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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings

(Release No. 34-69761; File No. SR-FINRA-2013-024)

Sep. 4, 2013 Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Jul. 11, 2013 Peter Mougey; Levin, Papantonio, Thomas, Mitchell, Rafferty, & Proctor, P.A., Pensacola, Florida
Jul. 11, 2013 Brian N. Smiley, Smiley Bishop Porter, LLP, Atlanta, Georgia
Jul. 11, 2013 Dale Ledbetter, Ledbetter & Associates, P.A., Fort Lauderdale, Florida
Jul. 11, 2013 David T. Bellaire, Esq., Executive Vice President, General Counsel, Financial Services Institute, Inc., Washington, District of Columbia
Jul. 11, 2013 Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association (PIABA), Tampa, Florida
Jul. 11, 2013 Scott Silver, Silver Law Group, Coral Springs, Florida
Jul. 11, 2013 Carl J. Carlson, Tousley Brain Stephens, PLLC
Jul. 11, 2013 Mary Alice McLarty, President, American Association for Justice, Washington DC, District of Columbia
Jul. 11, 2013 Victoria Mikhelashvili, Legal Intern; Nathaniel R. Torres, Legal Intern; and Christine Lazaro, Esq., Director; Securities Arbitration Clinic, St. Vincent DePaul Legal Program, Inc., St. John's University School of Law, Jamaica, New York
Jul. 11, 2013 Glenn S. Gitomer, McCausland Keen & Buckman
Jul. 11, 2013 Jill I. Gross, Director; Crystal Green, Student Intern; Susan Papacostas, Student Intern; Investor Rights Clinic, Pace University School of Law
Jul. 11, 2013 Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College and Member, Deutsch Lipner, New York, New York
Jul. 10, 2013 Debra G. Speyer, Esq.
Jul. 10, 2013 Leonard Steiner, Attorney, Beverly Hills, California
Jul. 10, 2013 Katrina M. Boice; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California
Jul. 10, 2013 Matthew W. Woodruff, Esq., Attorney at Law, New York, New York
Jul. 8, 2013 John R. Snyder and Matthew C. Applebaum, Bingham McCutchen LLP
Jun. 20, 2013 Steven B. Caruso, Esq,, Maddox Hargett & Caruso, P.C., New York, New York

Modified: 09/05/2013