Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)

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Date Received
Date Letter Type Commenter Name
Public Comment Michael A. Lorz, Legal Intern, Christine Lazaro, Esq., Supervising Attorney, and Lisa Catalano, Esq., Director, Securities Arbitration Clinic, St. John's University, Queens, New York
Public Comment Peter J. Mougey, President, Public Investors Arbitration Bar Association, Pensacola, Florida
Public Comment William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Seth E. Lipner
Public Comment David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-016
Release Number
34-64260
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