34-59825
April 27, 2009
SR-NYSEAmex-2009-15
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 935NY-Order Exposure Requirements Comments Due: Rel. No. 34-59956 Federal Register version (74 FR 20771)
34-59823
April 27, 2009
SR-NYSE-2009-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange's Timely Alert Policy Comments Due: Federal Register version (74 FR 20516)
34-59822
April 27, 2009
SR-NASDAQ-2009-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Rule 7050 Governing Pricing for The NASDAQ Options Market ("NOM") Comments Due: Federal Register version (74 FR 20514)
34-59819
April 23, 2009
SR-SCCP-2009-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. Comments Due: Federal Register version (74 FR 20773)
34-59818
April 23, 2009
SR-BSECC-2009-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. Comments Due: Federal Register version (74 FR 20774)
34-59816
April 23, 2009
SR-NYSEAmex-2009-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 15 and 123C Regarding the Operation of Its NYSE Amex Order Imbalance Information Service To Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify What Information Is Included and Excluded From the Order Imbalance Information Reports Comments Due: Federal Register version (74 FR 19614)
34-59815
April 23, 2009
SR-NYSE-2009-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rules 15 and 123C Regarding the Operation of Its NYSE Order Imbalance Information Service To Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify What Information Is Included and Excluded From the Order Imbalance Information Reports Comments Due: Federal Register version (74 FR 19609)
34-59814
April 23, 2009
SR-MSRB-2009-04
Notice of Filing of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-60033 Federal Register version (74 FR 19612)
34-59808
April 21, 2009
SR-NYSEArca-2009-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change Comments Due: Federal Register version (74 FR 19253)
34-59804
April 21, 2009
SR-BX-2009-020
Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations Comments Due: Rel. No. 34-60026 Federal Register version (74 FR 19256)
34-59807
April 21, 2009
SR-NASDAQ-2009-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing Comments Due: Federal Register version (74 FR 19251)
34-59806
April 21, 2009
SR-ISE-2009-19
Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change To Amend Exchange Rules Related to Confirmations to Customers Comments Due: Federal Register version (74 FR 19254)
34-59805
April 21, 2009
SR-FINRA-2009-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Technical Changes to FINRA Trade Reporting Rules Upon Implementation of SR-FINRA-2008-011 Comments Due: Federal Register version (74 FR 19249)
34-59799
April 20, 2009
SR-NYSEAmex-2009-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility Comments Due: Federal Register version (74 FR 19257)
34-59790
April 20, 2009
SR-NYSEArca-2009-32
Notice of Filing of Proposed Rule Change Implementing the NYSE Arca Realtime Reference Prices Service on a Permanent Basis Comments Due: Rel. No. 34-60002 Federal Register version (74 FR 18758)
34-59791
April 20, 2009
SR-NYSE-2009-42
Notice of Filing of Proposed Rule Change Implementing NYSE Realtime Reference Price Service on a Permanent Basis Comments Due: Rel. No. 34-60004 Federal Register version (74 FR 18755)
34-59793
April 20, 2009
SR-CBOE-2009-024
Notice of Filing of a Proposed Rule Change Related to Its Obvious Error Rules Comments Due: Rel. No. 34-59981 Federal Register version (74 FR 18762)
34-59782
April 17, 2009
SR-BATS-2009-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (74 FR 18767)
34-59781
April 17, 2009
SR-NYSEArca-2009-28
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the ETFS Silver Trust Comments Due: Federal Register version (74 FR 18771)
34-59786
April 17, 2009
SR-NASDAQ-2009-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish InterACT, a New Service, and Related Fees. Comments Due: View Received Comments Federal Register version (74 FR 18769)
34-59784
April 17, 2009
SR-FINRA-2009-019
Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 1010 (Electronic Filing Requirements for Uniform Forms) and 2263 (Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-60348 Federal Register version (74 FR 18779)
34-59788
April 17, 2009
SR-FINRA-2007-024
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments Involving Best Execution and Interpositioning Comments Due: Rel. No. 34-60635 Federal Register version (74 FR 18777)
34-59778
April 16, 2009
SR-NYSEAmex-2009-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market Comments Due: Federal Register version (74 FR 18597)
34-59779
April 16, 2009
SR-Phlx-2009-32
Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-59721 , Rel. No. 34-59995 Federal Register version (74 FR 18600)
34-59777
April 16, 2009
SR-ISE-2009-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (74 FR 18416)
