34-69956
July 10, 2013
SR-CME-2013-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Interest Rate Swap Clearing Changes Comments Due: Federal Register version (78 FR 42572)
34-69957
July 10, 2013
SR-CME-2013-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to Interest Rate Swap Margin Calculation Parameters Comments Due: Federal Register version (78 FR 42579)
34-69958
July 10, 2013
SR-Phlx-2013-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Section I Pricing for Select Symbols Comments Due: Exhibit 5 Federal Register version (78 FR 42567)
34-69955
July 10, 2013
SR-OCC-2013-804
Notice of Filing of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities Comments Due: Federal Register version (78 FR 42125)
34-69963
July 10, 2013
SR-NYSE-2013-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Several NYSE Rules To Reflect Changes to Rules and Adopt Guidance of the Financial Industry Regulatory Authority Comments Due: Federal Register version (78 FR 42573)
34-69961
July 10, 2013
SR-CBOE-2013-054
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 6.42 Comments Due: Rel. No. 34-69629 Federal Register version (78 FR 42572)
34-69952
July 9, 2013
SR-NYSEMKT-2013-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 504 and 509-Equities With Respect to DMM Quoting Requirements Applicable to Nasdaq Stock Market Securities Traded on the Exchange Pursuant to A Grant of Unlisted Trading Privileges Comments Due: Exhibit 5 Federal Register version (78 FR 42135)
34-69954
July 9, 2013
SR-NSCC-2013-802
Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-69605 , Rel. No. 34-69451 Federal Register version (78 FR 42127)
34-69951
July 9, 2013
SR-NSCC-2013-02
Notice of Filing Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Previously Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-70999 , Rel. No. 34-70688 , Rel. No. 34-70501 , Rel. No. 34-69620 , Rel. No. 34-69313 Federal Register version (78 FR 42140)
34-69947
July 9, 2013
SR-MIAX-2013-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Priority Customer Rebate Program Comments Due: Exhibit 5 Federal Register version (78 FR 42138)
34-69941
July 8, 2013
SR-NSX-2013-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule Comments Due: Federal Register version (78 FR 41966)
34-69938
July 5, 2013
SR-CBOE-2013-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending FLEX AIM Pilot Program Until July 18, 2014 Comments Due: Federal Register version (78 FR 41481)
34-69931
July 3, 2013
SR-BATS-2013-038
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Standards for Certain Securities Comments Due: Exhibit 5 , Rel. No. 34-70250 Federal Register version (78 FR 41462)
34-69933
July 3, 2013
SR-BATS-2013-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 41453)
34-69936
July 3, 2013
SR-BATS-2013-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose Fees for Market Data Comments Due: Federal Register version (78 FR 41483)
34-69932
July 3, 2013
SR-BYX-2013-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 41460)
34-69935
July 3, 2013
SR-BYX-2013-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose Fees for Market Data Comments Due: Federal Register version (78 FR 41447)
34-69925
July 3, 2013
SR-OCC-2013-803
Notice of Filing of Advance Notice to Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options Comments Due: Rel. No. 34-70709 Federal Register version (78 FR 41161)
34-69926
July 3, 2013
SR-NYSEArca-2013-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits for Certain Mid-Point Passive Liquidity Orders, Add Two New Tiers Applicable to Transactions in Tape B Securities, Add a Pricing Tier Applicable to Orders of ETP Holders for Tape A and Tape C Securities That Are Eligible To Be Routed Away From the Exchange, and Modify the Equity Threshold Applicable to the Cross-Asset Tier Comments Due: Exhibit 5 Federal Register version (78 FR 41154)
34-69927
July 3, 2013
SR-NYSE-2013-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Add Greater Specificity Related to the Applicable "Tier 3" Supplemental Liquidity Provider Rate and the Member Organization Tier 1 and Tier 2 Adding Credit Rates Comments Due: Exhibit 5 Federal Register version (78 FR 41166)
34-69928
