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Release Number	SEC Issue Date	File Number	Details
34-63756	Jan. 21, 2011	S7-24-89	Notice of Filing of Amendment No. 25 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. *Comments Due:* February 18, 2011 See Also - Release No. 34-64043 Submit a Comment on S7-24-89 Federal Register version (76 FR 5224)
34-63751	Jan. 21, 2011	SR-FINRA-2011-004	Notice of Filing of Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities *Comments Due:* February 17, 2011 See Also - Rel. No. 34-64041 Federal Register version (76 FR 4966)
34-63750	Jan. 21, 2011	4-566	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules *Comments Due:* February 17, 2011 Submit a Comment on 4-566 Federal Register version (76 FR 4948)
34-63746	Jan. 20, 2011	SR-NYSEAmex-2011-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction *Comments Due:* February 17, 2011 Federal Register version (76 FR 4961)
34-63747	Jan. 20, 2011	SR-NYSEArca-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction *Comments Due:* February 17, 2011 Federal Register version (76 FR 4965)
34-63745	Jan. 20, 2011	SR-NASDAQ-2011-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Link Market Data Fees and Transaction Execution Fees *Comments Due:* February 17, 2011 See Also - Exhibit 3, Exhibit 5, Rel. No. 34-65362, Rel. No. 34-64916, Rel. No. 34-63796 Federal Register version (76 FR 4970)
34-63732	Jan. 19, 2011	SR-NASDAQ-2011-007	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds *Comments Due:* February 15, 2011 Federal Register version (76 FR 4401)
34-63729	Jan. 18, 2011	SR-FINRA-2011-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities *Comments Due:* February 15, 2011 Federal Register version (76 FR 4403)
34-63717	Jan. 14, 2011	SR-Phlx-2010-145	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of Remote Specialists *Comments Due:* February 14, 2011 See Also - Exhibit 5, Rel. No. 34-63192 Federal Register version (76 FR 4141)
34-63718	Jan. 14, 2011	SR-Phlx-2011-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols *Comments Due:* February 14, 2011 See Also - Exhibit 5 Federal Register version (76 FR 4144)
34-63716	Jan. 14, 2011	SR-NASDAQ-2011-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d) *Comments Due:* February 14, 2011 Federal Register version (76 FR 4145)
34-63728	Jan. 14, 2011	SR-NASDAQ-2011-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules *Comments Due:* February 15, 2011 Federal Register version (76 FR 4406)
34-63721	Jan. 14, 2011	SR-CBOE-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees *Comments Due:* February 11, 2011 Federal Register version (76 FR 3929)
34-63708	Jan. 12, 2011	SR-NYSEAmex-2011-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish a $5 Strike Price Program *Comments Due:* February 10, 2011 See Also - Exhibit 5 Federal Register version (76 FR 3686)
34-63712	Jan. 12, 2011	SR-Phlx-2011-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies *Comments Due:* February 10, 2011 Federal Register version (76 FR 3682)
34-63707	Jan. 12, 2011	SR-NYSEArca-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC To Establish a $5 Strike Price Program *Comments Due:* February 10, 2011 See Also - Exhibit 5 Federal Register version (76 FR 3680)
34-63705	Jan. 12, 2011	SR-NASDAQ-2011-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for the NASDAQ Options Market *Comments Due:* February 9, 2011 Federal Register version (76 FR 3188)
34-63709	Jan. 12, 2011	SR-FINRA-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Time To Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees *Comments Due:* February 10, 2011 Federal Register version (76 FR 3684)
34-63706	Jan. 12, 2011	SR-CBOE-2011-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees *Comments Due:* February 9, 2011 Federal Register version (76 FR 3184)
34-66133	Jan. 11, 2011	SR-NYSEAmex-2011-105	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of The Pilot Until July 31, 2012 *Comments Due:* February 8, 2012 See Also - Exhibit 5 Federal Register version (77 FR 2593)
34-66137	Jan. 11, 2011	SR-NYSEAmex-2011-106	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012 *Comments Due:* February 8, 2012 See Also - Exhibit 5 Federal Register version (77 FR 2587)
34-63700	Jan. 11, 2011	SR-Phlx-2011-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Option Expiration Months and Series of Options Open for Trading on the Exchange *Comments Due:* February 8, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2931)
34-63694	Jan. 11, 2011	SR-BX-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules Regarding Voluntary Withdrawal From Trading Options Classes in Which They Are Appointed *Comments Due:* February 8, 2011 Federal Register version (76 FR 2938)
34-63695	Jan. 11, 2011	SR-FINRA-2010-068	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit *Comments Due:* February 9, 2011
34-63701	Jan. 11, 2011	SR-CBOE-2010-116	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Exchange Fees for Fiscal Year 2011 *Comments Due:* February 8, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2934)
34-63687	Jan. 10, 2011	SR-BX-2011-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $5 Strike Price Program on the Boston Options Exchange Facility *Comments Due:* February 4, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2730)
34-63685	Jan. 10, 2011	SR-NASDAQ-2010-074	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities *Comments Due:* August 5, 2010 View Received Comments See Also - Rel. No. 34-64071, Rel. No. 34-63098, Rel. No. 34-62740, Rel. No. 34-62468 Federal Register version (76 FR 2732)
34-63678	Jan. 7, 2011	SR-NASDAQ-2010-166	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASDAQ Members Using the NASDAQ Market Center *Comments Due:* February 4, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2742)
34-63673	Jan. 7, 2011	SR-FINRA-2011-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program *Comments Due:* February 4, 2011 Federal Register version (76 FR 2739)
34-63677	Jan. 7, 2011	SR-C2-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees *Comments Due:* February 4, 2011 Federal Register version (76 FR 2741)
34-63680	Jan. 7, 2011	SR-C2-2011-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule and C2 Rule 3.1 *Comments Due:* February 4, 2011 Federal Register version (76 FR 2735)
34-63663	Jan. 6, 2011	SR-BATS-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* February 4, 2011 Federal Register version (76 FR 2734)
34-63662	Jan. 6, 2011	SR-BYX-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* February 4, 2011 Federal Register version (76 FR 2729)
34-63658	Jan. 6, 2011	SR-Phlx-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program *Comments Due:* February 2, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2187)
34-63660	Jan. 6, 2011	SR-NYSEArca-2010-124	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.62(h) to Define Stock/Complex Orders, Amending NYSE Arca Options Rule 6.75(g) to Update and Clarify the Priority of Complex Orders, and Amending NYSE Arca Options Rule 6.91 to Establish a Complex Order Auction *Comments Due:* February 2, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2183)
34-63669	Jan. 6, 2011	SR-NYSE-2011-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List *Comments Due:* February 4, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2738)
34-63650	Jan. 6, 2011	SR-NASDAQ-2011-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market, LLC to Establish a $5 Strike Price Program *Comments Due:* February 2, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2156)
34-63657	Jan. 6, 2011	SR-NASDAQ-2011-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $5 Strike Price Program *Comments Due:* February 2, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2188)
34-63653	Jan. 6, 2011	SR-ISE-2011-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $5 Strike Price Program *Comments Due:* February 2, 2011 Federal Register version (76 FR 2174)
34-63655	Jan. 6, 2011	SR-ISE-2011-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program *Comments Due:* February 2, 2011 Federal Register version (76 FR 2173)
34-63664	Jan. 6, 2011	SR-ISE-2010-120	Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Fees and Rebates for Adding and Removing Liquidity *Comments Due:* February 2, 2011 Federal Register version (76 FR 2170)
34-63659	Jan. 6, 2011	SR-DTC-2010-17	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Revisions *Comments Due:* February 3, 2011 View Received Comments Federal Register version (76 FR 2430)
34-63651	Jan. 6, 2011	SR-CBOE-2011-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program *Comments Due:* February 2, 2011 Federal Register version (76 FR 2158)
34-63656	Jan. 6, 2011	SR-CBOE-2011-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Reciprocal Listing Respecting a $5 Strike Program for Stock Options *Comments Due:* February 2, 2011 Federal Register version (76 FR 2160)
34-63644	Jan. 5, 2011	SR-NYSEAmex-2010-125	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange Price List *Comments Due:* February 1, 2011 See Also - Exhibit 5 Federal Register version (76 FR 1656)
34-66105	Jan. 5, 2011	SR-NYSEAmex-2011-108	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Eliminate the Clerk Badge Fee and the e-Broker Hand Held Device Fee *Comments Due:* February 1, 2012 See Also - Exhibit 5 Federal Register version (77 FR 1758)
34-63643	Jan. 5, 2011	SR-NYSEArca-2010-123	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Establishing Fees for Support and Maintenance of the Trading Floor, and Fees To Defray the Costs of Floor Broker Order Capture Devices *Comments Due:* February 2, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2163)
34-63649	Jan. 5, 2011	SR-NYSEArca-2010-122	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services *Comments Due:* February 2, 2011 See Also - Exhibit 5 Federal Register version (76 FR 2176)
34-66107	Jan. 5, 2011	SR-NYSE-2011-72	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Change the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems *Comments Due:* February 1, 2012 See Also - Exhibit 5 Federal Register version (77 FR 1759)
34-63648	Jan. 5, 2011	SR-NASDAQ-2011-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center *Comments Due:* February 2, 2011 Federal Register version (76 FR 2178)
34-63645	Jan. 5, 2011	SR-MSRB-2010-18	Notice of Filing and Immediate Effectiveness of Revisions to the Selection Specifications for the Municipal Securities Representative Qualification Examination (Series 52) Program *Comments Due:* February 2, 2011 Federal Register version (76 FR 2162)
34-63642	Jan. 4, 2011	SR-NYSE-2010-87	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List *Comments Due:* February 1, 2011 Federal Register version (76 FR 1653)
34-63641	Jan. 4, 2011	SR-NASDAQ-2010-172	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale *Comments Due:* February 2, 2011 Federal Register version (76 FR 2164)
34-63639	Jan. 4, 2011	SR-ISE-2010-121	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options *Comments Due:* January 31, 2011 Federal Register version (76 FR 1488)
34-63630	Jan. 3, 2011	SR-BATS-2010-039	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 28, 2011 Federal Register version (76 FR 1208)
34-63632	Jan. 3, 2011	SR-BATS-2010-038	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 28, 2011 Federal Register version (76 FR 1205)
34-63629	Jan. 3, 2011	SR-BSECC-2010-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Articles of Organization and By-Laws *Comments Due:* January 31, 2011 Federal Register version (76 FR 1473)
34-63636	Jan. 3, 2011	SR-NYSEArca-2010-121	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of FactorShares Funds *Comments Due:* January 31, 2011 See Also - Rel. No. 34-63915 Federal Register version (76 FR 1477)
34-63634	Jan. 3, 2011	SR-NSCC-2010-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule *Comments Due:* January 31, 2011 Federal Register version (76 FR 1475)
34-63628	Jan. 3, 2011	SR-NASDAQ-2010-154	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NASDAQ Stock Market LLC To Enhance the Investor Support Program *Comments Due:* January 28, 2011 Federal Register version (76 FR 1201)
34-63631	Jan. 3, 2011	SR-CBOE-2010-117	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Router Subsidy *Comments Due:* January 28, 2011 Federal Register version (76 FR 1203)
34-63626	Dec. 30, 2010	SR-Phlx-2010-185	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011 *Comments Due:* January 27, 2011 Federal Register version (76 FR 812)
34-63623	Dec. 30, 2010	SR-OCC-2010-19	Notice of Filing of Proposed Rule Change Relating to Stock Loan Programs *Comments Due:* January 26, 2011 See Also - Rel. No. 34-64181, Rel. No. 34-64181 Federal Register version (76 FR 602)
34-63624	Dec. 30, 2010	SR-NYSEArca-2010-120	Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF *Comments Due:* January 27, 2011 See Also - Rel. No. 34-63881 Federal Register version (76 FR 805)
34-63625	Dec. 30, 2010	SR-NYSEArca-2010-119	Notice of Filing of Proposed Rule Change To List and Trade Shares of the Teucrium WTI Crude Oil Fund Under NYSE Arca Equities Rule 8.200 *Comments Due:* January 24, 2011 See Also - Rel. No. 34-63869 Federal Register version (76 FR 807)
34-63615	Dec. 29, 2010	SR-NYSEAmex-2010-123	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 611)
34-63613	Dec. 29, 2010	SR-NYSEAmex-2010-121	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 609)
34-63620	Dec. 29, 2010	SR-NYSEAmex-2010-122	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 598)
34-63619	Dec. 29, 2010	SR-Phlx-2010-181	Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fee *Comments Due:* January 26, 2011 Federal Register version (76 FR 614)
34-63614	Dec. 29, 2010	SR-NYSE-2010-84	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii) *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 600)
34-63616	Dec. 29, 2010	SR-NYSE-2010-86	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 612)
34-63618	Dec. 29, 2010	SR-NYSE-2010-85	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or August 1, 2011 *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 617)
34-63617	Dec. 29, 2010	SR-BX-2010-092	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ OMX BX Equities System *Comments Due:* January 26, 2011 See Also - Exhibit 5 Federal Register version (76 FR 615)
34-63612	Dec. 29, 2010	SR-FICC-2010-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule *Comments Due:* January 26, 2011 View Received Comments Federal Register version (76 FR 596)
34-63609	Dec. 27, 2010	SR-NYSEArca-2010-116	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the WisdomTree Asia Bond Fund *Comments Due:* January 24, 2011 See Also - Rel. No. 34-63919 Federal Register version (76 FR 2931)
34-63604	Dec. 23, 2010	SR-NSCC-2010-18	Notice of Filing of Proposed Rule Change Relating to the Insurance and Retirement Processing Services To Incorporate a New Analytics Reporting Service *Comments Due:* January 19, 2011 Submit a Comment on SR-NSCC-2010-18 Federal Register version (75 FR 82115)
34-63602	Dec. 22, 2010	SR-NFA-2010-04	Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements *Comments Due:* January 24, 2011 Federal Register version (76 FR 202)
34-63601	Dec. 22, 2010	SR-NYSEAmex-2010-124	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges *Comments Due:* January 19, 2011 See Also - Exhibit 5 Federal Register version (75 FR 82117)
34-63595	Dec. 22, 2010	SR-Phlx-2010-179	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee *Comments Due:* January 19, 2011 Federal Register version (75 FR 82120)
34-63603	Dec. 22, 2010	SR-Phlx-2010-180	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination *Comments Due:* January 20, 2011 Federal Register version (75 FR 82419)
34-63597	Dec. 22, 2010	SR-BX-2010-059	Notice of Filing of Amendment No. 1 to Proposed Rule Change To Create a Listing Market on the Exchange *Comments Due:* January 24, 2011 View Received Comments See Also - Exhibit 5, Rel. No. 34-64437, Rel. No. 34-64028, Rel. No. 34-63448, Rel. No. 34-63105, Rel. No. 34-62818 Federal Register version (75 FR 82098)
34-63589	Dec. 21, 2010	SR-EDGX-2010-24	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5 *Comments Due:* January 18, 2010 See Also - Exhibit 5 Federal Register version (75 FR 81691)
34-63590	Dec. 21, 2010	SR-EDGA-2010-25	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5 *Comments Due:* January 18, 2011 See Also - Exhibit 5 Federal Register version (75 FR 81702)
34-63594	Dec. 21, 2010	SR-Phlx-2010-183	Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand Its Short Term Option Program *Comments Due:* January 18, 2011 See Also - Exhibit 5, Rel. No. 34-63875 Federal Register version (75 FR 81689)
34-63584	Dec. 21, 2010	SR-NYSEArca-2010-88	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Various NYSE Arca Equities Rules To Harmonize Them With Financial Industry Regulatory Authority Rules *Comments Due:* January 18, 2011 See Also - Exhibit 5 Federal Register version (75 FR 81685)
34-63587	Dec. 21, 2010	SR-NYSEArca-2010-118	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SiM Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF *Comments Due:* January 18, 2011 See Also - Rel. No. 34-63802 Federal Register version (75 FR 81697)
34-63593	Dec. 21, 2010	SR-NYSE-2010-83	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System *Comments Due:* January 18, 2011 Federal Register version (75 FR 81701)
34-63591	Dec. 21, 2010	SR-BX-2010-091	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue the Practice Governing the Directed Order Process on BOX *Comments Due:* January 18, 2011 See Also - Exhibit 5 Federal Register version (75 FR 81687)
34-63592	Dec. 21, 2010	SR-BX-2010-090	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules To Permit Trading Options on Leveraged (Multiple or Inverse) Exchange-Traded Notes and Broaden the Definition of "Futures-Linked Securities" *Comments Due:* January 19, 2011 See Also - Exhibit 5 Federal Register version (75 FR 82109)
34-63582	Dec. 21, 2010	SR-FINRA-2010-055	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices) See Also - Rel. No. 34-63885, Rel. No. 34-63256 Federal Register version (75 FR 81704)
34-63581	Dec. 20, 2010	SR-NYSEArca-2010-117	Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Grail Western Asset Ultra Short Duration ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* January 18, 2011 See Also - Rel. No. 34-63856 Federal Register version (75 FR 81692)
34-63580	Dec. 20, 2010	SR-CBOE-2010-114	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Opening System *Comments Due:* January 18, 2011 Federal Register version (75 FR 81704)
34-63574	Dec. 17, 2010	SR-EDGX-2010-17	Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGX Rules 11.9 and 11.5 *Comments Due:* January 13, 2011 View Received Comments See Also - Rel. No. 34-63930, Rel. No. 34-63336 Federal Register version (75 FR 80876)
34-63572	Dec. 17, 2010	SR-EDGA-2010-18	Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders *Comments Due:* January 13, 2011 View Received Comments See Also - Rel. No. 34-63335, Rel. No. 34-63929 Federal Register version (75 FR 80873)
34-63569	Dec. 17, 2010	SR-Phlx-2010-178	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* January 18, 2011 See Also - Exhibit 5 Federal Register version (75 FR 81323)
34-63575	Dec. 17, 2010	SR-Phlx-2010-176	Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options *Comments Due:* January 18, 2011 See Also - Exhibit 5, Rel. No. 34-63860 Federal Register version (75 FR 81320)
34-63564	Dec. 16, 2010	SR-CHX-2010-25	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Eliminate the Validated Cross Trade Entry Functionality *Comments Due:* January 13, 2011 Federal Register version (75 FR 80870)
34-63562	Dec. 16, 2010	SR-Phlx-2010-177	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Options Overlying QNET *Comments Due:* January 13, 2011 See Also - Exhibit 5 Federal Register version (75 FR 80869)
34-63561	Dec. 16, 2010	SR-FINRA-2010-066	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference in FINRA Rule 2232 (Customer Confirmations) *Comments Due:* January 12, 2011 See Also - Exhibit 5 Federal Register version (75 FR 80556)
34-63559	Dec. 16, 2010	SR-CBOE-2010-109	Notice of Filing of a Proposed Rule Change Regarding Rule 4.20-Anti-Money Laundering Compliance Program *Comments Due:* January 12, 2011 Federal Register version (75 FR 80560)