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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to adopt FINRA Rules 1010 (Electronic Filing Requirements for Uniform Forms) and 2263 (Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4) in the Consolidated FINRA Rulebook

(Release No. 34-59784; File No. SR-FINRA-2009-019)

Jul. 8, 2009 Patricia Albrecht, Assistant General Counsel, FINRA
May 15, 2009 Bari Havlik, Chief Compliance Officer, Senior Vice President, Charles Schwab & Co., Inc.




Modified: 07/09/2009