34-94936
May 17, 2022
SR-BX-2022-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Federal Register version (87 FR 31283)
34-94934
May 17, 2022
SR-MRX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 31285)
34-94929
May 17, 2022
SR-PEARL-2022-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 31269)
34-94915
May 16, 2022
SR-EMERALD-2022-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for the High Precision Network Time Signal Service Comments Due: Exhibit 5 Federal Register version (87 FR 31022)
34-94916
May 16, 2022
SR-EMERALD-2022-12
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for the High Precision Network Time Signal Service View Received Comments Federal Register version (87 FR 31043)
34-94917
May 16, 2022
SR-NYSEArca-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 31044)
34-94922
May 16, 2022
SR-GEMX-2022-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 31010)
34-94918
May 16, 2022
SR-NASDAQ-2022-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 31039)
34-94924
May 16, 2022
SR-MEMX-2022-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Connectivity Fees Comments Due: Exhibit 5 Federal Register version (87 FR 31026)
34-94920
May 16, 2022
SR-BOX-2022-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7350 To Provide for the New "Liquidity Taker Event Report-Complex Orders" Comments Due: Exhibit 5 Federal Register version (87 FR 31013)
34-94914
May 13, 2022
SR-CboeEDGX-2022-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 30538)
34-94911
May 13, 2022
SR-CboeBZX-2022-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 30520)
34-94908
May 13, 2022
SR-NYSEArca-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Principal Real Estate Active Opportunities ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares) Comments Due: Federal Register version (87 FR 30524)
34-94913
May 13, 2022
SR-CBOE-2022-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 30534)
34-94912
May 13, 2022
SR-C2-2022-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 30542)
34-94897
May 12, 2022
SR-ISE-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Functionality in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (87 FR 30294)
34-94902
May 12, 2022
SR-NYSEArca-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the IQ Winslow Large Cap Growth ETF and IQ Winslow Focused Large Cap Growth ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) Comments Due: Federal Register version (87 FR 30286)
34-94899
May 12, 2022
SR-NYSE-2021-67
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 30321)
34-94899
May 12, 2022
SR-NYSENAT-2021-23
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 30321)
34-94899
May 12, 2022
SR-NYSEArca-2021-97
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 30321)
34-94899
May 12, 2022
SR-NYSEAMER-2021-43
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 30321)
34-94899
May 12, 2022
SR-NYSECHX-2021-17
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 30321)
34-94901
May 12, 2022
SR-MRX-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7 To Assess Membership, Port and Market Data Fees View Received Comments Exhibit 5 Federal Register version (87 FR 30305)
34-94889
May 11, 2022
SR-EMERALD-2022-19
Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 29928)
34-94892
May 11, 2022
SR-EMERALD-2022-18
Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 29963)
34-94891
May 11, 2022
SR-FINRA-2022-011
Notice of Filing of a Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 5 Federal Register version (87 FR 29980)
34-94895
May 11, 2022
SR-NYSEArca-2022-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 29911)
34-94888
May 11, 2022
SR-PEARL-2022-18
Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase Certain Connectivity Fees and To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 29892)
34-94890
May 11, 2022
SR-MIAX-2022-20
Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 29945)
34-94893
May 11, 2022
SR-MIAX-2022-19
Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 29914)
34-94894
May 11, 2022
SR-BOX-2022-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: Exhibit 5 Federal Register version (87 FR 29987)
34-94884
May 10, 2022
SR-IEX-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes Comments Due: Exhibit 5 Federal Register version (87 FR 29768)
34-94882
May 10, 2022
SR-Phlx-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Add a New Transaction Credit Comments Due: Exhibit 5 Federal Register version (87 FR 29766)
34-94871
May 9, 2022
SR-EMERALD-2022-13
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees View Received Comments Federal Register version (87 FR 29423)
34-94872
May 9, 2022
SR-EMERALD-2022-15
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports View Received Comments Federal Register version (87 FR 29417)
34-94869
May 9, 2022
SR-NYSEArca-2022-13
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 7.31-E(h)(3) View Received Comments Federal Register version (87 FR 29417)
34-94875
May 9, 2022
SR-PEARL-2022-11
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase Certain Connectivity Fees View Received Comments Federal Register version (87 FR 29413)
34-94876
May 9, 2022
SR-PEARL-2022-12
