34-58721
Oct. 2, 2008
SR-NASDAQ-2008-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Order Routing Comments Due: Federal Register version (73 FR 59696)
34-58718
Oct. 2, 2008
SR-CBOE-2008-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Permissible Exercise Price and Premium Calculations for FLEX Equity Options Comments Due: Federal Register version (73 FR 59690)
34-58719
Oct. 2, 2008
SR-CBOE-2008-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Electronic Indicative FLEX Quotes Comments Due: Federal Register version (73 FR 59692)
34-58709
Oct. 1, 2008
SR-NFA-2008-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements Comments Due: Federal Register version (73 FR 59011)
34-58702
Oct. 1, 2008
SR-NSX-2008-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders Comments Due: Federal Register version (73 FR 59014)
34-58699
Oct. 1, 2008
SR-NYSE-2008-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend the Moratorium on the Administration of the Specialist Performance Evaluation Questionnaire ("SPEQ") Pursuant to Exchange Rule 103A and the Use of the SPEQ Pursuant to Rule 103B ("Moratorium") to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-52, To Continue To Suspend the Use of SuperDot Turnaround for Orders Received and Responses to Administrative Messages as Objective Measures in the Assessment of Specialist Performance During the Moratorium and That the SPEQ and Order Reports/Administrative Responses Continue To Be Removed From the Criteria Used To Commence a Specialist Performance Improvement Action Comments Due: Federal Register version (73 FR 59021)
34-58708
Oct. 1, 2008
SR-NYSE-2008-92
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Reserve Orders on the Exchange to the Earlier of December 31, 2008 or the Date on Which the Commission Approves the Exchange's Filing Pursuant to SR-NYSE-2008-46 Comments Due: Federal Register version (73 FR 59017)
34-58700
Oct. 1, 2008
SR-CBOE-2008-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule Comments Due: Federal Register version (73 FR 58999)
34-58691
Sept. 30, 2008
SR-Phlx-2008-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Phlx XL Risk Monitor Mechanism Comments Due: Federal Register version (73 FR 58279)
34-58695
Sept. 30, 2008
4-518
Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS Comments Due: Federal Register version (73 FR 58993)
34-58684
Sept. 30, 2008
SR-NASDAQ-2008-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol "TO" Comments Due: Federal Register version (73 FR 58281)
34-58685
Sept. 30, 2008
SR-ISE-2008-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Trading Hours of the ISE Stock Exchange Comments Due: Federal Register version (73 FR 58277)
34-58692
Sept. 30, 2008
SR-ISE-2008-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees Comments Due: Federal Register version (73 FR 59006)
34-58701
Sept. 30, 2008
SR-ISE-2008-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Order Type Comments Due: Federal Register version (73 FR 59007)
34-58696
Sept. 30, 2008
SR-FICC-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Government Securities Division To Expand the Types of Securities Eligible for the GCF Repo Service Comments Due: Federal Register version (73 FR 58698)
34-58671
Sept. 29, 2008
SR-ISE-2008-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Fee Changes Comments Due: Federal Register version (73 FR 57722)
34-58676
Sept. 29, 2008
SR-ISE-2008-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule Comments Due: Federal Register version (73 FR 57719)
34-58658
Sept. 26, 2008
SR-Phlx-2008-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products Comments Due: Federal Register version (73 FR 57723)
34-58666
Sept. 26, 2008
SR-NASDAQ-2008-018
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove From Rule 7019 the Fees for Receiving Index Values Comments Due: Rel. No. 34-58897 Federal Register version (73 FR 57725)
34-58665
Sept. 26, 2008
SR-ISE-2008-21
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct of Doing Business With the Public Comments Due: Rel. No. 34-58129 Federal Register version (73 FR 59002)
34-58659
Sept. 26, 2008
SR-CBOE-2008-96
Notice of Filing of Proposal To Permit $1 Strikes for MNX Options Comments Due: Rel. No. 34-58924 Federal Register version (73 FR 58998)
34-58644
Sept. 25, 2008
SR-BATS-2008-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of "Market Maker" and "Market Maker Authorized Trader" Comments Due: Federal Register version (73 FR 57172)
34-58647
Sept. 25, 2008
SR-NYSEArca-2008-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Trust II Comments Due: Federal Register version (73 FR 57399)
34-58649
Sept. 25, 2008
SR-NYSE-2008-82
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Its Policy With Respect to Legal Opinions in Connection With Listings of Securities Comments Due: Federal Register version (73 FR 57397)
34-58646
Sept. 25, 2008
SR-NASDAQ-2008-074
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Remove Rule 6800 From the Nasdaq Rules Comments Due: Federal Register version (73 FR 59009)
34-58645
Sept. 25, 2008
