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Comments on NYSE MKT LLC Rulemaking

Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Amending NYSE Rule 104 and NYSE MKT Rule 104- Equities, as Modified by Amendment Nos. 1, to Codify Certain Traditional Trading Floor Functions that may be Performed by Designated Market Makers, to make Exchange Systems Available to DMMs that would Provide DMMs with Certain Market Information, to Amend the Exchanges' Rules Governing the Ability of DMMs to Provide Market Information to Floor brokers, and to Make Conforming Amendments to Other Rules

[Release No. 34-70047; File No. SR-NYSEMKT-2013-25]


Dec. 6, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Sep. 5, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Aug. 22, 2013 Daniel Beunza, Lecturer in Management, London School of Economics and Yuval Millo, Professor of Social Studies of Finance. School of Management

 

 

 

 

http://www.sec.gov/comments/sr-nysemkt-2013-25/nysemkt201325.shtml

Modified: 12/10/2013