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Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)
[Release No. 34-64260; File No. SR-FINRA-2011-016]
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| May 4, 2011 | Peter J. Mougey, President, Public Investors Arbitration Bar Association, Pensacola, Florida |
| May 4, 2011 | Michael A. Lorz, Legal Intern, Christine Lazaro, Esq., Supervising Attorney, and Lisa Catalano, Esq., Director, Securities Arbitration Clinic, St. John's University, Queens, New York |
| May 4, 2011 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Apr. 18, 2011 | Seth E. Lipner |
| Apr. 15, 2011 | David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois |
http://www.sec.gov/comments/sr-finra-2011-016/finra2011016.shtml
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