Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Definition of TRACE-Eligible Security to Include Securities Eligible for Public Sale and Additional Securities that are Restricted Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York
Public Comment Sean C. Davy, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-004
Release Number
34-59519
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