Exhibit 5
34-103088
May 20, 2025
SR-NYSE-2024-44
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Sections 802.02 and 802.03 of the NYSE Listed Company Manual to Provide that the Exchange Will Not Review... Comments Due: View Received Comments
