34-64358
April 28, 2011
SR-CHX-2011-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter the CHX Fee Schedule Relating to the CHX Connect Service Comments Due: Federal Register version (76 FR 25394)
34-64357
April 28, 2011
SR-NYSEArca-2011-18
Notice of Filing of Proposed Rule Change To List and Trade the Meidell Tactical Advantage ETF Comments Due: Rel. No. 34-64689 Federal Register version (76 FR 24936)
34-64365
April 28, 2011
SR-NASDAQ-2011-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Limitation of Liability Comments Due: Exhibit 5 Federal Register version (76 FR 25384)
34-64359
April 28, 2011
SR-ISE-2011-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes Comments Due: Federal Register version (76 FR 25390)
34-64360
April 28, 2011
SR-DTC-2011-05
Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Memo Segregation Function Comments Due: Rel. No. 34-64605 Federal Register version (76 FR 25389)
34-64355
April 27, 2011
SR-SCCP-2011-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. Comments Due: Federal Register version (76 FR 25382)
34-64356
April 27, 2011
SR-BSECC-2011-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, the NASDAQ OMX Group, Inc. Comments Due: Federal Register version (76 FR 25396)
34-64350
April 27, 2011
SR-NYSEAmex-2011-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution Comments Due: Federal Register version (76 FR 24945)
34-64346
April 27, 2011
SR-PHLX-2011-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws Comments Due: Federal Register version (76 FR 24947)
34-64348
April 27, 2011
SR-Phlx-2011-58
Notice of Filing of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's Depositary Receipts (SPDRs) Comments Due: View Received Comments Rel. No. 34-64695 Federal Register version (76 FR 24951)
34-64349
April 27, 2011
SR-NYSEArca-2011-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution Comments Due: Federal Register version (76 FR 24954)
34-64351
April 27, 2011
SR-NYSE-2011-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction that Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution Comments Due: Federal Register version (76 FR 24943)
34-64345
April 27, 2011
SR-BX-2011-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws Comments Due: Federal Register version (76 FR 24934)
34-64347
April 27, 2011
SR-NASDAQ-2011-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws Comments Due: Federal Register version (76 FR 24949)
34-64353
April 27, 2011
SR-FINRA-2011-020
Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities Comments Due: Rel. No. 34-64590 Federal Register version (76 FR 24942)
34-64354
April 27, 2011
SR-CBOE-2011-041
Notice of Filing of Proposed Rule Change Establishing Qualified Contingent Cross Orders Comments Due: View Received Comments Rel. No. 34-64653 Federal Register version (76 FR 25392)
34-64342
April 26, 2011
SR-NYSEArca-2011-17
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF Comments Due: Rel. No. 34-64690 Federal Register version (76 FR 24548)
34-64343
April 26, 2011
SR-ISE-2011-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Expiration Months Open for Trading on the Exchange Comments Due: Federal Register version (76 FR 24546)
34-64341
April 26, 2011
SR-FINRA-2011-017
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) Comments Due: View Received Comments Rel. No. 34-64512 Federal Register version (76 FR 24076)
34-64335
April 25, 2011
SR-NYSEAmex-2011-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions Comments Due: Exhibit 5 Federal Register version (76 FR 24074)
34-64334
April 25, 2011
SR-NYSE-2011-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions Comments Due: Exhibit 5 Federal Register version (76 FR 24078)
34-64325
April 22, 2011
SR-NYSEAmex-2011-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes Comments Due: Exhibit 5 Federal Register version (76 FR 23632)
34-64324
April 22, 2011
SR-NYSEArca-2011-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes Comments Due: Exhibit 5 Federal Register version (76 FR 23849)
34-64326
April 22, 2011
SR-NASDAQ-2011-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $2.50 Strike Price Program Comments Due: Exhibit 5 Federal Register version (76 FR 24067)
34-64319
April 21, 2011
SR-CHX-2011-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the CHX Only Order Type Comments Due: Federal Register version (76 FR 23634)
