Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 14, 2011, meeting with Members of DLA Piper
Public Comment Edward H. Smith, Jr., Argyle, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2010-134
Release Number
34-63207
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