34-59009
Nov. 24, 2008
SR-NYSEALTR-2008-07
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker Comments Due: Federal Register version (73 FR 73363)
34-59010
Nov. 24, 2008
SR-NYSEArca-2008-130
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Arca Equities Rule 3.10 To Allow Archipelago Securities to Route Orders to NYSE Arca Comments Due: Federal Register version (73 FR 73373)
34-59012
Nov. 24, 2008
SR-NYSEArca-2008-131
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series Comments Due: Federal Register version (73 FR 73371)
34-59011
Nov. 24, 2008
SR-NYSE-2008-122
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Rule 2B To Allow Archipelago Securities LLC To Route Orders to the NYSE in its Capacity as an Order Routing Facility of NYSE Alternext US LLC Comments Due: Federal Register version (73 FR 73360)
34-59005
Nov. 24, 2008
SR-CBOE-2008-113
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending CBOE Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares Comments Due: Federal Register version (73 FR 72883)
34-59008
Nov. 24, 2008
SR-CBOE-2008-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees Comments Due: Federal Register version (73 FR 72886)
34-59003
Nov. 24, 2008
4-574
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Auth Comments Due: Rel. No. 34-59134 Federal Register version (73 FR 72873)
34-58996
Nov. 21, 2008
SR-BSE-2008-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Share Options That May Be Listed on the Boston Options Exchange Facility Comments Due: Federal Register version (73 FR 72878)
34-58999
Nov. 21, 2008
SR-BSE-2008-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend Certain BOX Rules Related to the PIP To Eliminate the Requirement That There Be at Least Three Market Makers Quoting in a Relevant Options Class in Order for a PIP To Commence Comments Due: Federal Register version (73 FR 72536)
34-58995
Nov. 21, 2008
SR-Phlx-2008-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to Automated Openings in Index Options Comments Due: Federal Register version (73 FR 72889)
34-58993
Nov. 21, 2008
SR-NYSEArca-2008-128
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of PowerShares DB Funds Comments Due: Federal Register version (73 FR 72548)
34-58994
Nov. 21, 2008
SR-NYSEArca-2008-125
Notice of Filing of Proposed Rule Change Relating to the Listing of Units of the United States Short Oil Fund Comments Due: Rel. No. 34-59173 Federal Register version (73 FR 72892)
34-58992
Nov. 21, 2008
SR-NASDAQ-2008-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision Comments Due: Federal Register version (73 FR 72551)
34-58998
Nov. 21, 2008
SR-MSRB-2008-07
Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations Comments Due: View Received Comments Rel. No. 34-59212 Federal Register version (73 FR 72540)
34-58997
Nov. 21, 2008
SR-ISE-2008-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals Comments Due: Federal Register version (73 FR 72887)
34-58989
Nov. 20, 2008
SR-BATS-2008-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings Comments Due: Federal Register version (73 FR 72533)
34-58990
Nov. 20, 2008
SR-BSE-2008-36
Notice of Filing of Proposed Rule Change Relating to Delisting Standards Comments Due: Rel. No. 34-59265 Federal Register version (73 FR 72534)
34-58983
Nov. 20, 2008
SR-NYSEArca-2008-126
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing Shares of the GreenHaven Continuous Commodity Index Fund Comments Due: Federal Register version (73 FR 73368)
34-58984
Nov. 20, 2008
SR-NYSEArca-2008-121
Notice of Filing of Proposed Rule Change Amending Rule 5.2(j)(6) To Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities Comments Due: Rel. No. 34-59180 Federal Register version (73 FR 72546)
34-58988
Nov. 20, 2008
SR-NSCC-2008-09
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement File Nos.: Comments Due: Federal Register version (73 FR 72098)
34-58985
Nov. 20, 2008
SR-ISE-2008-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-Linked Securities Comments Due: Federal Register version (73 FR 72538)
34-58975
Nov. 19, 2008
SR-NYSE-2008-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Transactions in Stocks With a Price of Less than $1.00 per Share Comments Due: Federal Register version (73 FR 71711)
34-58979
Nov. 19, 2008
SR-NYSE-2008-116
Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo That Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules Comments Due: View Received Comments Federal Register version (73 FR 72094)
34-58978
Nov. 19, 2008
SR-CBOE-2008-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to an Expansion of the SPX Trading Crowd Comments Due: Federal Register version (73 FR 72089)
34-58980
Nov. 19, 2008
SR-CBOE-2008-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Rule 9.11 Relating to Confirmations to Customers Comments Due: Federal Register version (73 FR 72091)
34-58973
Nov. 18, 2008
SR-OPRA-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Policies With Respect to Device-Based Fees Comments Due: Federal Register version (73 FR 72100)
34-58974
Nov. 18, 2008
SR-NASDAQ-2008-087
Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules Comments Due: Federal Register version (73 FR 72093)
34-58966
Nov. 17, 2008
SR-CHX-2008-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments Comments Due: Federal Register version (73 FR 71049)
34-58965
Nov. 17, 2008
SR-NYSEArca-2008-127
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Units of the United States Oil Fund, United States Heating Oil Fund, United States Gasoline Fund, United States 12 Month Oil Fund, United States 12 Month Natural Gas Fund, and the United States Natural Gas Fund Comments Due: Federal Register version (73 FR 71078)
34-58967
Nov. 17, 2008
SR-NYSEArca-2008-129
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services That Apply to Mid-Point Passive Liquidity Orders Comments Due: Federal Register version (73 FR 71081)
34-58969
Nov. 17, 2008
SR-NYSE-2008-119
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Establish the New York Block Exchange Comments Due: Exhibit 5 , Rel. No. 34-59282 Federal Register version (73 FR 71050)
34-58970
Nov. 17, 2008
SR-NYSE-2008-120
Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE Comments Due: Exhibit 5 , Rel. No. 34-59281 Federal Register version (73 FR 71062)
34-58971
Nov. 17, 2008
SR-NYSE-2008-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make Certain Technical Amendments to the Rule To Conform it to the Exchange's Recently Instituted New Market Model Pilot Comments Due: Federal Register version (73 FR 71070)
34-58953
Nov. 14, 2008
SR-NSX-2008-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase "Riskless Principal Transaction" Comments Due: Federal Register version (73 FR 70400)
34-58949
Nov. 14, 2008
SR-Phlx-2008-79
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second Comments Due: Rel. No. 34-59081 Federal Register version (73 FR 71709)
34-58956
Nov. 14, 2008
SR-NYSEArca-2008-124
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List Shares of iShares Silver Trust Comments Due: Federal Register version (73 FR 71074)
34-58957
Nov. 14, 2008
SR-NYSEArca-2008-119
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Equities Rule Governing the Anti-Money Laundering Compliance Program Comments Due: Federal Register version (73 FR 70689)
34-58959
Nov. 14, 2008
SR-NYSEArca-2008-120
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Options Rule Governing the Anti-Money Laundering Compliance Program Comments Due: Federal Register version (73 FR 70687)
34-58955
Nov. 14, 2008
SR-CBOE-2008-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate into a Single Rule Certain Requirements for Products Traded on the CBOE Stock Exchange Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 70683)
34-58941
Nov. 13, 2008
SR-BSE-2008-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-linked Securities Comments Due: Federal Register version (73 FR 70392)
34-58942
Nov. 13, 2008
SR-BSE-2008-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility Comments Due: Federal Register version (73 FR 70394)
34-58935
Nov. 13, 2008
SR-NSX-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions Comments Due: Federal Register version (73 FR 69703)
34-58943
Nov. 13, 2008
SR-Phlx-2008-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options Comments Due: Federal Register version (73 FR 70398)
34-58945
Nov. 13, 2008
SR-NYSEArca-2008-118
Notice of Filing of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services Comments Due: Rel. No. 34-59161 Federal Register version (73 FR 71072)
34-58936
Nov. 13, 2008
SR-NYSE-2008-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Section (3) of Exchange Rule 123D, Which Provides for the "Sub-Penny Trading" Condition Comments Due: Federal Register version (73 FR 69704)
34-58940
Nov. 13, 2008
SR-ISE-2008-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Trading Licenses for Foreign Currency Options Comments Due: Federal Register version (73 FR 70396)
34-58937
Nov. 13, 2008
SR-FINRA-2008-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements With Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators Comments Due: View Received Comments Federal Register version (73 FR 69699)
34-58933
Nov. 12, 2008
SR-NYSEALTR-2008-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Extend Its Temporary Program Relating to Section 31-Related Funds Comments Due: Federal Register version (73 FR 69712)
34-58929
Nov. 12, 2008
SR-Phlx-2008-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of "Market for the Underlying Security" Comments Due: Federal Register version (73 FR 68471)
34-58932
Nov. 12, 2008
SR-FINRA-2008-032
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-58333 Federal Register version (73 FR 69696)
34-58927
Nov. 10, 2008
SR-BSE-2008-48
Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities Comments Due: Rel. No. 34-59154 , Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D Federal Register version (73 FR 69685)
34-58928
Nov. 10, 2008
SR-NYSE-2008-109
Notice of Filing of Proposed Rule Change To Clarify Amendments to "Other Securities" Initial Listing Standard Comments Due: Rel. No. 34-59139 Federal Register version (73 FR 69706)
