34-95117
June 16, 2022
SR-NYSEAMER-2022-19
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31E To Add Subparagraph (f)(4) Regarding Directed Orders View Received Comments Federal Register version (87 FR 37543)
34-95119
June 16, 2022
SR-NYSECHX-2022-06
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: Federal Register version (87 FR 37538)
34-95120
June 16, 2022
SR-ICEEU-2022-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendments to the ICE Clear Europe Rules Comments Due: Exhibit 5 Federal Register version (87 FR 37539)
34-95114
June 16, 2022
SR-NYSENAT-2022-06
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: Federal Register version (87 FR 37538)
34-95116
June 16, 2022
SR-NYSEARCA-2022-25
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31-E To Add Subparagraph (f)(4) Regarding Directed Orders View Received Comments Federal Register version (87 FR 37543)
34-95118
June 16, 2022
SR-NYSE-2022-20
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(1) Regarding Directed Orders View Received Comments Federal Register version (87 FR 37539)
34-95106
June 15, 2022
SR-NYSEAMER-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List and Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 37364)
34-95108
June 15, 2022
SR-Phlx-2022-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5 Federal Register version (87 FR 37361)
34-95107
June 15, 2022
SR-C2-2022-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Comments Due: 34-95107-ex5 Federal Register version (87 FR 37368)
34-95104
June 14, 2022
SR-ICEEU-2022-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part H of the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 36892)
34-95101
June 14, 2022
SR-ISE-2022-13
Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (87 FR 36894)
34-95100
June 14, 2022
SR-Phlx-2022-22
Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (87 FR 36902)
34-95103
June 14, 2022
SR-Phlx-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Schedule of Credits, at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 36906)
34-95102
June 14, 2022
SR-CBOE-2022-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4 Comments Due: View Received Comments Federal Register version (87 FR 36898)
34-95090
June 13, 2022
SR-ICEEU-2022-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part HH of the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 36560)
34-95094
June 13, 2022
SR-MSRB-2022-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers Comments Due: Exhibit 5 Federal Register version (87 FR 36558)
34-95092
June 13, 2022
SR-FINRA-2022-015
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm Comments Due: View Received Comments Federal Register version (87 FR 36551)
34-95088
June 13, 2022
SR-NYSEArca-2022-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.40P-O and 6.41P-O Comments Due: Exhibit 5 Federal Register version (87 FR 36556)
34-95091
June 13, 2022
SR-NASDAQ-2022-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (87 FR 36562)
34-95078
June 10, 2022
SR-DTC-2022-006
Notice of Filing of Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Exhibit 3 , Exhibit 5a and 5b Federal Register version (87 FR 36158)
34-95082
June 10, 2022
SR-NASDAQ-2022-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ALPS Active REIT ETF of ALPS ETF Trust To Provide for the Use of "Custom Baskets" Applicable to a Series of Proxy Portfolio Shares Listed Pursuant to Nasdaq Rule 5750 Comments Due: Federal Register version (87 FR 36347)
34-95084
June 10, 2022
SR-CBOE-2022-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 36351)
34-95079
June 9, 2022
SR-FICC-2022-004
Notice of Filing of Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 36182)
34-95080
June 9, 2022
SR-DTC-2022-006
Notice of Filing of Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: View Received Comments Exhibit 3 , Exhibit 5a and 5b Federal Register version (87 FR 36191)
34-95075
June 9, 2022
SR-MSRB-2022-03
Notice of Filing of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (87 FR 36164)
34-95074
June 9, 2022
SR-CboeBZX-2022-017
Notice of Withdrawal of Proposed Rule Change To Amend BZX Rule 11.17, Clearly Erroneous Executions Federal Register version (87 FR 36197)
34-95077
June 9, 2022
SR-Phlx-2022-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4A, Section 12, Terms of Index Options Contracts Comments Due: Exhibit 5 Federal Register version (87 FR 36188)
34-95081
June 9, 2022
SR-BOX-2022-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (87 FR 36179)
34-95068
June 8, 2022
SR-OCC-2022-008
Clearing Agency; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Adoption of a Cybersecurity Attestation Program Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 36023)
34-95073
June 8, 2022
SR-OCC-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Implementation of Changes to Settlement Timing Previously Approved in Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d Federal Register version (87 FR 36028)
34-95059
June 7, 2022
SR-NYSEAMER-2022-21
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List Comments Due: Exhibit 5 Federal Register version (87 FR 35818)
