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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand TRACE to Include Agency Debt Securities and Primary Market Transactions

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Date Sort descending	Letter Type	Commenter Name
Nov. 13, 2009	Public Comment	Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York
Aug. 26, 2009	Public Comment	Sharon Zackula, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
May 22, 2009	Public Comment	Don Winton, Crews & Associates
May 7, 2009	Public Comment	Heather Traeger, Associate Counsel, Investment Company Institute, Washington, D.C.
May 7, 2009	Public Comment	Joseph W. Sack, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association, New York, New York
May 7, 2009	Public Comment	Manisha Kimmel, Executive Director, Financial Information Forum
May 7, 2009	Public Comment	Michael Decker and Mike Nicholas, Co-Chief Executive Officers, Regional Bond Dealers Association
May 7, 2009	Public Comment	Sean C. Davy, Managing Director, and Robert Toomey, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
May 5, 2009	Public Comment	Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York
April 17, 2009	Public Comment	Robert F. Anderson, CFA, Senior Managing Director, Fixed Income Trading, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2009-010

Release Number

34-59733

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