34-58926
Nov. 10, 2008
SR-ISE-2008-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Options Series Comments Due: Federal Register version (73 FR 69701)
34-58915
Nov. 7, 2008
SR-Phlx-2008-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. Relating to Settlement Values and Spot Prices for Foreign Currency Options Comments Due: Federal Register version (73 FR 67916)
34-58920
Nov. 7, 2008
SR-NYSEArca-2008-123
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Certificates Comments Due: Rel. No. 34-59051 Federal Register version (73 FR 68479)
34-58921
Nov. 7, 2008
SR-NYSE-2008-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish System of Rebates for Designated Market Makers Comments Due: Federal Register version (73 FR 68478)
34-58918
Nov. 7, 2008
SR-ISE-2008-85
Notice of Filing of Proposed Rule Change Relating to Changes to the ISE Stock Exchange Governing Documents in Connection with ISE's Purchase of Equity Interests in Direct Edge Holdings, Inc. Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Rel. No. 34-59135 Federal Register version (73 FR 67909)
34-58906
Nov. 6, 2008
SR-Phlx-2008-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Increase in the Maximum Number of Quoters Permitted in an Option Comments Due: Federal Register version (73 FR 67239)
34-58911
Nov. 6, 2008
SR-NASDAQ-2008-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Procedures Applicable to Listed Companies That Are Late in Filing a Required Periodic Report With the Commission Comments Due: View Received Comments Federal Register version (73 FR 68473)
34-58905
Nov. 6, 2008
SR-FINRA-2008-054
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-59254 Federal Register version (73 FR 67237)
34-58901
Nov. 5, 2008
SR-OCC-2008-06
Notice of Filing of a Proposed Rule Change Relating to the Stock Loan/Hedge Program Comments Due: Rel. No. 34-59036 , Rel. No. 34-59036 Federal Register version (73 FR 67918)
34-58899
Nov. 5, 2008
SR-NYSEArca-2008-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Exchange Rule 6.39-Securities Accounts of Market Makers Comments Due: Federal Register version (73 FR 67243)
34-58900
Nov. 5, 2008
SR-NYSE-2008-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Shorten the Time Period for Listed Companies To Issue a Press Release After Receipt of Notification That the Company Is Noncompliant With the Exchange's Price Test Comments Due: Federal Register version (73 FR 67241)
34-58902
Nov. 5, 2008
SR-CBOE-2008-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees Comments Due: Federal Register version (73 FR 67235)
34-58898
Nov. 4, 2008
SR-ISE-2008-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Cancellation Fee Comments Due: View Received Comments Federal Register version (73 FR 67238)
34-58895
Oct. 31, 2008
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service Comments Due: Federal Register version (73 FR 75159)
34-58893
Oct. 31, 2008
SR-NYSE-2008-113
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program Comments Due: Federal Register version (73 FR 66093)
34-58894
Oct. 31, 2008
SR-NASDAQ-2008-086
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds Comments Due: Federal Register version (73 FR 66953)
34-58888
Oct. 30, 2008
SR-NYSEArca-2008-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 6.100 and 6.82 Comments Due: Federal Register version (73 FR 66279)
34-58889
Oct. 30, 2008
SR-NYSE-2008-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 per Share to the SLP That Posts Liquidity in Its Assigned Securities That Results in an Execution, Provided the SLP Meets Its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots Comments Due: View Received Comments Federal Register version (73 FR 66091)
34-58887
Oct. 30, 2008
SR-CBOE-2008-111
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options That May Be Listed Comments Due: Federal Register version (73 FR 66083)
34-58890
Oct. 30, 2008
SR-CBOE-2008-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Maximum Term for FLEX Options Comments Due: Federal Register version (73 FR 66085)
34-58875
Oct. 29, 2008
SR-NYSEArca-2008-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (73 FR 65916)
34-58878
Oct. 29, 2008
SR-NYSEArca-2008-114
Notice of Filing of Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares Comments Due: Rel. No. 34-59063 Federal Register version (73 FR 65912)
34-58879
Oct. 29, 2008
SR-NYSEArca-2008-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Three Series of SPDR Index Shares Funds Comments Due: Federal Register version (73 FR 65913)
34-58877
Oct. 29, 2008
SR-NYSE-2008-108
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for a Six-Month Pilot Program To Establish a New Class of NYSE Market Participants That Will Be Referred to as "Supplemental Liquidity Providers" ("SLPs") and Will Be Designated as Exchange Rule 107B Comments Due: View Received Comments Federal Register version (73 FR 65904)
34-58871
Oct. 28, 2008
SR-BATS-2008-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange Comments Due: Federal Register version (73 FR 65428)
34-58872
Oct. 28, 2008