34-64311
April 20, 2011
SR-NASDAQ-2011-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Expire Time Comments Due: Federal Register version (76 FR 23349)
34-64312
April 20, 2011
SR-NASDAQ-2011-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature Comments Due: Federal Register version (76 FR 25732)
34-64305
April 18, 2011
SR-Phlx-2011-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Alpha Index Options Comments Due: Exhibit 5 Federal Register version (76 FR 22741)
34-64303
April 15, 2011
SR-ISE-2011-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (76 FR 22425)
34-64304
April 15, 2011
SR-CBOE-2011-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Gold ETF Volatility Index Options Comments Due: Federal Register version (76 FR 22427)
34-64300
April 14, 2011
SR-Phlx-2011-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Customer Complex Orders Comments Due: Exhibit 5 Federal Register version (76 FR 22158)
34-64299
April 14, 2011
SR-NYSE-2011-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Listing Fees Applicable to Debt Securities and Structured Products Comments Due: Federal Register version (76 FR 21932)
34-64294
April 13, 2011
SR-Phlx-2011-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amending the Option Floor Procedures Advice F-14 Regarding Executing Hedge and Synthetic Options Orders Containing Stock Components Comments Due: Federal Register version (76 FR 21784)
34-64296
April 13, 2011
SR-ISE2011-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (76 FR 21934)
34-64292
April 11, 2011
SR-ISE-2011-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees Comments Due: Exhibit 5 Federal Register version (76 FR 21416)
34-64267
April 8, 2011
SR-EDGA-2011-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Federal Register version (76 FR 21076)
34-64274
April 8, 2011
SR-NYSEAmex-2011-11
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies Comments Due: Rel. No. 34-64040 , Rel. No. 34-64321 Federal Register version (76 FR 20754)
34-64265
April 8, 2011
SR-Phlx-2011-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Permit Fees Comments Due: Exhibit 5 Federal Register version (76 FR 21080)
34-64276
April 8, 2011
SR-Phlx-2011-13
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations Comments Due: Release No. 34-63981 , Release No. 34-64338 Federal Register version (76 FR 21083)
34-64282
April 8, 2011
SR-Phlx-2011-28
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM Comments Due: Release No. 34-64075 , Release No. 34-64478 Federal Register version (76 FR 21084)
34-64284
April 8, 2011
SR-Phlx-2011-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Provisions Regarding the Dress Code and Trade Verification Comments Due: Exhibit 5 Federal Register version (76 FR 21081)
34-64286
April 8, 2011
SR-Phlx-2011-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes Comments Due: Exhibit 5 Federal Register version (76 FR 21078)
34-64287
April 8, 2011
SR-NYSE-2011-15
Notice of Filing of Proposed Rule Change to NYSE Rule 1401 To Modify the Initial Trading Market Value for Debt Securities Comments Due: Rel. No. 34-64561 Federal Register version (76 FR 21086)
34-64273
April 8, 2011
SR-NYSE-2011-09
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies Comments Due: Rel. No. 34-64039 , Rel. No. 34-64322 Federal Register version (76 FR 20757)
34-64261
April 8, 2011
SR-BX-2011-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules Comments Due: Federal Register version (76 FR 20749)
34-64259
April 8, 2011
SR-NASDAQ-2010-134
Notice of Designation of Longer Time Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan Is To Buy and Hold Commodities Comments Due: View Received Comments Rel. No. 34-64700 , Rel. No. 34-63804 , Rel. No. 34-63508 , Rel. No. 34-63207 Federal Register version (76 FR 20760)
34-64262
April 8, 2011
SR-NASDAQ-2011-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Rules 2360, 2361, 2370, 6951 to FINRA Rule Changes Comments Due: Federal Register version (76 FR 20747)
34-64263
April 8, 2011
SR-NASDAQ-2011-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Initial Listing Standard for the Nasdaq Global Select Market Comments Due: Federal Register version (76 FR 20744)
34-64268
April 8, 2011
