34-69812
June 20, 2013
SR-NYSEMKT-2013-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38766)
34-69814
June 20, 2013
SR-NYSEMKT-2013-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38762)
34-69810
June 20, 2013
SR-NYSE-2013-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1000 To Increase the Price Threshold for Those Securities Ineligible for Automatic Executions From $1,000.00 or More to $10,000.00 or More Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 38420)
34-69813
June 20, 2013
SR-NYSE-2013-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38753)
34-69809
June 20, 2013
SR-MIAX-2013-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (78 FR 38416)
34-69806
June 20, 2013
SR-ISE-2013-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange Comments Due: Federal Register version (78 FR 38424)
34-69801
June 19, 2013
SR-NASDAQ-2013-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of an Initial Public Offering on NASDAQ Comments Due: Exhibit 5 Federal Register version (78 FR 38089)
34-69802
June 19, 2013
SR-BOX-2013-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3150 (Reports Related to Position Limits) Comments Due: Exhibit 5 Federal Register version (78 FR 38087)
34-69788
June 18, 2013
SR-BATS-2013-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (78 FR 37862)
34-69793
June 18, 2013
SR-BATS-2013-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 37865)
34-69794
June 18, 2013
SR-BYX-2013-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 37868)
34-69786
June 18, 2013
SR-Phlx-2013-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted Comments Due: Federal Register version (78 FR 37863)
34-69791
June 18, 2013
SR-NYSEMKT-2013-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2013 Comments Due: Exhibit 5 Federal Register version (78 FR 37860)
34-69790
June 18, 2013
SR-NYSEArca-2013-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2013 Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 37853)
34-69784
June 18, 2013
SR-BX-2013-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Federal Register version (78 FR 37873)
34-69787
June 18, 2013
SR-NASDAQ-2013-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted Comments Due: Federal Register version (78 FR 37858)
34-69792
June 18, 2013
SR-NASDAQ-2013-032
Notice of Withdrawal of Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function Comments Due: View Received Comments Rel. No. 34-69402 , Rel. No. 34-69030 , Rel. No. 34-69402 Federal Register version (78 FR 37867)
34-69785
June 18, 2013
SR-MIAX-2013-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (78 FR 37856)
34-69782
June 18, 2013
SR-ISE-2013-38
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders Comments Due: Exhibit 5 , Rel. No. 34-70132 Federal Register version (78 FR 37870)
34-69789
June 18, 2013
SR-BOX-2013-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program and Amend Rule 7050 Comments Due: Exhibit 5 Federal Register version (78 FR 37854)
34-69777
June 17, 2013
SR-BATS-2013-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (78 FR 37644)
34-69773
June 17, 2013
SR-BYX-2013-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 37636)
34-69776
June 17, 2013
SR-BYX-2013-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Federal Register version (78 FR 37638)
34-69771
June 17, 2013
SR-OCC-2013-09
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Executive Chairman and President, and Create an Additional Directorship To Be Occupied by the President Comments Due: Rel. No. 34-70076 , Rel. No. 34-70076 Federal Register version (78 FR 37640)
34-69774
June 17, 2013
SR-FICC-2013-06
Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo Service Comments Due: Rel. No. 34-70068 Federal Register version (78 FR 37631)
34-69775
June 17, 2013
SR-CBOE-2013-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Federal Register version (78 FR 37642)
34-69768
June 14, 2013
SR-Phlx-2013-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Sections of the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 37250)
34-69767
June 14, 2013
SR-OCC-2013-802
Notice of No Objection to Advance Notice Filing to Change the Expiration Date for Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday Comments Due: Federal Register version (78 FR 37248)
34-69752
June 13, 2013
SR-Phlx-2013-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Introduce a Market Maker Peg Order for Use on NASDAQ OMX PSX Comments Due: Federal Register version (78 FR 36807)
34-69764
June 13, 2013
SR-NYSEMKT-2013-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Permit Traders Conducting Certain Futures and Options Trading on ICE Futures U.S. in Space Rented From the Exchange at 20 Broad Street To Access the IFUS Trading Floor Prior to 7 a.m. and on Days That the Exchange Is Closed Via the Exchange's 11 Wall Street Facilities and To Permit Additional IFUS Traders To Conduct Business on the IFUS Trading Floor Comments Due: Federal Register version (78 FR 37259)
34-69763