SR-ISE-2008-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Value Comments Due: Federal Register version (73 FR 57720)
34-58648
Sept. 25, 2008
SR-FINRA-2008-044
Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters Comments Due: View Received Comments Rel. No. 34-59096 Federal Register version (73 FR 57177)
34-58651
Sept. 25, 2008
SR-FINRA-2008-047
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000 Comments Due: View Received Comments Rel. No. 34-59340 Federal Register version (73 FR 57391)
34-58629
Sept. 24, 2008
SR-NYSE-2008-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 1000 ("Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation") Comments Due: Federal Register version (73 FR 57183)
34-58631
Sept. 24, 2008
SR-NYSE-2008-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Suspend the Operation of Certain NYSE Rules To Respond to the Impact to the Marketplace of the Events of September 15, 2008, Including the Bankruptcy Filing by Lehman Brothers Holding Inc. Comments Due: Federal Register version (73 FR 57185)
34-58638
Sept. 24, 2008
SR-NASDAQ-2008-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market Comments Due: Federal Register version (73 FR 57188)
34-58635
Sept. 24, 2008
SR-ISE-2008-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes. Comments Due: Federal Register version (73 FR 57179)
34-58623
Sept. 23, 2008
SR-BATS-2008-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 57169)
34-58625
Sept. 23, 2008
SR-Amex-2008-51
Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) Comments Due: Rel. No. 34-58923 Federal Register version (73 FR 56869)
34-58622
Sept. 23, 2008
SR-NASDAQ-2008-072
Notice of Filing of Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees Comments Due: Rel. No. 34-58891 Federal Register version (73 FR 56876)
34-58626
Sept. 23, 2008
SR-FINRA-2008-046
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the By-Laws of FINRA Regulation To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board Comments Due: View Received Comments Rel. No. 34-58909 Federal Register version (73 FR 56872)
34-58613
Sept. 22, 2008
SR-Phlx-2008-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Administration and Enforcement of Certain Rules Pertaining to XLE Comments Due: Federal Register version (73 FR 57181)
34-58615
Sept. 22, 2008
SR-CBOE-2008-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to Appointment Costs Comments Due: Federal Register version (73 FR 56620)
34-58616
Sept. 22, 2008
SR-CBOE-2008-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transfer of Interim Trading Permits Comments Due:
34-58606
Sept. 19, 2008
SR-Amex-2008-72
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending the Requirements of Its Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization Comments Due: Federal Register version (73 FR 55573)
34-58596
Sept. 19, 2008
SR-NYSEArca-2008-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc., Amending NYSE Arca Equities Rule 7.35 Governing Auctions Comments Due: Federal Register version (73 FR 55887)
34-58608
Sept. 19, 2008
SR-NYSEArca-2008-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Suspend the Requirements of NYSE Arca Rule 2.4 and Related NYSE Arca Rules Concerning Options Trading Permit Holder Applications and Approvals In Order To Immediately Approve Barclays Capital Inc. as an NYSE Arca OTP Holder Comments Due: Federal Register version (73 FR 55580)
34-58607
Sept. 19, 2008
SR-NYSE-2008-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Temporarily Suspend the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. as an NYSE Member Organization Comments Due: Federal Register version (73 FR 55577)
34-58603
Sept. 19, 2008
SR-CBOE-2008-97
Notice of Filing of a Proposed Rule To Establish a CBSX-Only Order Type Comments Due: Federal Register version (73 FR 55882)
34-58582
Sept. 18, 2008
SR-Phlx-2008-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quotation Size Decrementation Comments Due: Federal Register version (73 FR 55190)
34-58570
Sept. 17, 2008
SR-Amex-2008-70
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards Comments Due: View Received Comments Rel. No. 34-59050 Federal Register version (73 FR 55185)
34-58568
Sept. 17, 2008
SR-CHX-2008-12
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 55575)
34-58571
Sept. 17, 2008
SR-Phlx-2008-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. To Enable the Listing and Trading of Options on Index-Linked Securities Comments Due: Federal Register version (73 FR 55188)
34-58546
Sept. 15, 2008
SR-BATS-2008-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.5, Entitled "Orders and Modifiers," To Provide for a New Order Type-Modified Destination Specific Order Comments Due: Federal Register version (73 FR 54440)
34-58547
Sept. 15, 2008
SR-BSE-2008-45
Notice of Filing of Proposed Rule Change To Amend By-Laws Comments Due: Rel. No. 34-58864 Federal Register version (73 FR 54648)
34-58549
Sept. 15, 2008
SR-NYSE-2008-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Conforming Certain NYSE Rules to Changes to NYSE Incorporated Rules Recently Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (73 FR 54444)