SR-NASDAQ-2011-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Effective Hours of Rule 4753(c) Comments Due: Federal Register version (76 FR 20742)
34-64258
April 8, 2011
SR-ISE-2011-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $2.50 Strike Price Program Comments Due: Exhibit 5 Federal Register version (76 FR 20764)
34-64269
April 8, 2011
SR-ISE-2011-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees Comments Due: Exhibit 5 Federal Register version (76 FR 20752)
34-64270
April 8, 2011
SR-ISE-2011-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Cap and a Service Fee Comments Due: Exhibit 5 Federal Register version (76 FR 20754)
34-64275
April 8, 2011
SR-ISE-2011-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform Comments Due: Exhibit 5 Federal Register version (76 FR 21087)
34-64260
April 8, 2011
SR-FINRA-2011-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability) Comments Due: View Received Comments Federal Register version (76 FR 20759)
34-64264
April 8, 2011
SR-FINRA-2011-008
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security Comments Due: View Received Comments Rel. No. 34-63960 Federal Register version (76 FR 20744)
34-64283
April 8, 2011
SR-FINRA-2011-012
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities Rel. No. 34-64364 , Rel. No. 34-64084 Federal Register version (76 FR 21084)
34-64266
April 8, 2011
SR-C2-2011-008
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product Comments Due: View Received Comments Rel. No. 34-65256 , Rel. No. 34-64599 , Rel. No. 34-64011 Federal Register version (76 FR 20757)
34-64229
April 7, 2011
SR-EDGX-2011-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Comments Due: Text of Proposed Rule Change Federal Register version (76 FR 20738)
34-64250
April 7, 2011
SR-EDGX-2011-08
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 To Introduce Additional Routing Options to the Rule Comments Due: Exhibit 5 Federal Register version (76 FR 20768)
34-64253
April 7, 2011
SR-EDGX-2011-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Federal Register version (76 FR 20750)
34-64235
April 7, 2011
SR-BATS-2011-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews Comments Due: Federal Register version (76 FR 20791)
34-64236
April 7, 2011
SR-BYX-2011-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews Comments Due: Federal Register version (76 FR 20739)
34-64230
April 7, 2011
SR-EDGA-2011-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Comments Due: Text of Proposed Rule Change Federal Register version (76 FR 20770)
34-64252
April 7, 2011
SR-EDGA-2011-09
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule Comments Due: Exhibit 5 Federal Register version (76 FR 20797)
34-64242
April 7, 2011
SR-NSX-2011-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (76 FR 20763)
34-64233
April 7, 2011
SR-NYSEAmex-011-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies Comments Due: Exhibit 5 Federal Register version (76 FR 20736)
34-64228
April 7, 2011
SR-CHX-2011-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions Comments Due: Federal Register version (76 FR 20792)
34-64239
April 7, 2011
SR-Phlx-2011-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Comments Due: Federal Register version (76 FR 20789)
34-64244
April 7, 2011
SR-Phlx-2011-46
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand the Number of Components in the PHLX Gold/Silver SectorSM Comments Due: Rel. No. 34-64549 Federal Register version (76 FR 20775)
34-64248
April 7, 2011
SR-Phlx-2011-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Amend Phlx Rule 1001A, Position Limits Comments Due: Federal Register version (76 FR 20788)
34-64249
April 7, 2011
SR-Phlx-2011-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Establish a Qualified Contingent Cross Order Comments Due: Federal Register version (76 FR 20773)
34-64247
April 7, 2011
SR-OCC-2011-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Legal Certainty for the Trading of Futures on the CBOE Gold ETF Volatility Index Comments Due: Federal Register version (76 FR 20779)
34-64224
April 7, 2011
SR-NYSEArca-2011-11
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF Comments Due: Rel. No. 34-64550 Federal Register version (76 FR 20401)
34-64234
April 7, 2011