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port View Received Comments Federal Register version (87 FR 29413)
34-94870
May 9, 2022
SR-MIAX-2022-15
Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products File Nos.: Federal Register version (87 FR 29418)
34-94873
May 9, 2022
SR-MIAX-2022-14
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Increase Certain Connectivity Fees View Received Comments Federal Register version (87 FR 29416)
34-94874
May 9, 2022
SR-MIAX-2022-16
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports View Received Comments Federal Register version (87 FR 29420)
34-94878
May 9, 2022
SR-MIAX-2022-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Priority Customer Rebate Program Comments Due: Exhibit 5 Federal Register version (87 FR 29421)
34-94865
May 6, 2022
SR-NYSEAMER-2022-15
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 7.31-E(h)(3) View Received Comments Federal Register version (87 FR 29192)
34-94864
May 6, 2022
SR-CboeEDGX-2022-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 29205)
34-94862
May 6, 2022
SR-CboeBYX-2022-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 29201)
34-94863
May 6, 2022
SR-MEMX-2022-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 29197)
34-94850
May 4, 2022
SR-MSRB-2022-02
Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals Comments Due: Exhibit 2 , Exhibit 5 Federal Register version (87 FR 28084)
34-94842
May 4, 2022
SR-NYSENAT-2022-06
Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 28041)
34-94843
May 4, 2022
SR-NYSEARCA-2022-25
Notice of Filing of Proposed Rule Change To Modify Rule 7.31-E To Add Subparagraph (f)(4) Regarding Directed Orders View Received Comments Exhibit 5 Federal Register version (87 FR 28081)
34-94844
May 4, 2022
SR-NYSEArca-2021-90
Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (87 FR 28043)
34-94851
May 4, 2022
SR-PEARL-2022-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order Price Protection Mechanisms and Risk Controls Comments Due: Exhibit 5 Federal Register version (87 FR 28077)
34-94847
May 4, 2022
SR-MEMX-2022-10
Notice of Filing of a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 28064)
34-94848
May 4, 2022
SR-CBOE-2022-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Launch of the Curb Trading Hours Session Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 28061)
34-94840
May 3, 2022
SR-NYSEAMER-2022-19
Notice of Filing of Proposed Rule Change To Modify Rule 7.31E To Add Subparagraph (f)(4) Regarding Directed Orders View Received Comments Exhibit 5 Federal Register version (87 FR 27677)
34-94837
May 3, 2022
SR-NYSECHX-2022-06
Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 27681)
34-94835
May 3, 2022
SR-NYSE-2021-44
Notice of Withdrawal of Proposed Rule Change To Amend NYSE Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction Comments Due: View Received Comments Federal Register version (87 FR 27669)
34-94839
May 3, 2022
SR-NYSE-2022-20
Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(1) Regarding Directed Orders View Received Comments Exhibit 5 Federal Register version (87 FR 27679)
34-94838
May 3, 2022
SR-NASDAQ-2022-017
Notice of Filing of Amendment No. 1 to Proposed Rule Change To Modify Equity 4, Section 4120 To Add Categories of Regulatory and Operational Halts, To Reorganize the Remaining Text of the Rule, and To Make Conforming Changes to Related Rules View Received Comments Exhibit 5 Federal Register version (87 FR 27683)
34-94836
May 3, 2022
SR-MIAX-2022-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders and Exchange Rule 515, Execution of Orders and Quotes, To Permit Pricing of Stock-Option Complex Strategies in any Decimal Price the Exchange Determines Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 27670)
34-94810
April 28, 2022
SR-NYSE-2021-45
Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target Comments Due: View Received Comments Federal Register version (87 FR 26384)
34-94812
April 28, 2022
SR-CBOE-2022-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: Federal Register version (87 FR 26381)
34-94803
April 27, 2022
SR-CboeEDGX-2022-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 26237)
34-94802
April 27, 2022
SR-CboeBZX-2022-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 26240)
34-94798
April 27, 2022
SR-NYSEArca-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Regarding the Sprott ESG Gold ETF Comments Due: View Received Comments Federal Register version (87 FR 26247)
34-94799
April 27, 2022
SR-CBOE-2022-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its SPXPM Pilot Program Comments Due: View Received Comments Federal Register version (87 FR 26244)
34-94800
April 27, 2022
SR-CBOE-2022-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Comments Due: View Received Comments Federal Register version (87 FR 26248)
34-94795
April 26, 2022
SR-NYSE-2022-11
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual View Received Comments Federal Register version (87 FR 25689)
34-94794
April 26, 2022
SR-BOX-2022-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-3, IM-2040-5 and Establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1 Comments Due: View Received Comments Federal Register version (87 FR 25683)