June 13, 2013
SR-NYSE-2013-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Traders Conducting Certain Futures and Options Trading on ICE Futures U.S. in Space Rented From the Exchange at 20 Broad Street To Access the IFUS Trading Floor Prior to 7 a.m. and on Days That the Exchange Is Closed Via The Exchange's 11 Wall Street Facilities and To Permit Additional IFUS Traders To Conduct Business on the IFUS Trading Floor Comments Due: Federal Register version (78 FR 37265)
34-69753
June 13, 2013
SR-BX-2013-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Its Schedule of Fees and Rebates for Execution of Orders for Securities Priced at $1 or More Under Rule 7018 Comments Due: Exhibit 5 Federal Register version (78 FR 36798)
34-69758
June 13, 2013
SR-NASDAQ-2013-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Changes to NASDAQ's Pricing Incentive Programs and Schedule of Fees and Credits Comments Due: Exhibit 5 Federal Register version (78 FR 36801)
34-69757
June 13, 2013
SR-ISE-2013-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (78 FR 36812)
34-69761
June 13, 2013
SR-FINRA-2013-024
Notice of Filing of Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings Comments Due: View Received Comments Rel. No. 34-70419 Federal Register version (78 FR 37261)
34-69762
June 13, 2013
SR-FINRA-2013-023
Notice of Filing of Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition Comments Due: View Received Comments Rel. No. 34-70442 Federal Register version (78 FR 37267)
34-69754
June 13, 2013
SR-FICC-2013-02
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Include Options on Interest Rate Futures Contracts With Maturities Not Longer Than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC Comments Due: Rel. No. 34-69470 Federal Register version (78 FR 36797)
34-69760
June 13, 2013
SR-CBOE-2013-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 36805)
34-69748
June 12, 2013
SR-BATS-2013-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled "BATS Trading, Inc. as Outbound Router" Comments Due: Exhibit 5 Federal Register version (78 FR 36621)
34-69744
June 12, 2013
SR-BYX-2013-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled "BATS Trading, Inc. as Outbound Router" Comments Due: Exhibit 5 Federal Register version (78 FR 36612)
34-69743
June 12, 2013
SR-CME-2013-04
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology Rel. No. 34-69435 Federal Register version (78 FR 36625)
34-69739
June 12, 2013
SR-MIAX-2013-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Definition of "Attributable Order" Comments Due: Exhibit 5 Federal Register version (78 FR 36625)
34-69747
June 12, 2013
SR-CBOE-2013-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 36619)
34-69731
June 11, 2013
SR-CFE-2013-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements Applicable to Foreign Trading Privilege Holders Comments Due: Exhibit 4 Federal Register version (78 FR 36284)
34-69732
June 11, 2013
SR-Phlx-2013-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order To Disseminate a Spot Price for Treasury Options Comments Due: Federal Register version (78 FR 36286)
34-69733
June 11, 2013
SR-NYSEMKT-2013-25
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE MKT Rule 104-Equities To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules Comments Due: View Received Comments Rel. No. 34-71175 , Rel. No. 34-70713 , Rel. No. 34-70047 , Rel. No. 34-69428 Federal Register version (78 FR 36290)
34-69734
June 11, 2013
SR-NYSE-2013-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Certain Pricing Applicable to Supplemental Liquidity Providers on the Exchange Comments Due: Exhibit 5 Federal Register version (78 FR 36281)
34-69735
June 11, 2013
SR-NYSE-2013-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103B, Section III(A) To Increase From Three to Four the Minimum Number of DMM Units an Issuer Must Interview From the Pool of DMM Units Eligible To Participate in the Allocation Process Comments Due: Exhibit 5 Federal Register version (78 FR 36279)
34-69736
June 11, 2013
SR-NYSE-2013-21
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Rule 104 To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules Comments Due: View Received Comments Rel. No. 34-71175 , Rel. No. 34-70047 , Rel. No. 34-70713 , Rel. No. 34-69427 Federal Register version (78 FR 36284)
34-69737
June 11, 2013
SR-C2-2013-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Federal Register version (78 FR 36288)
34-69725
June 10, 2013
SR-EDGX-2013-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 35996)
34-69724
June 10, 2013
SR-EDGA-2013-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 36006)
34-69722
June 10, 2013
SR-OCC-2013-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Short-Form License Agreement That Must Be Signed by OCC Clearing Members Seeking To Clear Over-the-Counter Index Options on Underlying Indices Published by Standard & Poor's Financial Services LLC Comments Due: Federal Register version (78 FR 36005)