34-58521
Sept. 11, 2008
SR-BATS-2008-002
Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.5, entitled "Orders and Modifiers," To Provide for a New Order Type-Modified Directed Intermarket Sweep Order Comments Due: Federal Register version (73 FR 53910)
34-58516
Sept. 11, 2008
SR-Amex-2008-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities Comments Due: Federal Register version (73 FR 54184)
34-58518
Sept. 11, 2008
SR-NYSEArca-2008-94
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) To Permit the Listing of ELNs That Are Linked to Securities Issued by Companies Registered Under the Investment Company Act of 1940 Comments Due: Rel. No. 34-58745 Federal Register version (73 FR 54446)
34-58522
Sept. 11, 2008
SR-NYSE-2008-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Resume the Operation of NYSE Rule 123D(3) With Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-81 Comments Due: Federal Register version (73 FR 53912)
34-58513
Sept. 11, 2008
SR-CBOE-2008-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Hybrid Electronic Quoting Fee Comments Due: Federal Register version (73 FR 54186)
34-58519
Sept. 11, 2008
SR-CBOE-2008-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 8.3A Pertaining to Class Quoting Limits Comments Due: Federal Register version (73 FR 54188)
34-58445A
Sept. 10, 2008
SR-BSE-2008-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of Ownership of MX US 2, Inc.; Correction Comments Due: Rel. No. 34-58445 Federal Register version (73 FR 53469)
34-58502
Sept. 10, 2008
SR-NYSEArca-2008-93
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing of the iShares Lehman Agency Bond Fund Comments Due: Federal Register version (73 FR 54194)
34-58473
Sept. 8, 2008
SR-NYSEArca-2008-97
Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Schedule of Fees and Charges for Exchange Services in Order To Establish a New Fee for Electronically Executed Complex Orders Comments Due: Federal Register version (73 FR 53312)
34-58484
Sept. 8, 2008
SR-NYSEArca-2008-89
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3) in Connection With Generic Listing Standards for Multiple Fund Shares and Inverse Fund Shares Comments Due: Rel. No. 34-58825 Federal Register version (73 FR 53472)
34-58488
Sept. 8, 2008
SR-NYSE-2008-81
Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC To Suspend the Operation of NYSE Rule 123D With Respect to Trading in the Securities of Fannie Mae and Freddie Mac Comments Due: Federal Register version (73 FR 53304)
34-58489
Sept. 8, 2008
SR-NASDAQ-2008-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 53300)
34-58486
Sept. 8, 2008
SR-ISE-2008-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Displayed Penny Quotes and Orders Comments Due: Federal Register version (73 FR 53298)
34-58466
Sept. 5, 2008
SR-AMEX-2008-53
Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts) Comments Due: Rel. No. 34-58814 Federal Register version (73 FR 53057)
34-58469
Sept. 5, 2008
SR-NYSEArca-2008-92
Notice of Filing of Proposed Rule Change Relating to Listing of MacroShares Major Metro Housing Trusts Comments Due: Rel. No. 34-58704 Federal Register version (73 FR 53306)
34-58467
Sept. 5, 2008
SR-NYSE-2008-77
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Its Rule Governing Equity-Linked Debt Securities To Permit the Listing of Equity-Linked Debt Securities Linked To Baskets of Up to Thirty Underlying Securities and To Provide for Greater Flexibility in Listing Criteria Comments Due: View Received Comments Federal Register version (73 FR 53064)
34-58460
Sept. 4, 2008
SR-CBOE-2008-90
Notice of Filing of Proposed Rule Change Related to Trades in Restricted Classes Comments Due: Rel. No. 34-58778A , Rel. No. 34-58778 Federal Register version (73 FR 53060)
34-58462
Sept. 4, 2008
SR-CBOE-2008-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Inc. Amending CBOE Rule 52.3 Comments Due: Federal Register version (73 FR 53062)
34-58457
Sept. 3, 2008
SR-NYSEArca-2008-91
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding the Listing of Fourteen Funds of the Commodities and Currency Trust Comments Due: Federal Register version (73 FR 52711)
34-58458
Sept. 3, 2008
SR-NYSEArca-2008-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Net Asset Value Calculations for CurrencyShares Trusts Comments Due: Federal Register version (73 FR 52717)
34-58455
Sept. 3, 2008
SR-CBOE-2008-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete CBOE Rule 15.10 Comments Due: Federal Register version (73 FR 52709)
34-58456
Sept. 3, 2008
SR-CBOE-2008-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees Comments Due: Federal Register version (73 FR 53059)
34-58450
Sept. 2, 2008
SR-NYSE-2008-78
Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 To Allow NYSE Alternext US LLC To Participate in the Compensation Fund Established by the NYSE To Reimburse Claimants for Losses Associated With NYSE-Operated System Failures Comments Due: Rel. No. 34-58779 Federal Register version (73 FR 52439)
34-58445
Aug. 29, 2008
