Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 5131 (New Issue Allocations and Distributions)

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Date Received
Date Letter Type Commenter Name
Public Comment Nancy DeTine

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-017
Release Number
34-64341
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