34-69723
June 10, 2013
SR-OCC-2013-08
Notice of Filing of Proposed Rule Change To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options Comments Due: Federal Register version (78 FR 36002)
34-69717
June 7, 2013
SR-Phlx-2013-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Schedule of Fees and Rebates for Execution of Quotes and Orders on NASDAQ OMX PSX Comments Due: Federal Register version (78 FR 35654)
34-69718
June 7, 2013
SR-NASDAQ-2012-117
Notice of Withdrawal of Proposed Rule Change With Respect to INAV Pegged Orders for ETFs Comments Due: View Received Comments Rel. No. 34-69363 , Rel. No. 34-68672 , Rel. No. 34-68279 , Rel. No. 34-68042 Federal Register version (78 FR 35653)
34-69716
June 7, 2013
SR-CBOE-2013-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A Comments Due: Federal Register version (78 FR 35650)
34-69712
June 6, 2013
SR-NASDAQ-2013-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Clerical Correction to the Nasdaq Rulebook Comments Due: Federal Register version (78 FR 35652)
34-69710
June 6, 2013
SR-MIAX-2013-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 35349)
34-69711
June 6, 2013
SR-BOX-2013-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 8050 to Lower the Minimum Quoting Requirement for Market Makers Quoting in Jumbo SPY Options Comments Due: Exhibit 5 Federal Register version (78 FR 35338)
34-69701
June 5, 2013
SR-CHX-2013-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Order Cancellation Fee Comments Due: Federal Register version (78 FR 35082)
34-69699
June 5, 2013
SR-NSCC-2013-805
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time Comments Due: Federal Register version (78 FR 35076)
34-69700
June 5, 2013
SR-NASDAQ-2013-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Fees for the MOPB Routing Option under Rule 7018(a) Comments Due: Exhibit 5 Federal Register version (78 FR 35083)
34-69703
June 5, 2013
SR-ICEEU-2013-09
Notice of Filing of Amendment No. 2 to Proposed Rule Change To Clear Contracts Traded on the LIFFE Administration and Management Market Comments Due: Rel. No. 34-69888 , Rel. No. 34-69628 Federal Register version (78 FR 35335)
34-69702
June 5, 2013
SR-FINRA-2013-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Agency-Pass Through Mortgage-Backed Securities and SBA-Backed Asset-Backed Securities Traded in Specified Pool Transactions Comments Due: Federal Register version (78 FR 35078)
34-69692
June 4, 2013
SR-NYSEMKT-2013-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 34689)
34-69696
June 4, 2013
SR-NYSEMKT-2013-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1000-Equities To Revise the Manner by Which the Exchange Will Phase Out the Functionality Associated With Liquidity Replenishment Points in Connection With the Implementation of the Limit Up-Limit Down Plan Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 34687)
34-69690
June 4, 2013
SR-NYSEArca-2013-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Change the Monthly Fees for Option Trading Permits and Raise the Fee Cap that Applies to Certain Firm and Broker Dealer Open Outcry Executions Comments Due: Exhibit 5 Federal Register version (78 FR 34681)
34-69691
June 4, 2013
SR-NYSEArca-2013-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place At A Price That Is Below $1 per Option Contract Until January 5, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 34679)
34-69695
June 4, 2013
SR-NYSE-2013-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1000 To Revise the Manner by Which the Exchange Will Phase Out the Functionality Associated With Liquidity Replenishment Points in Connection With the Implementation of the Limit Up-Limit Down Plan Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 34693)
34-69694
June 4, 2013
SR-NSCC-2013-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Consists of Technical Corrections To Reflect the Availability of Certain Functionality in the Obligation Warehouse Service Comments Due: Exhibit 5 Federal Register version (78 FR 34695)
34-69693
June 4, 2013
SR-CBOE-2013-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update a Reference in Rule 8.51 Comments Due: Exhibit 5 Federal Register version (78 FR 34697)
34-69683
June 3, 2013
SR-Phlx-2013-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Typographical Errors in Respect of the Treasury Securities Options Comments Due: Exhibit 5 Federal Register version (78 FR 34420)
34-69682
June 3, 2013
SR-MIAX-2013-21
Notice of Filing of Proposed Rule Change To Modify the Allocation of Directed Orders in Specific Limited Situations Comments Due: Exhibit 5 , Rel. No. 34-70007 Federal Register version (78 FR 34417)
34-69685
June 3, 2013
SR-MIAX-2013-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 520 To Clarify the Description of the Operation of the Exchange's Route Timer Comments Due: Exhibit 5 Federal Register version (78 FR 34698)
34-69686
June 3, 2013