34-95064
June 7, 2022
SR-NYSEAMER-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: Federal Register version (87 FR 35812)
34-95063
June 7, 2022
SR-NYSECHX-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: Federal Register version (87 FR 35826)
34-95062
June 7, 2022
SR-NYSENAT-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: Federal Register version (87 FR 35836)
34-95060
June 7, 2022
SR-CboeEDGX-2022-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 35842)
34-95065
June 7, 2022
SR-NYSEARCA-2022-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: Federal Register version (87 FR 35820)
34-95061
June 7, 2022
SR-NYSE-2022-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: Federal Register version (87 FR 35806)
34-95058
June 7, 2022
SR-MEMX-2022-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 35832)
34-95048
June 6, 2022
SR-FINRA-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 4111 (Restricted Firm Obligations) and 9561 (Procedures for Regulating Activities Under Rule 4111) Comments Due: Federal Register version (87 FR 35582)
34-95041
June 3, 2022
SR-NYSEAMER-2022-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 35587)
34-95034
June 3, 2022
SR-CboeBZX-2021-078
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 35272)
34-95035
June 3, 2022
SR-CboeBYX-2021-028
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 35269)
34-95031
June 3, 2022
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 View Received Comments Federal Register version (87 FR 35273)
34-95036
June 3, 2022
SR-MEMX-2022-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees View Received Comments Exhibit 5 Federal Register version (87 FR 35252)
34-95037
June 3, 2022
SR-BOX-2022-08
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: View Received Comments Federal Register version (87 FR 35273)
34-95026
June 2, 2022
SR-NSCC-2022-005
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Excess Capital Premium Charge Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 34913)
34-95029
June 2, 2022
SR-CboeEDGX-2021-049
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 34921)
34-95027
June 2, 2022
SR-MEMX-2022-03
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees View Received Comments Federal Register version (87 FR 34920)
34-95028
June 2, 2022
SR-CboeEDGA-2021-025
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 34920)
34-95017
June 1, 2022
SR-DTC-2022-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Certain Fees Charged to Applicants Comments Due: Exhibit 5 Federal Register version (87 FR 34726)
34-95021
June 1, 2022
SR-NSCC-2022-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Voluntary Termination Provisions of the NSCC Rules for Limited Members Comments Due: Exhibit 5 Federal Register version (87 FR 34737)
34-95015
June 1, 2022
SR-NYSECHX-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 11.2210 Comments Due: Federal Register version (87 FR 34740)
34-95020
June 1, 2022
SR-NYSECHX-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliates Comments Due: Exhibit 5 Federal Register version (87 FR 35034)
34-95005
May 31, 2022
SR-EMERALD-2022-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 34321)
34-95006
May 31, 2022
SR-CBOE-2022-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 34334)
34-94998
May 27, 2022
SR-NSCC-2022-801
Notice of No Objection to Advance Notice to Introduce Central Clearing for Securities Financing Transaction Clearing Service Federal Register version (87 FR 33528)
34-95002
May 27, 2022
SR-ICC-2022-006
Notice of Filing of Proposed Rule Change Relating to the ICC Model Validation Framework Comments Due: Exhibit 5 Federal Register version (87 FR 33851)
34-95003
May 27, 2022
SR-FINRA-2022-013
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 To Enhance TRACE Reporting Obligations for U.S. Treasury Securities Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 5 Federal Register version (87 FR 33844)
34-95000
May 27, 2022
SR-PEARL-2022-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Pearl Order Monitor ("MOM") Comments Due: Exhibit 5 Federal Register version (87 FR 33862)
34-95001
May 27, 2022
SR-MIAX-2022-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor Comments Due: Exhibit 5 Federal Register version (87 FR 33854)
34-94987
May 26, 2022
SR-NYSECHX-2022-08
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Rules 10.9216(b) and 10.9217 in Connection With a Companion Filing To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of Its Affiliates Comments Due: Exhibit 5 Federal Register version (87 FR 33542)
34-94986
May 26, 2022
SR-SCCP-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 33568)
34-94990
May 26, 2022
SR-BSECC-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 33566)
34-94991
May 26, 2022
SR-NYSE-2022-14
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Federal Register version (87 FR 33518)
34-94989
May 26, 2022
SR-NASDAQ-2022-027
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 33558)
34-94993
May 26, 2022
SR-PEARL-2022-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees View Received Comments Exhibit 5 Federal Register version (87 FR 33518)
