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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes

(Release No. 34-59672.; File No. SR-FINRA-2009-013)

May 2, 2009 Scot Bernstein, Law Offices of Scot D. Bernstein, Mather Field, California
Apr. 29, 2009 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York
Apr. 28, 2009 Brian N. Smiley, Esquire, President, Public Investors Arbitration Bar Association, Atlanta, Georgia
Apr. 28, 2009 Joseph M. Licare, St. John's University School of Law, Securities Arbitration Clinic, Jamaica, New York
Apr. 3, 2009 Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY Member, Deutsch Lipner, Garden City, New York, New York

Modified: 05/04/2009