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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities
(Release No. 34-57920; File No. SR-FINRA-2008-019)
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| Dec. 19, 2008 | Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Nov. 12, 2008 | Jim S. Wrona, FINRA, Washington, District of Columbia |
| Aug. 20, 2008 | Carl B. Wilkerson, Vice President & Chief Counsel, American Council of Life Insurers |
| Jul. 2, 2008 | Neal E. Nakagiri, President, CEO, CCO, NPB Financial Group, LLC, Burbank, California |
| Jul. 1, 2008 | Michael P. DeGeorge, General Counsel, NAVA, Inc. |
| Jul. 1, 2008 | Cheryl Tobin, Asst. Vice President Counsel, Pacific Life Insurance Company, Newport Beach, California |
| Jul. 1, 2008 | Clifford Kirsch, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Jul. 1, 2008 | Heather Traeger, Assistant Counsel, Investment Company Institute |
| Jul. 1, 2008 | Dale E. Brown, President and CEO, Financial Services Institute |
| Jul. 1, 2008 | William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Jun. 30, 2008 | Heidi Stam, Managing Director and
General Counsel, Vanguard |
| Jun. 30, 2008 | Teresa Luiz, Greenwood Village, Colorado |
| Jun. 30, 2008 | Theodore Tsung, Financial Services Software Innovator – Founder of digiTRADE and EAssist, New York, New York |
| Jun. 26, 2008 | Laurence S. Schultz, President, Public Investors Arbitration Bar Association |
| Jun. 23, 2008 | Darrell Braman, Vice President and Associate Legal Counsel and Sarah McCafferty, Vice President and Chief Compliance Officer, T. Rowe Price Investment Services, Inc. |
| Jun. 11, 2008 | Deborah Peters, Director, Broker Dealer Compliance, EquiTrust Marketing Services, LLC |
http://www.sec.gov/comments/sr-finra-2008-019/finra2008019.shtml
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