July 3, 2013
SR-NASDAQ-2013-094
Notice of Filing and Immediate Effectiveness to Conform Rule 5705 Governing Exchange Traded Funds to the Listing Requirements of Another Market Comments Due: Exhibit 5 Federal Register version (78 FR 41489)
34-69929
July 3, 2013
SR-NASDAQ-2013-091
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Option Rebates To Add Liquidity Comments Due: Exhibit 5 Federal Register version (78 FR 41455)
34-69934
July 3, 2013
SR-C2-2013-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correction of a Typographical Error in Rule 6.15.08 Comments Due: Exhibit 5 Federal Register version (78 FR 41480)
34-69911
July 2, 2013
SR-EDGX-2013-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 41132)
34-69920
July 2, 2013
SR-Phlx-2013-73
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 1012 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration Comments Due: Exhibit 5 Federal Register version (78 FR 41176)
34-69921
July 2, 2013
SR-Phlx-2013-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Acceptable Complex Execution Parameter Comments Due: Federal Register version (78 FR 41163)
34-69919
July 2, 2013
SR-NYSEMKT-2013-59
Notice of Filing of Proposed Rule Change Amending Rule 965NY, Which Governs NDX and RUT Combination Orders Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-70802 , Rel. No. 34-70588 , Rel. No. 34-70235 Federal Register version (78 FR 41168)
34-69914
July 2, 2013
SR-NYSE-2013-40
Notice of Filing of Proposed Rule Change Amending 303A.00 of the Exchange's Listed Company Manual To Provide a One-Year Transition Period To Comply With the Internal Audit Requirement of Section 303A.07(c) for Companies Listing in Connection With An Initial Public Offering, as New Registrants or by Means of a Carve-Out or Spin-Off Transaction Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-70246 Federal Register version (78 FR 40816)
34-69908
July 2, 2013
SR-NASDAQ-2013-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale Comments Due: Federal Register version (78 FR 41178)
34-69913
July 2, 2013
SR-FINRA-2013-027
Notice of Filing of a Proposed Rule Change Relating to Amendments to FINRA Rules 2360 and 4210 in Connection With OCC Cleared Over-the-Counter Options Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-70619 Federal Register version (78 FR 41149)
34-69916
July 2, 2013
SR-CBOE-2013-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 41158)
34-69909
July 2, 2013
SR-BOX-2013-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange Fee Schedule To Update and Clarify Certain Fees Assessed Under Section V (Technology Fees) Comments Due: Exhibit 5 Federal Register version (78 FR 41174)
34-69899
July 1, 2013
SR-EDGX-2013-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 40781)
34-69900
July 1, 2013
SR-EDGA-2013-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments To the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 40813)
34-69903
July 1, 2013
SR-CHX-2013-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Single-Sided Order Fees and Credits and the Order Cancellation Fee Comments Due: Federal Register version (78 FR 40788)
34-69901
July 1, 2013
SR-Phlx-2013-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Schedule of Fees and Rebates for the Execution of Quotes and Orders on NASDAQ OMX PSX Comments Due: Federal Register version (78 FR 40791)
34-69904
July 1, 2013
SR-NYSEArca-2013-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Change the Monthly Fees for the Use of Certain Ports Comments Due: Exhibit 5 Federal Register version (78 FR 40786)
34-69897
July 1, 2013
SR-NASDAQ-2013-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4120(c)(7) To Modify the Parameters for Releasing IPO Securities for Trading Pursuant to the IPO Halt Cross Under NASDAQ Rule 4753 Comments Due: Federal Register version (78 FR 40782)
34-69898
July 1, 2013
SR-NASDAQ-2013-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Under the QMM Pricing Incentive Program Under Rules 7014 and 7015 Comments Due: Exhibit 5 Federal Register version (78 FR 40815)
34-69902
July 1, 2013
SR-FINRA-2013-025
Notice of Filing of a Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-71179 , Rel. No. 34-70612 Federal Register version (78 FR 40792)