SR-NYSEArca-2011-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies Comments Due: Exhibit 5 Federal Register version (76 FR 20399)
34-64232
April 7, 2011
SR-NYSE-2011-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies Comments Due: Exhibit 5 Federal Register version (76 FR 20735)
34-64254
April 7, 2011
SR-NYSE-2011-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies Comments Due: Federal Register version (76 FR 20767)
34-64240
April 7, 2011
SR-BX-2011-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Comments Due: Federal Register version (76 FR 20732)
34-64238
April 7, 2011
SR-NASDAQ-2011-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Comments Due: Federal Register version (76 FR 20780)
34-64246
April 7, 2011
SR-NASDAQ-2011-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Exhibit 5 Federal Register version (76 FR 20761)
34-64231
April 7, 2011
SR-ISE-2011-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program Comments Due: Federal Register version (76 FR 20733)
34-64237
April 7, 2011
SR-FINRA-2011-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions Comments Due: Federal Register version (76 FR 20782)
34-64227
April 7, 2011
SR-CBOE-2011-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program Comments Due: Federal Register version (76 FR 20796)
34-64243
April 7, 2011
SR-CBOE-2011-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations Comments Due: View Received Comments Federal Register version (76 FR 20771)
34-64245
April 7, 2011
SR-CBOE-2011-026
Notice of Filing of a Proposed Rule Change To Trade Options on Individual Stock Based Volatility Indexes and Certain Exchange-Traded Fund Based Volatility Indexes Comments Due: Rel. No. 34-64551 Federal Register version (76 FR 20784)
34-64205
April 6, 2011
SR-EDGX-2011-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Comments Due: Federal Register version (76 FR 20417)
34-64207
April 6, 2011
SR-BATS-2011-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 20424)
34-64211
April 6, 2011
SR-BATS-2011-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (76 FR 20414)
34-64214
April 6, 2011
SR-BYX-2011-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 20430)
34-64204
April 6, 2011
SR-EDGA-2011-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Comments Due: Federal Register version (76 FR 20394)
34-64208
April 6, 2011
SR-NSX-2011-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule and NSX Rule 16.4 Comments Due: Exhibit 5 Federal Register version (76 FR 20412)
34-64213
April 6, 2011
SR-NSX-2011-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 20409)
34-64206
April 6, 2011
SR-NYSEAmex-2011-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, If Adopted, Applies Comments Due: Federal Register version (76 FR 20418)
34-64203
April 6, 2011
SR-CHX-2011-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers Comments Due: Federal Register version (76 FR 20393)
34-64209
April 6, 2011
SR-NYSEArca-2011-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies Comments Due: Federal Register version (76 FR 20422)
34-64216
April 6, 2011
SR-NYSEArca-2011-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Credits for Posting Liquidity for Certain Transactions and Imposing Routing Fees To Defray the Costs of Routing Orders to Away Markets Comments Due: Exhibit 5 Federal Register version (76 FR 20396)
34-64198
April 6, 2011
SR-BX-2011-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the Fee Schedule of the Boston Options Exchange Facility Comments Due: View Received Comments Exhibit 5 Federal Register version (76 FR 20426)
34-64210
April 6, 2011
SR-NASDAQ-2011-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees in Penny Pilot and Non-Penny Pilot Options Comments Due: View Received Comments Federal Register version (76 FR 20420)
34-64215
April 6, 2011
SR-NASDAQ-2011-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 3011 To Reflect Changes to a Corresponding Financial Industry Regulatory Authority, Inc. Rule Comments Due: Federal Register version (76 FR 20407)
34-64202
April 6, 2011
SR-ISE-2011-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options Comments Due: Exhibit 5 Federal Register version (76 FR 20431)
34-64197
April 6, 2011
SR-CBOE-2011-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism Comments Due: Text of Proposed Rule Change Federal Register version (76 FR 20390)