34-94994
May 26, 2022
SR-PEARL-2022-09
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees View Received Comments Federal Register version (87 FR 33518)
34-94982
May 25, 2022
SR-CboeBZX-2022-031
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 33250)
34-94984
May 25, 2022
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Federal Register version (87 FR 33226)
34-94972
May 24, 2022
SR-FICC-2022-003
Notice of Filing of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: Exhibit 5 Federal Register version (87 FR 32489)
34-94975
May 24, 2022
SR-DTC-2022-004
Notice of Filing of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: Exhibit 5 Federal Register version (87 FR 32482)
34-94977
May 24, 2022
SR-NSCC-2022-004
Notice of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: Exhibit 5 Federal Register version (87 FR 32485)
34-94971
May 23, 2022
SR-ISE-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 32210)
34-94959
May 23, 2022
SR-NYSEARCA-2022-31
Notice of Filing of Proposed Rule Change To Amend Rule 6.64P-O View Received Comments Exhibit 5 Federal Register version (87 FR 32203)
34-94961
May 23, 2022
SR-NYSEArca-2022-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Use of Custom Baskets by Certain Series of Active Proxy Portfolio Shares Listed and Traded on the Exchange Pursuant to NYSE Arca Rule 8.601-E Comments Due: Federal Register version (87 FR 32215)
34-94970
May 23, 2022
SR-PEARL-2022-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 32212)
34-94957
May 20, 2022
SR-MEMX-2021-22
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Connectivity Fees Comments Due: View Received Comments Federal Register version (87 FR 32066)
34-94950
May 19, 2022
SR-OCC-2022-004
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Settlement Timing Comments Due: Federal Register version (87 FR 31916)
34-94951
May 19, 2022
SR-CTA/CQ-2021-02
Notice of Designation of a Longer Period for Commission Action on the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: Federal Register version (87 FR 31920)
34-94952
May 19, 2022
SR-CTA/CQ-2021-03
Notice of Designation of a Longer Period for Commission Action on the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: Federal Register version (87 FR 31921)
34-94953
May 19, 2022
S7-24-89
Notice of Designation of a Longer Period for Commission Action on the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (87 FR 31921)
34-94954
May 19, 2022
S7-24-89
Notice of Designation of a Longer Period for Commission Action on the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (87 FR 31922)
34-94947
May 19, 2022
SR-NASDAQ-2022-027
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Federal Register version (87 FR 31915)
34-94942
May 18, 2022
SR-FINRA-2022-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 13000 Series (Code of Arbitration Procedure for Industry Disputes) To Align the Code With the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 Comments Due: Federal Register version (87 FR 31592)
34-94940
May 18, 2022
SR-Phlx-2022-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 31588)
34-94939
May 18, 2022
SR-MIAX-2022-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market Comments Due: Federal Register version (87 FR 31590)
34-94933
May 17, 2022
SR-NYSE-2022-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 31280)
34-94935
May 17, 2022
SR-GEMX-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 31290)
34-94936
May 17, 2022
SR-BX-2022-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Federal Register version (87 FR 31283)
34-94934
May 17, 2022
SR-MRX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 31285)
34-94929
May 17, 2022
SR-PEARL-2022-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 31269)
34-94915
May 16, 2022
SR-EMERALD-2022-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for the High Precision Network Time Signal Service Comments Due: Exhibit 5 Federal Register version (87 FR 31022)
34-94916
May 16, 2022
SR-EMERALD-2022-12
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for the High Precision Network Time Signal Service View Received Comments Federal Register version (87 FR 31043)
34-94917
May 16, 2022
SR-NYSEArca-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 31044)
34-94922
May 16, 2022
SR-GEMX-2022-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 31010)
34-94918
May 16, 2022
SR-NASDAQ-2022-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (87 FR 31039)
34-94924
May 16, 2022
SR-MEMX-2022-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Connectivity Fees Comments Due: Exhibit 5 Federal Register version (87 FR 31026)
34-94920
May 16, 2022
SR-BOX-2022-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7350 To Provide for the New "Liquidity Taker Event Report-Complex Orders" Comments Due: Exhibit 5 Federal Register version (87 FR 31013)
34-94914
May 13, 2022
SR-CboeEDGX-2022-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 30538)
34-94911
May 13, 2022
SR-CboeBZX-2022-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 30520)