34-94784
April 22, 2022
SR-ICC-2022-005
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICC Clearing Rules Comments Due: Exhibit 5 Federal Register version (87 FR 25324)
34-94783
April 22, 2022
SR-CboeEDGX-2021-049
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 25313)
34-94788
April 22, 2022
SR-CboeBZX-2021-078
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 25328)
34-94787
April 22, 2022
SR-CboeBYX-2021-028
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 25309)
34-94781
April 22, 2022
SR-NYSEArca-2021-89
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (87 FR 25327)
34-94782
April 22, 2022
SR-CboeEDGA-2021-025
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 25320)
34-94780
April 22, 2022
SR-BOX-2022-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize Various Fees Within the Exchange Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 25318)
34-94773
April 21, 2022
SR-ISE-2022-10
Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 5, Series of Options Contracts Open for Trading View Received Comments Exhibit 5 Federal Register version (87 FR 25065)
34-94775
April 21, 2022
SR-Phlx-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3306(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: Exhibit 5 Federal Register version (87 FR 25062)
34-94776
April 21, 2022
SR-BX-2022-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 25070)
34-94774
April 21, 2022
SR-NASDAQ-2022-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 25059)
34-94778
April 21, 2022
SR-NASDAQ-2022-017
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Equity 4, Section 4120 To Add Categories of Regulatory and Operational Halts, To Reorganize the Remaining Text of the Rule, and To Make Conforming Changes to Related Rules View Received Comments Federal Register version (87 FR 25069)
34-94762
April 20, 2022
SR-ICEEU-2022-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 24599)
34-94765
April 20, 2022
SR-Phlx-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 24602)
34-94764
April 20, 2022
SR-NYSEArca-2022-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule6.37AP-O Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 24594)
34-94761
April 20, 2022
SR-BX-2022-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 24595)
34-94763
April 20, 2022
SR-NASDAQ-2022-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 24597)
34-94745
April 19, 2022
SR-FICC-2022-002
Notice of Filing of Proposed Rule Change To Revise the MBSD Clearing Rules To Move Certain DRC Items (Mark-to-Market Items, Cash Obligation Items and Accrued Principal and Interest) From the Required Fund Deposit Calculation to Cash Settlement, Revise Certain Thresholds and Parameters in the Intraday Mark-to-Market Charge, Establish a New Intraday VaR Charge and Make Certain Other Clarifications Comments Due: View Received Comments Exhibit 5a Federal Register version (87 FR 24369)
34-94750
April 19, 2022
SR-CboeEDGX-2022-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on July 20, 2022 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 24382)
34-94744
April 19, 2022
SR-CboeBZX-2022-017
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend BZX Rule 11.17, Clearly Erroneous Executions Federal Register version (87 FR 24351)
34-94749
April 19, 2022
SR-CboeBZX-2022-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on July 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 24352)
34-94751
April 19, 2022
SR-CboeBYX-2022-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on July 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 24366)
34-94746
April 19, 2022
SR-NYSEArca-2021-73
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: Federal Register version (87 FR 24357)
34-94748
April 19, 2022
SR-CboeEDGA-2022-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on July 20, 2022 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 24354)
34-94741
April 18, 2022
SR-CboeBZX-2022-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Minimum Price Variance Provisions of Exchange Rule 14.11(i) (Managed Fund Shares), (l) (Exchange-Traded Fund Shares), and (m) (Tracking Fund Shares) Comments Due: Exhibit 5 Federal Register version (87 FR 24208)
34-94735
April 18, 2022
SR-PEARL-2022-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2600, Hours of Trading and Trading Days, and Exchange Rule 2615, Opening Process for Equity Securities Comments Due: Exhibit 5 Federal Register version (87 FR 24214)
34-94730
April 15, 2022
SR-IEX-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: Exhibit 5 Federal Register version (87 FR 23903)
34-94729
April 15, 2022
SR-BOX-2022-08
Notice of Filing of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 25327)
34-94717
April 14, 2022
SR-EMERALD-2022-13
Notice of Filing of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 23648)
34-94718
April 14, 2022
SR-EMERALD-2022-15
Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 23633)
34-94726
April 14, 2022
SR-DTC-2022-003
Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide and the Operational Arrangements Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 23613)
34-94721
April 14, 2022
SR-PEARL-2022-11
Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 23573)