34-59773
April 15, 2009
SR-BX-2009-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Amend the Certificate of Incorporation of the NASDAQ OMX Group, Inc. File Nos.: Comments Due: Federal Register version (74 FR 18418)
34-59771
April 15, 2009
SR-FINRA-2009-016
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Adoption of FINRA Rule 2080 (Obtaining an Order of Expungement of Customer Dispute Information From the Central Registration Depository (CRD System)), FINRA Rule 2310 (Direct Participation Programs), FINRA Rule 4551 (Requirements for Alternative Trading Systems To Record and Transmit Order and Execution Information for Security Futures) and FINRA Rule 2266 (SIPC Information) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-59987 Federal Register version (74 FR 18411)
34-59772
April 15, 2009
SR-FINRA-2008-019
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities Comments Due: View Received Comments Rel. No. 34-57920 Federal Register version (74 FR 18419)
34-59774
April 15, 2009
SR-DTC-2009-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Settlement Service Guide and Settlement Progress Payments Comments Due: Federal Register version (74 FR 18415)
34-59763
April 14, 2009
SR-OCC-2009-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate the Clearance and Settlement of Metals Futures and Options on Metals Futures Traded on NYSE Liffe Comments Due: Federal Register version (74 FR 18013)
34-59764
April 14, 2009
SR-OCC-2009-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule Comments Due: Federal Register version (74 FR 18015)
34-59762
April 14, 2009
SR-FINRA-2009-023
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-60086 Federal Register version (74 FR 18269)
34-59768
April 14, 2009
SR-FINRA-2009-004
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Definition of "TRACE-Eligible Security" Comments Due: View Received Comments Rel. No. 34-59519 Federal Register version (74 FR 18271)
34-59754
April 13, 2009
SR-FINRA-2009-018
Notice of Filing of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-59961 Federal Register version (74 FR 18007)
34-59746
April 10, 2009
SR-NYSE-2009-08
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers Comments Due: View Received Comments Rel. No. 34-60356 Federal Register version (74 FR 17702)
34-59745
April 10, 2009
SR-FINRA-2009-017
Notice of Filing of Proposed Rule Change To Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook Comments Due: Release No. 34-59947 Federal Register version (74 FR 17705)
34-59744
April 9, 2009
SR-OC-2009-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Eliminating the $3 Market Price Maintenance Standard Comments Due: Federal Register version (74 FR 17706)
34-59743
April 9, 2009
SR-NYSEAmex-2009-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Available an NYSE Amex Order Imbalance Information Datafeed as a Separate, Stand-Alone Market Data Product Comments Due: Federal Register version (74 FR 17699)
34-59737
April 9, 2009
SR-NYSEArca-2009-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 To Offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders Comments Due: Federal Register version (74 FR 18018)
34-59736
April 8, 2009
SR-NYSEAmex-2009-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 975NY-Obvious Errors and Catastrophic Errors Comments Due: Federal Register version (74 FR 17708)
34-59726
April 8, 2009
SR-FINRA-2009-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Incorporated NYSE Rules 2, 2A and 325 To Conform to Amendments Made by NYSE Comments Due: Federal Register version (74 FR 17263)
34-59733
April 8, 2009
SR-FINRA-2009-010
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Expand TRACE To Include Agency Debt Securities and Primary Market Transactions Comments Due: View Received Comments Proposed Rule Text , Rel. No. 34-60726 Federal Register version (74 FR 17709)
34-59723
April 7, 2009
SR-NSX-2009-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule Relating to Liquidity Adding Rebates Comments Due: Federal Register version (74 FR 17259)
34-59720
April 7, 2009
SR-NYSEAmex-2009-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees Payable by Member Organizations for Which the Exchange Is the Designated Examining Authority Comments Due: Federal Register version (74 FR 17269)
34-59721
April 7, 2009
SR-Phlx-2009-32
Notice of Filing of Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II Comments Due: View Received Comments Rel. No. 34-59779 , Rel. No. 34-59995
34-59724
April 7, 2009
SR-ISE-2009-18
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members Comments Due: Federal Register version (74 FR 17265)
34-59717
April 7, 2009
SR-FINRA-2009-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265 Comments Due: Federal Register version (74 FR 17243)
34-59722
April 7, 2009
SR-FINRA-2009-022
Notice on the FINRA Rule 9520 Series (Eligibility Proceedings) Comments Due: Federal Register version (74 FR 17267)