SR-MIAX-2013-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 605 Regarding Orders in a Market Maker's Appointed Classes Comments Due: Exhibit 5 Federal Register version (78 FR 34691)
34-69681
June 3, 2013
SR-CBOE-2013-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 34421)
34-69677
May 31, 2013
SR-BX-2013-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Fees and Rebates Comments Due: Exhibit 5 Federal Register version (78 FR 34136)
34-69670
May 30, 2013
SR-EDGX-2013-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 33871)
34-69669
May 30, 2013
SR-EDGA-2013-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 33880)
34-69671
May 30, 2013
SR-Phlx-2013-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Apply a Strategy Fee Cap to Jelly Rolls Comments Due: Exhibit 5 Federal Register version (78 FR 36002)
34-69672
May 30, 2013
SR-Phlx-2013-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Permit Fees and Other Floor Fees Comments Due: Exhibit 5 Federal Register version (78 FR 33873)
34-69673
May 30, 2013
SR-NYSEMKT-2013-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 980NY, To Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg Comments Due: Exhibit 5 Federal Register version (78 FR 33866)
34-69674
May 30, 2013
SR-NYSEArca-2013-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 6.91 To Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg Comments Due: Exhibit 5 Federal Register version (78 FR 33869)
34-69666
May 30, 2013
SR-DTC-2013-04
Notice of Filing of Proposed Rule Change in Connection With the Modifications to Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction Exhibit 5 , Rel. No. 34-69985 Federal Register version (78 FR 33876)
34-69675
May 30, 2013
SR-CBOE-2013-041
Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rule 6.53(u) Comments Due: Rel. No. 34-69948 , Rel. No. 34-69360 Federal Register version (78 FR 33868)
34-69657
May 29, 2013
SR-NASDAQ-2013-079
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the WisdomTree Global Corporate Bond Fund and the WisdomTree Emerging Markets Corporate Bond Fund Comments Due: Rel. No. 34-69944 Federal Register version (78 FR 33457)
34-69658
May 29, 2013
SR-MIAX-2013-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 33454)
34-69659
May 29, 2013
SR-MIAX-2013-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Strikes Until the Close of Trading on the Second Business Day Prior to Expiration in Unusual Market Conditions Comments Due: Exhibit 5 Federal Register version (78 FR 33461)
34-69653
May 29, 2013
SR-FICC-2013-05
Notice of Filing Proposed Rule Change to Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities Division Comments Due: View Received Comments Rel. No. 34-69972 Federal Register version (78 FR 33456)
34-69642
May 28, 2013
SR-OCC-2013-05
Notice of Filing of Proposed Rule Change To Provide That OCC, Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of Options Contracts to Account for Certain Events, Such as Certain Dividend Distributions or Other Corporate Actions, That Affect the Underlying Security or Other Underlying Interest Comments Due: Rel. No. 34-69977 , Rel. No. 34-69977 Federal Register version (78 FR 33138)
34-69641
May 28, 2013
SR-NYSEArca-2013-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Options Rule 6.62(cc) To Remove References to Functionality Described as the Post No Preference Light Only Quotation Comments Due: Exhibit 5 Federal Register version (78 FR 33134)
34-69636
May 24, 2013
SR-NYSEArca-2013-52
Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of the First Trust Morningstar Futures Strategy Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-70055 Federal Register version (78 FR 32503)
34-69639
May 24, 2013
SR-NYSEArca-2013-39
Notice of Withdrawal of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders Comments Due: Rel. No. 34-69443 Federal Register version (78 FR 32696)
34-69638
May 24, 2013
SR-CBOE-2013-055
Notice of Filing of a Proposed Rule Change To Amend Its Rules Regarding the Trading of XSP Options Comments Due: Exhibit 5 , Rel. No. 34-70087 Federal Register version (78 FR 32524)
34-69632
May 23, 2013
SR-Phlx-2013-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and To Make Related Clarifications to Rule Tex Comments Due: Exhibit 5 Federal Register version (78 FR 32501)
34-69633
May 23, 2013
SR-Phlx-2013-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (78 FR 32498)
34-69634
May 23, 2013
SR-NYSEArca-2013-56
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the PowerShares China A-Share Portfolio Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-69915 Federal Register version (78 FR 32487)
34-69631
May 23, 2013
SR-NASDAQ-2013-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Routing Option, MOPB, Under Rule 4758(a)(1)(A) Comments Due: Federal Register version (78 FR 32495)
34-69628
May 23, 2013
SR-ICEEU-2013-09
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Clear Contracts Traded on the LIFFE Administration and Management Market Comments Due: Rel. No. 34-69888 , Rel. No. 34-69703 Federal Register version (78 FR 32287)
