34-94720
April 14, 2022
SR-MIAX-2022-16
Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 23586)
34-94723
April 14, 2022
SR-CBOE-2022-015
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 10.3 Regarding Margin Requirements Comments Due: View Received Comments Federal Register version (87 FR 23629)
34-94710
April 13, 2022
SR-FINRA-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 23291)
34-94712
April 13, 2022
SR-Phlx-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: Exhibit 5 Federal Register version (87 FR 23279)
34-94708
April 13, 2022
SR-NYSE-2022-14
Notice of Filing of Proposed Rule Change to Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Exhibit 5
34-94711
April 13, 2022
SR-BX-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: Exhibit 5 Federal Register version (87 FR 23287)
34-94713
April 13, 2022
SR-NASDAQ-2022-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: Exhibit 5 Federal Register version (87 FR 23296)
34-94709
April 13, 2022
SR-LTSE-2022-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280 Comments Due: Exhibit 5 Federal Register version (87 FR 23283)
34-94697
April 12, 2022
SR-EMERALD-2022-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for the High Precision Network Time Signal Service View Received Comments Exhibit 5 Federal Register version (87 FR 23000)
34-94692
April 12, 2022
SR-DTC-2022-002
Notice of Filing of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: Exhibit 5 Federal Register version (87 FR 22971)
34-94695
April 12, 2022
SR-NSCC-2022-801
Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 23328)
34-94694
April 12, 2022
SR-NSCC-2022-003
Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 23372)
34-94688
April 12, 2022
SR-CboeEDGX-2022-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 22960)
34-94699
April 12, 2022
SR-CboeEDGX-2022-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.16 Comments Due: Exhibit 5 Federal Register version (87 FR 22967)
34-94689
April 12, 2022
SR-CboeBZX-2022-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 22998)
34-94702
April 12, 2022
SR-CboeBZX-2022-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.18 Comments Due: Exhibit 5 Federal Register version (87 FR 23003)
34-94705
April 12, 2022
SR-CboeBYX-2022-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.18 Comments Due: Exhibit 5 Federal Register version (87 FR 22977)
34-94704
April 12, 2022
SR-NASDAQ-2022-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2022 Comments Due: View Received Comments Federal Register version (87 FR 22958)
34-94696
April 12, 2022
SR-PEARL-2022-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees View Received Comments Exhibit 5 Federal Register version (87 FR 22987)
34-94683
April 12, 2022
SR-MIAX-2022-08
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports Comments Due: Federal Register version (87 FR 22997)
34-94684
April 12, 2022
SR-MEMX-2022-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until July 20, 2022 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 23006)
34-94701
April 12, 2022
SR-CboeEDGA-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.16 Comments Due: Exhibit 5 Federal Register version (87 FR 22963)
34-94682
April 12, 2022
SR-CBOE-2022-005
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Nonstandard Expirations Pilot Program To Include P.M.-Settled S&P 500 Index Options That Expire on Tuesday or Thursday Comments Due: Federal Register version (87 FR 22993)
34-94686
April 12, 2022
SR-CBOE-2022-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 22995)
34-94706
April 12, 2022
SR-CBOE-2022-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 5.22 Comments Due: Exhibit 5 Federal Register version (87 FR 22954)
34-94687
April 12, 2022
SR-C2-2022-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 22985)
34-94698
April 12, 2022
SR-C2-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 5.20.01 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 22981)
34-94674
April 11, 2022
SR-EMERALD-2022-04
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Federal Register version (87 FR 22605)
34-94677
April 11, 2022
SR-EMERALD-2022-05
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports View Received Comments Federal Register version (87 FR 22601)
34-94665
April 11, 2022
SR-NYSEAMER-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: View Received Comments Federal Register version (87 FR 22591)
34-94673
April 11, 2022
SR-FINRA-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 22599)
34-94662
April 11, 2022
SR-NYSENAT-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 22601)
34-94663
April 11, 2022
SR-NYSEARCA-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: View Received Comments Federal Register version (87 FR 22587)
34-94666
April 11, 2022
SR-NYSE-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (87 FR 22607)
34-94679
April 11, 2022
SR-PEARL-2022-03
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: Federal Register version (87 FR 22611)
34-94680
April 11, 2022
SR-PEARL-2022-04
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port Comments Due: Federal Register version (87 FR 22587)
