Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition

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Date Received
Date Letter Type Commenter Name
Public Comment Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Public Comment David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Public Comment Glenn S. Gitomer, McCausland Keen & Buckman
Public Comment Jill I. Gross, Director, Investor Rights Clinic, Pace University School of Law
Public Comment Mark E. Sanders, Attorney, Milwaukee, Wisconsin
Public Comment Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association (PIABA), Tampa, Florida
Public Comment Debra G. Speyer, Esq.
Public Comment Leonard Steiner, Attorney, Beverly Hills, California
Public Comment Philip M. Aidikoff, Partner; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California
Public Comment Ryan K. Bakhtiari; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California
Public Comment Steve A. Buchwalter, Attorney, Encino, California
Public Comment Christine Lazaro, Esq., Acting Director, and Pamela M. Albanese, Legal Intern, St. John's University School of Law Securities Arbitration Clinic
Public Comment David P. Neuman, Stoltmann Law Offices, Chicago, Illinois
Public Comment Seth E. Lipner, Professor of Law, Zicklin School of Business Member, Deutsch & Lipner, New York
Public Comment George Friedman, Esq., Teaneck, New Jersey
Public Comment Steven B. Caruso, Esquire, Maddox Hargett Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2013-023
Release Number
34-69762
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