Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings

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Date Received
Date Letter Type Commenter Name
Public Comment Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Public Comment Brian N. Smiley, Smiley Bishop Porter, LLP, Atlanta, Georgia
Public Comment Carl J. Carlson, Tousley Brain Stephens, PLLC
Public Comment Dale Ledbetter, Ledbetter & Associates, P.A., Fort Lauderdale, Florida
Public Comment David T. Bellaire, Esq., Executive Vice President, General Counsel, Financial Services Institute, Inc., Washington, District of Columbia
Public Comment Glenn S. Gitomer, McCausland Keen & Buckman
Public Comment Jill I. Gross, Director; Crystal Green, Student Intern; Susan Papacostas, Student Intern; Investor Rights Clinic, Pace University School of Law
Public Comment Mary Alice McLarty, President, American Association for Justice, Washington DC, District of Columbia
Public Comment Peter Mougey; Levin, Papantonio, Thomas, Mitchell, Rafferty, & Proctor, P.A., Pensacola, Florida
Public Comment Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association (PIABA), Tampa, Florida
Public Comment Scott Silver, Silver Law Group, Coral Springs, Florida
Public Comment Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College and Member, Deutsch Lipner, New York, New York
Public Comment Victoria Mikhelashvili, Legal Intern; Nathaniel R. Torres, Legal Intern; and Christine Lazaro, Esq., Director; Securities Arbitration Clinic, St. Vincent DePaul Legal Program, Inc., St. John's University School of Law, Jamaica, New York
Public Comment Debra G. Speyer, Esq.
Public Comment Katrina M. Boice; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California
Public Comment Leonard Steiner, Attorney, Beverly Hills, California
Public Comment Matthew W. Woodruff, Esq., Attorney at Law, New York, New York
Public Comment John R. Snyder and Matthew C. Applebaum, Bingham McCutchen LLP
Public Comment Steven B. Caruso, Esq,, Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2013-024
Release Number
34-69761
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