SR-BATS-2008-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability Comments Due: Federal Register version (73 FR 65901)
34-58873
Oct. 28, 2008
SR-NYSEArca-2008-110
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust Comments Due: Federal Register version (73 FR 65709)
34-58868
Oct. 28, 2008
SR-ISE-2008-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 65903)
34-58870
Oct. 28, 2008
SR-CBOE-2008-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Term Option Series Comments Due: Federal Register version (73 FR 65430)
34-58863
Oct. 27, 2008
S7-24-89
Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC., the Financial Industry Regulatory Authority, Inc., the National Stock Exchange, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange LLC, NYSE Arca, Inc., and the NASDAQ OMX PHLX, Inc. Comments Due: Federal Register version (73 FR 65417)
34-58861
Oct. 27, 2008
SR-ISE-2008-78
Notice of Filing of Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers Comments Due: Rel. No. 34-59066 Federal Register version (73 FR 65432)
34-58862
Oct. 27, 2008
SR-FINRA-2008-051
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Require Arbitrators To Provide an Explained Decision Upon the Joint Request of the Parties Comments Due: View Received Comments Rel. No. 34-59358 Federal Register version (73 FR 64995)
34-58855
Oct. 24, 2008
SR-NYSEArca-2008-111
Notice of Filing of Proposed Rule Change Proposing To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) in Order To Add the CBOE Volatility Index (VIX) Futures ("VIX Futures") to the Definition of Futures Reference Asset Comments Due: Rel. No. 34-58968 Federal Register version (73 FR 64647)
34-58856
Oct. 24, 2008
SR-NYSEArca-2008-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing of the NETS S&P/MIB Index Fund (Italy) Comments Due: Federal Register version (73 FR 64649)
34-58845
Oct. 24, 2008
SR-NYSE-2008-46
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot, That Would Alter NYSE's Priority and Parity Rules, Phase Out Specialists by Creating a Designated Market Maker, and Provide Market Participants With Additional Abilities To Post Hidden Liquidity Comments Due: View Received Comments Rel. No. 34-58184 Federal Register version (73 FR 64379)
34-58850
Oct. 24, 2008
SR-NYSE-2008-107
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 17 To Rescind the Provisions of Paragraph (b) Governing Vendor Liability Comments Due: Federal Register version (73 FR 64998)
34-58839
Oct. 23, 2008
SR-NYSEALTR-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted on or Through the Exchange's Legacy Trading Systems and Facilities to an Automated Bond Trading Platform Based on NYSE BondsSM Comments Due: Federal Register version (73 FR 64645)
34-58834
Oct. 23, 2008
SR-NYSE-2008-93
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Temporarily Suspend the Operation of NYSE Rule 123D(3) to Respond to Market Conditions for Thornburg Mortgage, Inc (TMA) on September 29, 2008 Comments Due:
34-58838
Oct. 23, 2008
SR-CTA/CQ-2008-04
Notice of Filing and Immediate Effectiveness of the Fourteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Tenth Substantive Amendment to the Restated Consolidated Quotat Comments Due: Federal Register version (73 FR 64372)
34-58840
Oct. 23, 2008
SR-NASDAQ-2008-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Rules Governing Options Trading Comments Due: Federal Register version (73 FR 64377)
34-58833
Oct. 22, 2008
SR-NYSE-2008-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Subscribership to NYSE Bonds and Provide That All NYSE Members and Member Organizations Are Eligible To Access NYSE Bonds Comments Due: Federal Register version (73 FR 64642)
34-58832
Oct. 22, 2008
SR-FINRA-2008-053
Notice of Filing of Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees Comments Due: View Received Comments Rel. No. 34-59076 Federal Register version (73 FR 64374)
34-58822
Oct. 21, 2008
SR-BSE-2008-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Percentage Ownership Interest in the Boston Options Exchange Group, LLC Comments Due: Federal Register version (73 FR 63742)
34-58824
Oct. 21, 2008
SR-NYSEALTR-2008-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Amend NYSE Alternext Equities Rule 123D(4) To Expand That Rule's Trading Halt Condition To Cover All Structured Products Comments Due: Federal Register version (73 FR 63754)
34-58827
Oct. 21, 2008
SR-NASDAQ-2008-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Options Maintenance Tool and Related Fees Comments Due: Federal Register version (73 FR 64002)
34-58828
Oct. 21, 2008
SR-CBOE-2008-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to the Minimum Size Requirement for Quotations Comments Due: Federal Register version (73 FR 63749)
34-58829
Oct. 21, 2008
SR-CBOE-2008-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Immediately Add Two New VIX Option Series Within Five Days of Expiration Comments Due: Federal Register version (73 FR 63750)
34-58817
Oct. 20, 2008
SR-CBOE-2008-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee Comments Due: View Received Comments Federal Register version (73 FR 63744)
