Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

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Date Received
Date Letter Type Commenter Name
Public Comment Jiří Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Public Comment Gerald O’Hara, Vice President & Assistant General Counsel, SIFMA
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Jeffrey S. Davis, Senior Vice President, General Counsel Americas, Nasdaq, Inc.

Last Reviewed or Updated: June 8, 2026

File Number
SR-FINRA-2026-012
Release Number
34-105482
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