Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)

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Date Received
Date Letter Type Commenter Name
Public Comment James P. Dowd CFA, Chief Executive Officer, North Capital Private Securities Corporation and North Capital Agency Brokerage LLC

Last Reviewed or Updated: Feb. 27, 2026

File Number
SR-FINRA-2026-004
Release Number
34-104877
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