34-104694
Jan. 27, 2026
SR-BOX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) to Permit the Listing of up to Two Monday and Wednesday Expirations for Options on Certain Individual Stocks or... Comments Due: Exhibit 5
34-104693
Jan. 27, 2026
SR-NASDAQ-2025-072
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form View Received Comments
34-104692
Jan. 27, 2026
SR-NYSEARCA-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O Related to Flexible Exchange Options Comments Due: Exhibit 5
34-104690
Jan. 26, 2026
SR-FICC-2025-025
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules Comments Due: View Received Comments
34-104688
Jan. 26, 2026
SR-NASDAQ-2026-004
Notice of Filing of Proposed Rule Change to Adopt a New Continued Listing Requirement Comments Due: Rebuttal comments should be submitted by June 5, 2026View Received Comments Exhibit 5
34-104687
Jan. 26, 2026
SR-NSCC-2026-001
Notice of Filing of Proposed Rule Change Concerning the Clearing of Exchange-Trade Funds with Options as Underlying Components View Received Comments Exhibit 5
34-104680
Jan. 23, 2026
SR-DTC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Accessibility to DTC’s Participant Terminal System Comments Due: Exhibit 5
34-104679
Jan. 23, 2026
SR-LTSE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Modify the Liquidity Incentive Program Comments Due: Exhibit 5
34-104676
Jan. 23, 2026
SR-NYSEAMER-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify the Market Maker Sliding Scale Qualification Tiers and Amend the Floor Broker Fixed Cost Prepayment Incentive Program Comments Due: Exhibit 5
34-104675
Jan. 23, 2026
SR-CboeEDGX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104658
Jan. 23, 2026
SR-MIAX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104674
Jan. 23, 2026
SR-CBOE-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Users with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104673
Jan. 23, 2026
SR-C2-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Trading Permit Holders (“TPHs”) with Additional Flexibility in Establishing how their Trading Activity... Comments Due: Exhibit 5
34-104671
Jan. 23, 2026
SR-CboeBZX-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104667
Jan. 23, 2026
SR-PEARL-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104672
Jan. 23, 2026
SR-NYSEARCA-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Adopt Additional Rebates for Certain Manual and QCC Executions Comments Due: Exhibit 5
34-104666
Jan. 23, 2026
SR-MIAX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104661
Jan. 23, 2026
SR-Emerald-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104660
Jan. 23, 2026
SR-SAPPHIRE-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104670
Jan. 22, 2026
S7-24-89
Notice of Filing of the Fifty-Fifth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities... Comments Due:
34-104668
Jan. 22, 2026
SR-SAPPHIRE-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104656
Jan. 22, 2026
SR-MRX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Sections 7 and 14 Comments Due: Exhibit 5
34-104655
Jan. 22, 2026
SR-CboeBZX-2026-003
(WITHDRAWN on 04/08/2026) Notice of Filing of a Proposed Rule Change to Amend Rule 14.11(j) to Eliminate the Requirement that the Exchange Distribute an Information Circular Prior to the Commencement of Trading in Each UTP Derivative Security Exhibit 5
34-104657
Jan. 22, 2026
SR-24X-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Designation of Retail Orders Comments Due: Exhibit 5
34-104654
Jan. 22, 2026
SR-CboeBZX-2026-004
Notice of Filing of a Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions in Order to Improve Price Discovery and Allow Executions to Occur at Prices... Comments Due: Rebuttal Comments Due: Exhibit 5
34-104659
Jan. 22, 2026
SR-PEARL-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104665
Jan. 22, 2026
SR-CTA/CQ-2026-01
Notice of Filing of Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ Plan Comments Due:
34-104650
Jan. 21, 2026
SR-Phlx-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104647
Jan. 21, 2026
SR-BX-2026-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104649
Jan. 21, 2026
SR-NASDAQ-2026-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104648
Jan. 21, 2026
SR-ISE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104645
Jan. 21, 2026
SR-CboeBZX-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 Comments Due: Exhibit 5
34-104644
Jan. 21, 2026
SR-CBOE-2026-005
Notice of Filing of a Proposed Rule Change to Amend Rules 4.13 and 5.1 to Permit Options on the Dow Jones Industrial Average to be P.M.-Settled Comments Due: View Received Comments Exhibit 5
34-104646
Jan. 21, 2026
SR-CboeEDGX-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 Comments Due: Exhibit 5
34-104643
Jan. 21, 2026
SR-CBOE-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 4.5(d) Comments Due: Exhibit 5
34-104640
Jan. 21, 2026
SR-24X-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CAT Compliance Rule Comments Due: Exhibit 5
34-104639
Jan. 21, 2026
SR-ICC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s New Initiatives Approval Policy and Procedural Framework Comments Due: Exhibit 5
34-104642
Jan. 21, 2026
SR-FICC-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Schedule of ACS Triparty Trade Timeframes Comments Due: Exhibit 5
34-104635
Jan. 20, 2026
SR-NYSENAT-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5
34-104636
Jan. 20, 2026
SR-NYSE-2026-02
Notice of Filing of Proposed Rule Change to Streamline and Modernize Rule 76 Comments Due: Exhibit 5
34-104630
Jan. 20, 2026
SR-C2-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 1.1 (Definitions) to Add New Designation “L” to the Definition of “Capacity” Comments Due: Exhibit 5
34-104629
Jan. 20, 2026
SR-GEMX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: Exhibit 5
34-104634
Jan. 20, 2026
SR-IEX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning Certain FINRA Fees Comments Due: Exhibit 5
34-104628
Jan. 20, 2026
SR-ISE-2025-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: Exhibit 5
34-104626
Jan. 16, 2026
SR-NASDAQ-2026-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule for Exchange-Traded Products to Add Class ETF Shares, Eliminate Prorated Refunds for Liquidations, and Make Modifications to the Designated Liquidity... Comments Due: Exhibit 5
34-104620
Jan. 15, 2026
SR-CboeEDGX-2025-072
Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction View Received Comments Exhibit 4 , Exhibit 5
34-104609
Jan. 14, 2026
SR-BX-2025-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: Exhibit 5
34-104607
Jan. 14, 2026
SR-MIAX-2025-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026 Comments Due: Exhibit 5
34-104611
Jan. 14, 2026
SR-Phlx-2025-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: Exhibit 5
34-104606
Jan. 14, 2026
SR-PEARL-2025-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026 Comments Due: Exhibit 5
34-104610
Jan. 14, 2026
SR-NASDAQ-2025-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: Exhibit 5
34-104608
Jan. 14, 2026
SR-MEMX-2025-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Sunset Provision Related to the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104602
Jan. 14, 2026
SR-NYSEARCA-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-104605
Jan. 14, 2026
SR-EMERALD-2025-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026 Comments Due: Exhibit 5
34-104599
Jan. 14, 2026
SR-NYSE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: Exhibit 5
34-104604
Jan. 14, 2026
SR-SAPPHIRE-2025-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026 Comments Due: Exhibit 5
34-104603
Jan. 14, 2026
SR-MRX-2025-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: Exhibit 5
34-104597
Jan. 14, 2026
SR-PHLX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5
34-104594
Jan. 13, 2026
SR-CboeBZX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF Comments Due:
34-104593
Jan. 13, 2026
SR-GEMX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 5, Sections 5 and 7 Comments Due: Exhibit 5
34-104592
Jan. 13, 2026
SR-MEMX-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 to Permit the Listing and Trading of Options on Commodity-Based Trust Shares Comments Due: Exhibit 5
34-104591
Jan. 13, 2026
SR-PEARL-2025-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction Fees Comments Due: View Received Comments Exhibit 5
34-104590
Jan. 13, 2026
SR-EMERALD-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend Non-Transaction Fees Comments Due: View Received Comments Exhibit 5
34-104589
Jan. 13, 2026
SR-MIAX-2025-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Exchange Fee Schedule to Amend Non-Transaction Fees Comments Due: View Received Comments Exhibit 5
34-104585
Jan. 13, 2026
SR-CBOE-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-104588
Jan. 13, 2026
SR-CBOE-2026-004
Notice of Filing of a Proposed Rule Change to Adopt Future-Option Orders Comments Due: Exhibit 5
34-104587
Jan. 13, 2026
SR-LTSE-2025-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 14.602 to Update, Reorganize, and Adopt New Complimentary Products and Services the Exchange Offers to Currently and Newly Listed Companies Comments Due: View Received Comments Exhibit 5
34-104584
Jan. 13, 2026
SR-NYSEARCA-2025-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges Comments Due: Exhibit 5
34-104583
Jan. 13, 2026
SR-PEARL-2025-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt a New Market Quoting Program Comments Due: Exhibit 5