34-94681
April 11, 2022
SR-PEARL-2022-05
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: Federal Register version (87 FR 22586)
34-94669
April 11, 2022
SR-EMERALD-2022-06
Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products File Nos.: Comments Due: Federal Register version (87 FR 22587)
34-94669
April 11, 2022
SR-MIAX-2022-10
Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products File Nos.: Comments Due: Federal Register version (87 FR 22587)
34-94671
April 11, 2022
SR-MIAX-2022-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 518, Complex Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 22605)
34-94678
April 11, 2022
SR-MIAX-2022-07
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: Federal Register version (87 FR 22591)
34-94670
April 11, 2022
SR-CBOE-2022-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 22594)
34-94646
April 8, 2022
SR-OCC-2022-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Weekly Options and Short Term Options Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 22238)
34-94649
April 8, 2022
SR-ICEEU-2022-008
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Operational Risk Management Policy and Risk Identification Framework Comments Due: Exhibit 5 Federal Register version (87 FR 22273)
34-94650
April 8, 2022
SR-ICC-2022-004
Notice of Filing of Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan Comments Due: Exhibit 5 Federal Register version (87 FR 22276)
34-94643
April 8, 2022
SR-FINRA-2022-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2360 (Options) To Increase the Position and Exercise Limits for Conventional Options on Certain Exchange-Traded Funds Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 22245)
34-94654
April 8, 2022
SR-FINRA-2022-009
Notice of Filing of a Proposed Rule Change To Amend Certain FINRA Rules To Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings and Appeals Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 22264)
34-94645
April 8, 2022
SR-CboeEDGX-2022-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 22269)
34-94652
April 8, 2022
SR-PEARL-2022-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 22240)
34-94653
April 8, 2022
SR-MEMX-2022-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Information Disseminated in the MEMOIR Top Data Feed Comments Due: Exhibit 5 Federal Register version (87 FR 22262)
34-94657
April 8, 2022
SR-MEMX-2022-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: Exhibit 5 Federal Register version (87 FR 22259)
34-94648
April 8, 2022
SR-CboeEDGA-2022-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 22271)
34-94641
April 7, 2022
SR-NYSEAMER-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (87 FR 21943)
34-94625
April 7, 2022
SR-OCC-2022-002
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: View Received Comments Federal Register version (87 FR 22002)
34-94639
April 7, 2022
SR-NYSECHX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 21957)
34-94638
April 7, 2022
SR-NYSENAT-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 21938)
34-94632
April 7, 2022
SR-ISE-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot To Permit the Listing and Trading of Options Based on 1/5 Comments Due: Exhibit 5 Federal Register version (87 FR 21940)
34-94630
April 7, 2022
SR-IEX-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees Comments Due: Exhibit 5 Federal Register version (87 FR 21945)
34-94635
April 7, 2022
SR-CboeBZX-2022-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 21986)
34-94634
April 7, 2022
SR-CboeBYX-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 21988)
34-94631
April 7, 2022
SR-Phlx-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/100 the Value of the Nasdaq-100 Index and the Nonstandard Expirations Pilot Comments Due: Exhibit 5 Federal Register version (87 FR 21990)
34-94629
April 7, 2022
SR-NYSEArca-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the FMC Excelsior Focus Equity ETF Under Rule 8.900-E (Managed Portfolio Shares) Comments Due: Federal Register version (87 FR 21993)
34-94637
April 7, 2022
SR-NYSEARCA-2021-68
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt New Exchange Rule 6.91P-O Comments Due: Federal Register version (87 FR 21959)
34-94640
April 7, 2022
SR-NYSEARCA-2022-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (87 FR 22002)
34-94642
April 7, 2022
SR-NYSE-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 21984)
34-94636
April 7, 2022
SR-PEARL-2022-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622 To Adopt on a Permanent Basis the Pilot Program Related to the Market-Wide Circuit Breaker Comments Due: Exhibit 5 Federal Register version (87 FR 22004)
34-94616
April 6, 2022
SR-ICC-2022-003
Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook Comments Due: Exhibit 5 Federal Register version (87 FR 21687)
34-94617
April 6, 2022
SR-CboeEDGX-2022-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 21684)
34-94606
April 5, 2022
SR-ICEEU-2022-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Futures & Options Guaranty Fund Policy Comments Due: Exhibit 5 Federal Register version (87 FR 21223)