SR-BSE-2008-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of Ownership of MX U.S. 2, Inc. Comments Due: Rel. No. 34-58445A Federal Register version (73 FR 52434)
34-58444
Aug. 29, 2008
SR-NYSEArca-2008-96
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Establish NYSE Arca Realtime Reference Prices Service Comments Due: Federal Register version (73 FR 51872)
34-58443
Aug. 29, 2008
SR-NYSE-2008-79
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices Comments Due: Federal Register version (73 FR 52436)
34-58440
Aug. 28, 2008
SR-NASDAQ-2008-071
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares Comments Due: Federal Register version (73 FR 51672)
34-58431
Aug. 27, 2008
SR-NYSEArca-2008-90
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.31(x) To Clarify the Permissible Order Entry Time and Eligibility of Its Primary Only Order and Amending NYSE Arca Equities Rule 14.3 To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. Comments Due: Rel. No. 34-58681 Federal Register version (73 FR 51681)
34-58429
Aug. 27, 2008
SR-NYSE-2008-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) To Allow a Member Organization To Provide Other Market Participants With Access to the Exchange on an Agency Basis Comments Due: View Received Comments Federal Register version (73 FR 51676)
34-58430
Aug. 27, 2008
SR-NYSE-2008-76
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2B in Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. Comments Due: Rel. No. 34-58680 Federal Register version (73 FR 51678)
34-58435
Aug. 27, 2008
SR-NASDAQ-2008-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network Comments Due: Federal Register version (73 FR 51670)
34-58436
Aug. 27, 2008
SR-DTC-2008-11
Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP Comments Due: View Received Comments Rel. No. 34-59102 Federal Register version (73 FR 51870)
34-58428
Aug. 27, 2008
SR-CBOE-2008-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Professional Transaction Fees Comments Due: Federal Register version (73 FR 51668)
34-58424
Aug. 26, 2008
SR-OPRA-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Academic Waiver Policy Comments Due: Federal Register version (73 FR 51545)
34-58425
Aug. 26, 2008
SR-CBOE-2008-88
Notice of Filing of a Proposed Rule Change Relating to the Demutualization of Chicago Board Options Exchange, Incorporated Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G Federal Register version (73 FR 51652)
34-58420
Aug. 25, 2008
SR-Phlx-2008-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Exchange's Fee Schedule Concerning Complex Orders Comments Due: Federal Register version (73 FR 51035)
34-58422
Aug. 25, 2008
SR-CBOE-2008-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Related to the Hybrid 3.0 Platform and Lead Market-Makers Comments Due: Federal Register version (73 FR 51029)
34-58408
Aug. 22, 2008
SR-BSE-2008-42
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Appointment of Market Makers on the Boston Options Exchange Facility Comments Due: Rel. No. 34-58687 Federal Register version (73 FR 50845)
34-58413
Aug. 22, 2008
SR-NYSEArca-2008-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Discontinue Its Policy of Requiring Legal Opinions in Connection With Listings of Securities Comments Due: Federal Register version (73 FR 51033)
34-58411
Aug. 22, 2008
SR-ISE-2008-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due:
34-58414
Aug. 22, 2008
SR-CBOE-2008-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Members Comments Due: Federal Register version (73 FR 51324)
34-58405
Aug. 21, 2008
SR-Phlx-2008-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Execution Fees on the XLE Fee Schedule Comments Due: Federal Register version (73 FR 51332)
34-58406
Aug. 21, 2008
SR-MSRB-2008-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program Comments Due: Federal Register version (73 FR 50850)
34-58401
Aug. 21, 2008
SR-ISE-2008-63
Notice of Filing of Proposed Rule Change Relating to the Price Improvement Mechanism Comments Due: Rel. No. 34-58710 Federal Register version (73 FR 50663)
34-58404
Aug. 21, 2008
SR-DTC-2008-08
Notice of Filing of Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System Comments Due: View Received Comments Rel. No. 34-59033 Federal Register version (73 FR 51326)
34-58407
Aug. 21, 2008
SR-DTC-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the Collateral Loan System Comments Due: Federal Register version (73 FR 50661)
34-58395
Aug. 20, 2008
SR-NYSEArca-2008-85
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of PowerShares Active U.S. Real Estate Fund Comments Due: Rel. No. 34-58512 Federal Register version (73 FR 50382)
34-58396
Aug. 20, 2008
SR-NYSEArca-2008-86
Notice of Filing of Proposed Rule Change Relating to Listing of the WisdomTree Dreyfus Emerging Markets Fund Comments Due: Rel. No. 34-58564 Federal Register version (73 FR 50385)
34-58397
Aug. 20, 2008
SR-NYSEArca-2008-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services to Add a Credit that Applies to Indications of Interest that Result in Routed and Executed Orders Comments Due:
