Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Panel Composition Rule, and Related Rules, of the Code of Arbitration Procedure for Customer Disputes

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Date Received
Date Letter Type Commenter Name
Public Comment Leslie Van Buskirk, Chair, NASAA Arbitration Project Group, North American Securities Administrators Association, Inc.
Public Comment Gary J. Pieples, Esq., Syracuse University College of Law, Securities Arbitration & Consumer Law Clinic, Syracuse, New York
Public Comment Barbara B. Hanemann, Memphis, Tennessee
Public Comment Joseph C. Peiffer, New Orleans, Louisiana
Public Comment Martin A. Grusin, Attorney, Memphis, Tennessee
Public Comment Nicholas J. Guiliano, Esquire, Philadelphia, Pennsylvania
Public Comment Sara F. Byrd, Knoxville, Tennessee
Public Comment Steven M. McCauley, Esq., Lexington, Kentucky
Public Comment Al Van Kampen, Esquire, Rohde Van Kampen PLLC, Seattle, Washington
Public Comment Austin Smith, Bend, Oregon
Public Comment Barbara B. Lapides, attorney, Memphis, Tennessee
Public Comment Barbara Black, University of Cincinnati College of Law, and Jill Gross, Pace University School of Law
Public Comment Cary S. Lapidus, Law Offices of Cary S. Lapidus, San Francisco, California
Public Comment Charles C. Mihalek, Esquire, Charles C. Mihalek, P.S.C., Lexington, Kentucky
Public Comment Connie J. Becker, Ledbetter Associates, PA, Fort Lauderdale, Florida
Public Comment David P. Meyer, Esq., David P. Meyer Associates Co., LPA, Columbus, Ohio
Public Comment David T. DeBerry, Las Vegas, Nevada
Public Comment Deborah Howard, Memphis, Tennessee
Public Comment Edward L. Wampold
Public Comment Frederick W. Rosenberg, JD, South Orange, New Jersey
Public Comment Howard Rosenfield, Attorney, Farmington, Connecticut
Public Comment Jason R Doss, Attorney, Marietta, Georgia
Public Comment Jenice L. Malecki, Esq., Malecki Law, New York, New York
Public Comment John Lox
Public Comment John Miller, Member, Swanson Midgley, LLC, Kansas City, Missouri
Public Comment Jonathan D. Berg, Esq., Lagemann Law Offices, New York, New York
Public Comment Kevin G. Diamond, JD, CPA, PIABA, Boston , Massachusetts
Public Comment Kirk Reasonover, Attorney, New Orleans, Louisiana
Public Comment Laura Dunning
Public Comment Lisa A. Catalano, Director, Associate Professor of Clinical Legal Education, and Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic, St. John's Law School, Queens, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-053
Release Number
34-63250
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