34-104580
Jan. 12, 2026
SR-NYSEAMER-2025-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American LLC Equities Proprietary Market Data Fees Comments Due: Exhibit 5
34-104579
Jan. 12, 2026
SR-NYSEARCA-2025-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fees Comments Due: Exhibit 5
34-104578
Jan. 12, 2026
SR-NYSE-2025-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the New York Stock Exchange LLC Equities Proprietary Market Data Fees Comments Due: Exhibit 5
34-104577
Jan. 12, 2026
SR-Phlx-2025-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for Two Newly Established Feeds, the Trades Feed and the Spread Feed Comments Due: Exhibit 5
34-104576
Jan. 12, 2026
SR-CboeEDGX-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data Fees Comments Due: Exhibit 5
34-104575
Jan. 12, 2026
SR-NYSEArca-2025-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5
34-104572
Jan. 9, 2026
SR-FINRA-2025-017
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin Standards Comments Due: View Received Comments Exhibit 5
34-104571
Jan. 9, 2026
SR-MEMX-2025-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Options Routing Fees Comments Due: Exhibit 5
34-104569
Jan. 9, 2026
SR-C2-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. (“FINRA”) Annual System Processing Fee Assessed only During Renewals and... Comments Due: Exhibit 5
34-104568
Jan. 9, 2026
SR-CBOE-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data Fees Comments Due: Exhibit 5
34-104567
Jan. 9, 2026
SR-CBOE-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Reflect Adjustments to Certain FINRA Fees Comments Due: Exhibit 5
34-104565
Jan. 9, 2026
SR-NYSE-2025-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: Exhibit 5
34-104562
Jan. 8, 2026
SR-NYSETEX-2025-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5
34-104564
Jan. 8, 2026
SR-SAPPHIRE-2025-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Options Regulatory Fee (ORF) Sunset Date from December 31, 2025 to June 30, 2026 Comments Due: Exhibit 5
34-104563
Jan. 8, 2026
SR-NASDAQ-2025-109
Notice of Filing of Proposed Rule Change to Extend the Exchange’s U.S. Equities Trading Hours to 23 Hours a Day, Five Days a Week Comments Due: View Received Comments Exhibit 5
34-104560
Jan. 8, 2026
SR-CboeBZX-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend its Fee Schedule by eliminating LEP Tier 1 Comments Due: Exhibit 5
34-104559
Jan. 8, 2026
SR-ICC-2025-014
Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework Exhibit 5
34-104557
Jan. 8, 2026
SR-NYSEAMER-2025-75
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List Comments Due: Exhibit 5
34-104558
Jan. 8, 2026
SR-NYSE-2025-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: Exhibit 5
34-104556
Jan. 8, 2026
SR-NYSEARCA-2025-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees Comments Due: Exhibit 5
34-104554
Jan. 7, 2026
SR-NYSEARCA-2025-77
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Non-Generic) Commodity-Based Trust Shares View Received Comments
34-104553
Jan. 7, 2026
SR-CboeBZX-2025-081
(WITHDRAWN 01/23/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF... View Received Comments
34-104552
Jan. 7, 2026
SR-NYSEAMER-2025-74
Notice of Filing of Proposed Change to Amend Certain Rules to List and Trade Options on the Grayscale CoinDesk Crypto 5 ETF Comments Due: Rebuttal comments Due : May 19, 2026.Exhibit 5
34-104549
Jan. 6, 2026
SR-CboeBZX-2025-142
WITHDRAWN on 01/27/2026 - Notice of Filing of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order... View Received Comments
34-104548
Jan. 6, 2026
SR-NYSE-2025-20
Notice of Withdrawal of a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the Requirement to Hold Annual Shareholder Meetings View Received Comments
34-104547
Jan. 6, 2026
SR-NYSEAMER-2025-76
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5
34-104546
Jan. 6, 2026
SR-NYSEARCA-2025-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Bitcoin ETF Shares Comments Due:
34-104545
Jan. 6, 2026
SR-24X-2025-17
Notice of Filing of a Proposed Rule Change to Further Extend the Temporary Exemption from the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC Comments Due: Exhibit 5
34-104542
Jan. 5, 2026
SR-ISE-2025-26
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Position and Exercise Limits for IBIT Options and FLEX Trading View Received Comments
34-104543
Jan. 5, 2026
SR-NYSE-2025-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 5310 Comments Due: Exhibit 5
34-104541
Jan. 5, 2026
SR-IEX-2025-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for Certain Transaction Fee Tiers Applicable to Executions Priced At or Above $1.00 Per Share and To Introduce Two... Comments Due: Exhibit 5
