Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)

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Date Received
Date Letter Type Commenter Name
Public Comment Memorandum from the Division of Trading and Markets regarding an April 30, 2026 meeting with representatives of Managed Funds Association ("MFA")
Public Comment Jennifer W. Han, Chief Legal Officer and Head of Global Regulatory Affairs, MFA
Public Comment Molly M. Diggins, Partner & General Counsel, Monument Group, Inc.
Public Comment Anya Coverman, President and CEO, Institute for Portfolio Alternatives
Public Comment Bernard V. Canepa, Managing Director & Associate General Counsel, SIFMA
Public Comment Committee of Annuity Insurers
Public Comment Craig Pfeiffer, President and CEO, and Ken Bossen, EVP, Money Management Institute
Public Comment Justine Tobin, Executive Representative and Founder, Tobin & Company Securities
Public Comment Marni Rock Gibson, NASAA President and Commissioner, Kentucky Department of Financial Institutions, North American Securities Administrators Association, Inc.
Public Comment Matthew Thornton, Deputy General Counsel, and; Erica Evans, Assistant General Counsel, Investment Company Institute
Public Comment Simpson Thatcher & Bartlett LLP
Public Comment Gail C. Bernstein, General Counsel and Head of Public Policy and Sanjay Lamba, Associate General Counsel, Investment Adviser Association
Public Comment James P. Dowd CFA, Chief Executive Officer, North Capital Private Securities Corporation and North Capital Agency Brokerage LLC

Last Reviewed or Updated: Feb. 27, 2026

File Number
SR-FINRA-2026-004
Release Number
34-104877
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