Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Stan Macel, Assistant General Counsel, Washington, District of Columbia
Public Comment Clifford E. Kirsch and Eric A. Arnold, Sutherland Asbill & Brennan LLP on behalf of the Committee of Annuity Insurers

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-023
Release Number
34-59762
How to submit comments