34-59709
April 6, 2009
SR-BATS-2009-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (74 FR 16899)
34-59715
April 6, 2009
SR-NYSEAmex-2009-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a New Transaction Fee for Floor Brokers Comments Due: Federal Register version (74 FR 17242)
34-59714
April 6, 2009
SR-CHX-2009-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (74 FR 17264)
34-59710
April 6, 2009
SR-NYSE-2009-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Revised Liquidity Credits for Supplemental Liquidity Providers Comments Due: Federal Register version (74 FR 17241)
34-59706
April 6, 2009
SR-NASDAQ-2009-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Federal Register version (74 FR 16903)
34-59712
April 6, 2009
SR-NASDAQ-2009-028
Notice of Filing of Proposed Rule Change To Reduce Fees for NASDAQ Basic Data Feeds Comments Due: Rel. No. 34-59933 Federal Register version (74 FR 17273)
34-59713
April 6, 2009
SR-FINRA-2009-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions Comments Due: Federal Register version (74 FR 17271)
34-59704
April 3, 2009
SR-Phlx-2009-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Options Transactions Charge for Customer Executions and To Remove the Per Trade Per Side Fee Cap in U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (74 FR 16434)
34-59705
April 3, 2009
SR-Phlx-2009-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Option Floor Broker Subsidy Comments Due: Federal Register version (74 FR 16906)
34-59701
April 3, 2009
SR-ISE-2009-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers Comments Due: Federal Register version (74 FR 16247)
34-59697
April 2, 2009
SR-Phlx-2009-23
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Amend the By-Laws, Rules and Option Floor Procedure Advices of NASDAQ OMX PHLX, Inc. Comments Due: Rel. No. 34-59924 Federal Register version (74 FR 16249)
34-59691
April 2, 2009
SR-ISE-2009-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule Comments Due: Federal Register version (74 FR 16023)
34-59692
April 2, 2009
SR-ISE-2009-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members Comments Due: Federal Register version (74 FR 16024)
34-59696
April 2, 2009
SR-FINRA-2009-020
Notice of Filing of Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws Comments Due: Rel. No. 34-59962 Federal Register version (74 FR 16020)
34-59690
April 2, 2009
SR-CBOE-2009-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees Comments Due: Federal Register version (74 FR 16243)
34-59694
April 2, 2009
SR-CBOE-2009-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees Comments Due: Federal Register version (74 FR 16245)
34-59685
April 1, 2009
SR-NYSEAmex-2009-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Modify Its Annual Report Distribution Requirements Comments Due: Federal Register version (74 FR 16031)
34-59669
April 1, 2009
SR-Phlx-2009-24
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Increasing Linkage Inbound Principal Orders and Principal Acting as Agent Orders Comments Due: Rel. No. 34-59891 Federal Register version (74 FR 16026)
34-59675
April 1, 2009
SR-OCC-2009-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Flexibly Structured Options Comments Due: Federal Register version (74 FR 15794)
34-59677
April 1, 2009
SR-NYSE-2009-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Transaction Fees for the New York Block Exchange Comments Due: Federal Register version (74 FR 15800)
34-59681
April 1, 2009
SR-NYSE-2009-37
Notice of Filing of Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook Comments Due: Rel. No. 34-59898 Federal Register version (74 FR 16017)
34-59684
April 1, 2009
SR-NYSE-2009-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend Until August 31, 2009, the Application of the NYSE Arca Transfer Standard Comments Due: Federal Register version (74 FR 16029)
34-59682
April 1, 2009
SR-BX-2009-018
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System Comments Due: Federal Register version (74 FR 16015)
34-59673
April 1, 2009
SR-NASDAQ-2009-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules Comments Due: Federal Register version (74 FR 16027)
34-59679
April 1, 2009
SR-ISE-2007-97
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees Comments Due: Rel. No. 34-59949 Federal Register version (74 FR 15795)
34-59680
April 1, 2009
SR-ISE-2009-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Primary Market" Comments Due: Federal Register version (74 FR 15788)
34-59672
April 1, 2009
SR-FINRA-2009-013
Notice of Filing of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes Comments Due: View Received Comments Rel. No. 34-59906 Federal Register version (74 FR 15806)
34-59676
April 1, 2009
SR-CBOE-2009-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations Comments Due: View Received Comments Federal Register version (74 FR 16018)