34-94609
April 5, 2022
SR-IEX-2021-14
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: View Received Comments Federal Register version (87 FR 21246)
34-94611
April 5, 2022
SR-Phlx-2022-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (87 FR 21230)
34-94610
April 5, 2022
SR-NASDAQ-2022-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (87 FR 21225)
34-94614
April 5, 2022
SR-MEMX-2022-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees View Received Comments Exhibit 5 Federal Register version (87 FR 21232)
34-94601
April 4, 2022
SR-CboeBZX-2021-086
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 20895)
34-94592
April 4, 2022
SR-NASDAQ-2022-027
Notice of Filing of Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Exhibit 5 Federal Register version (87 FR 20905)
34-94590
April 4, 2022
SR-MEMX-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Volume Calculations for Transaction Pricing Tiers Comments Due: Exhibit 5 Federal Register version (87 FR 20892)
34-94594
April 4, 2022
SR-CBOE-2022-009
Notice of Filing of a Proposed Rule Change To Amend Rule 4.3.06 To Allow the Exchange To List and Trade Options on the Goldman Sachs Physical Gold ETF Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 20901)
34-94583
April 1, 2022
SR-OCC-2022-005
Notice of Filing of Proposed Rule Change Concerning Revisions to OCC's Partial Tear-Up Rules Comments Due: View Received Comments Exhibit 3 , Exhibit 3a , Exhibit 5 Federal Register version (87 FR 20495)
34-94587
April 1, 2022
SR-OCC-2022-004
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Settlement Timing Comments Due: View Received Comments Exhibit 3 , Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (87 FR 20485)
34-94577
April 1, 2022
SR-NSCC-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes to Rule 52 to Support Processing of Interval Fund Repurchase Orders, Remove Underwriting Tender Offer Provisions and Make Certain Other Clarifications Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 20481)
34-94573
April 1, 2022
SR-Phlx-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 of the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 20475)
34-94575
April 1, 2022
SR-NYSEArca-2022-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 20488)
34-94578
April 1, 2022
SR-NYSEArca-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 20471)
34-94585
April 1, 2022
SR-NYSE-2022-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 20479)
34-94574
April 1, 2022
SR-MIAX-2022-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the SPIKES Options Market Maker Incentive Program Until June 30, 2022 Comments Due: Federal Register version (87 FR 20492)
34-94565
March 31, 2022
SR-NYSEAMER-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: Exhibit 5 Federal Register version (87 FR 20002)
34-94566
March 31, 2022
SR-NYSECHX-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 20006)
34-94567
March 31, 2022
SR-NYSENAT-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: Exhibit 5 Federal Register version (87 FR 20010)
34-94568
March 31, 2022
SR-NYSEARCA-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: Exhibit 5 Federal Register version (87 FR 19998)
34-94569
March 31, 2022
SR-NYSEArca-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the DoubleLine Shiller CAPE U.S. Equities ETF Under Rule 8.900-E (Managed Portfolio Shares) Comments Due: Federal Register version (87 FR 19990)
34-94563
March 31, 2022
SR-BOX-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BOX Rule 7350 (Reports and Market Data Products), Move Rule 7130(a)(2) Detailing the High Speed Vendor Feed to Proposed Rule 7350, and Adopt Rule 7350(b) (Liquidity Taker Event Report) Comments Due: Exhibit 5 Federal Register version (87 FR 19985)
34-94558
March 30, 2022
SR-NYSE-2022-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 6A Comments Due: Exhibit 5 Federal Register version (87 FR 19722)
34-94542
March 29, 2022
SR-OCC-2022-003
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Cash-Settled FLEX ETF Options Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (87 FR 19566)
34-94536
March 29, 2022
SR-NSCC-2021-803
Notice of Withdrawal of an Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 19569)
34-94538
March 29, 2022
SR-DTC-2021-014
Notice of Withdrawal of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: Federal Register version (87 FR 19566)
34-94537
March 29, 2022
SR-NSCC-2021-010
Notice of Withdrawal of a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 19549)
34-94544
March 29, 2022
SR-ICC-2022-002
Notice of Filing of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy Comments Due: Exhibit 5 Federal Register version (87 FR 19563)
34-94539
March 29, 2022
SR-CboeEDGX-2022-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 19550)
34-94541
March 29, 2022
SR-Phlx-2022-10
Notice of Withdrawal of Proposed Rule Changes To Amend Open Outcry Options Transaction Charges View Received Comments Federal Register version (87 FR 19565)
34-94543
March 29, 2022
SR-NYSE-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 19542)
