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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 5131 (New Issue Allocations and Distributions)

[Release No. 34-64341; File No. SR-FINRA-2011-017]


May 1, 2011 Nancy DeTine

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-017/finra2011017.shtml

Modified: 10/16/2014