34-59658
March 31, 2009
SR-NYSEAmex-2009-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending Its Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (74 FR 15569)
34-59660
March 31, 2009
SR-NYSEAmex-2009-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 936C, Cancellation and Adjustment of Index Option Transactions Comments Due: Federal Register version (74 FR 15802)
34-59665
March 31, 2009
SR-NYSEAmex-2009-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Equities Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange Comments Due: Federal Register version (74 FR 15804)
34-59664
March 31, 2009
SR-OCC-2009-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Commodity Options Comments Due: Federal Register version (74 FR 15789)
34-59662
March 31, 2009
SR-NYSEArca-2009-25
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service Comments Due: Federal Register version (74 FR 15571)
34-59659
March 31, 2009
SR-NYSE-2009-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending to September 1, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and be Approved as a Member of the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (74 FR 15538)
34-59666
March 31, 2009
SR-NYSE-2009-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange Comments Due: Federal Register version (74 FR 15792)
34-59661
March 31, 2009
SR-NASDAQ-2009-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market Through July 19, 2009 Comments Due: Federal Register version (74 FR 15561)
34-59663
March 31, 2009
SR-NASDAQ-2009-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions and Restructuring of the NASDAQ Listing Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (74 FR 15552)
34-59667
March 31, 2009
SR-CBOE-2009-022
Notice of Filing of Proposal To List and Trade S&P 500 Dividend Index Options Comments Due: View Received Comments Rel. No. 34-61136 Federal Register version (74 FR 15528)
34-59656
March 30, 2009
SR-NYSEALTR-2009-26
Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC, as Modified by Amendment No. 1, Changing Certain NYSE Amex Equities Rules To Conform Them With Changes to Corresponding Rules Submitted in a Companion Filing by the New York Stock Exchange LLC Comments Due: Rel. No. 34-59975 Federal Register version (74 FR 15540)
34-59650
March 30, 2009
SR-NYSEArca-2009-24
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Adopt a Policy With Respect to the Treatment of Aberrant Trades Comments Due: Rel. No. 34-59937 Federal Register version (74 FR 15545)
34-59651
March 30, 2009
SR-NYSEArca-2009-22
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Grail American Beacon Large Cap Value ETF Comments Due: Rel. No. 34-59826 Federal Register version (74 FR 15548)
34-59653
March 30, 2009
SR-NYSE-2009-34
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program Comments Due:
34-59655
March 30, 2009
SR-NYSE-2009-25
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as Modified by Amendment No. 2, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Recently Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Rel. No. 34-59965 Federal Register version (74 FR 15563)
34-59647
March 30, 2009
4-546
Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed Options Order Protection and Locked/Crossed Market Plan Comments Due: View Received Comments Release No. 34-60405 Federal Register version (74 FR 15010)
34-59652
March 30, 2009
SR-NASDAQ-2009-027
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds and To Reduce the Monthly Cap on Fees Comments Due: Federal Register version (74 FR 15533)
34-59642
March 27, 2009
SR-NYSEAmex-2009-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Option Trading Rules in Order To Extend the Penny Pilot Program Comments Due: Federal Register version (74 FR 15568)
34-59641
March 27, 2009
SR-Phlx-2009-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permit Fees Comments Due: Federal Register version (74 FR 15024)
34-59636
March 27, 2009
SR-MSRB-2009-02
Notice of Filing of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA) and Amendments to MSRB Rules G-32 and G-36 Comments Due: View Received Comments Rel. No. 34-59966 Federal Register version (74 FR 15189)
34-59643
March 27, 2009
SR-MSRB-2009-03
Notice of Filing of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA) Comments Due: View Received Comments Rel. No. 34-59964 Federal Register version (74 FR 15530)
34-59631
March 26, 2009
SR-Phlx-2009-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program Comments Due: Federal Register version (74 FR 15022)
34-59635
March 26, 2009
SR-OCC-2009-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Schedule of Fees Comments Due: Federal Register version (74 FR 15573)
34-59628
March 26, 2009
SR-NYSEArca-2009-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules in Order To Extend the Penny Pilot Program Comments Due: Federal Register version (74 FR 15025)