34-69889
June 28, 2013
SR-BATS-2013-035
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Competitive Liquidity Provider Program Comments Due: Exhibit 5 , Rel. No. 34-69889 , Rel. No. 34-70166 Federal Register version (78 FR 40531)
34-69891
June 28, 2013
SR-BYX-2013-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Last Sale Data Feed Comments Due: Exhibit 5 Federal Register version (78 FR 40529)
34-69894
June 28, 2013
SR-NSCC-2013-805
Notice of No Objection to Advance Notice Filing to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time Comments Due: Rel. No. 34-69890 Federal Register version (78 FR 40525)
34-69887
June 28, 2013
SR-NASDAQ-2013-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce the Fees Assessed Under NASDAQ Rule 7034 for Certain Co-Location Services Comments Due: Exhibit 5 Federal Register version (78 FR 40527)
34-69888
June 28, 2013
SR-ICEEU-2013-09
Notice of Filing of Amendment No. 3 and Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, To Clear Contracts Traded on the LIFFE Administration and Management Market Comments Due: Rel. No. 34-69703 , Rel. No. 34-69628 Federal Register version (78 FR 40243)
34-69893
June 28, 2013
SR-CBOE-2013-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Exhibit 5 Federal Register version (78 FR 40539)
34-69875
June 27, 2013
SR-EDGX-2013-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.5(c), NBBO Offset Peg Order Comments Due: Exhibit 5 Federal Register version (78 FR 40227)
34-69877
June 27, 2013
SR-BATS-2013-036
Notice of Filing of a Proposed Rule Change To Introduce a Connectivity Option Through Points of Presence Comments Due: Rel. No. 34-70199 Federal Register version (78 FR 40241)
34-69876
June 27, 2013
SR-EDGA-2013-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5(c), NBBO Offset Peg Order Comments Due: Exhibit 5 Federal Register version (78 FR 40257)
34-69874
June 27, 2013
SR-NSX-2013-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 to Automatically Prevent Entry of Zero Display Reserve Orders Marked "Sell Short" Comments Due: Federal Register version (78 FR 40248)
34-69881
June 27, 2013
SR-NYSEMKT-2013-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 980NY To Modify the Information Disseminated at the Initiation of a Complex Order Auction Comments Due: Exhibit 5 Federal Register version (78 FR 40237)
34-69882
June 27, 2013
SR-NYSEArca-2013-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 6.91 To Modify the Information Disseminated at the Initiation of a Complex Order Auction Comments Due: Exhibit 5 Federal Register version (78 FR 40232)
34-69878
June 27, 2013
SR-NYSE-2013-33
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing To: (i) Delete the Sections in the Listed Company Manual (the "Manual") Containing the Listing Application Materials (Including the Listing Application and the Listing Agreement) and Adopt Updated Listing Application Materials That Will Be Posted on the Exchange's Web Site; and (ii) Adopt as New Rules Certain Provisions That Are Currently Included in the Various Forms of Agreements That Are in the Manual, as Well as Some Additional New Rules That Make Explicit Existing Exchange Policies With Respect to Initial Listings Comments Due: View Received Comments Rel. No. 34-70218 , Rel. No. 34-69565 Federal Register version (78 FR 40260)
34-69880
June 27, 2013
SR-NASDAQ-2013-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 4754 Governing the NASDAQ Closing Cross ("Cross") Comments Due: Exhibit 5 Federal Register version (78 FR 40223)
34-69866
June 27, 2013
SR-DTC-2013-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize and Clarify Language Within the DTC Service Guides Regarding Restrictions on Use of Information and Data Distributed by DTC Comments Due: Exhibit 5 Federal Register version (78 FR 40234)
34-69867
June 27, 2013
SR-CBOE-2013-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Programs Comments Due: Federal Register version (78 FR 40230)
34-69868
June 27, 2013
SR-C2-2013-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending the AIM Pilot Program Comments Due: Federal Register version (78 FR 40235)
34-69862
June 26, 2013
SR-NYSEArca-2013-60
Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF Under NYSE Arca Equities Rule 8.200 Comments Due: Rel. No. 34-70209 Federal Register version (78 FR 39810)
34-69864
June 26, 2013
SR-DTC-2013-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Fee Associated With the Expansion of DTC's Ability To Collect and Pass Through Fees Owed by Participants to American Depositary Receipt Agents Comments Due: Exhibit 5 Federal Register version (78 FR 40250)
34-69861
June 26, 2013
SR-CBOE-2013-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Message Types and Connectivity Comments Due: Exhibit 5 Federal Register version (78 FR 39807)
34-69863
June 26, 2013
SR-BOX-2013-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7130 (Execution and Price/Time Priority) To Adjust the NBBO Exposure Period Comments Due: Exhibit 5 Federal Register version (78 FR 42581)
34-69852
June 25, 2013
SR-EDGX-2013-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Footnote 4 of the Exchange's Fee Schedule Regarding Retail Orders Comments Due: Exhibit 5 Federal Register version (78 FR 39420)
34-69855
June 25, 2013
SR-EDGX-2013-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer and Establish Fees for a New Exchange Service, EdgeRisk Gateways Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (78 FR 39386)
34-69857
June 25, 2013
SR-BATS-2013-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Requirements of the Competitive Liquidity Provider Program Comments Due: Exhibit 5 Federal Register version (78 FR 39392)
34-69856
June 25, 2013
SR-EDGA-2013-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer and Establish Fees for a New Exchange Service, EdgeRisk Gateways Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (78 FR 39395)
34-69842
June 25, 2013
SR-Phlx-2013-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section B of Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 39426)
34-69848
June 25, 2013
SR-Phlx-2013-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Acceptable Trade Range for Orders and Quotes on PHLX XL Comments Due: Federal Register version (78 FR 39346)
34-69849
June 25, 2013
SR-NYSEMKT-2013-50
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of IntercontinentalExchange Group, Inc. Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J , Exhibit 5K , Exhibit 5L , Exhibit 5M , Exhibit 5N , Exhibit 5O , Rel. No. 34-70210 Federal Register version (78 FR 39369)
34-69847
June 25, 2013
SR-NYSEArca-2013-61
Notice of Filing of Proposed Rule Change Proposing to List and Trade Units of the First Trust Gold Trust Pursuant to NYSE Arca Equities Rule 8.201 Comments Due: Rel. No. 34-70195 Federal Register version (78 FR 39399)
34-69850
June 25, 2013
SR-NYSEArca-2013-62
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of IntercontinentalExchange Group, Inc. Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J , Exhibit 5K , Exhibit 5L , Exhibit 5M , Exhibit 5N , Exhibit 5O , Rel. No. 34-70210 Federal Register version (78 FR 39352)
34-69851
June 25, 2013
SR-NYSE-2013-42
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of IntercontinentalExchange Group, Inc. Comments Due: View Received Comments Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J , Exhibit 5K , Exhibit 5L , Exhibit 5M , Exhibit 5N , Exhibit 5O , Rel. No. 34-70210 Federal Register version (78 FR 39407)
34-69844
June 25, 2013
SR-NASDAQ-2013-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Third Party Market Data Delivered by NASDAQ Comments Due: Exhibit 5 Federal Register version (78 FR 39383)
34-69858
June 25, 2013
SR-NASDAQ-2013-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule 4630 to Remove a Restriction on a Member Acting as a Registered Market Maker in a Commodity-Related Security Comments Due: Exhibit 5 Federal Register version (78 FR 39432)
34-69853
June 25, 2013
SR-ISE-2013-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program Comments Due: Exhibit 5 Federal Register version (78 FR 39390)
34-69843
June 25, 2013
SR-FINRA-2013-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Members' Filing Obligations Under FINRA Rule 5123 (Private Placements of Securities) Comments Due: View Received Comments Federal Register version (78 FR 39367)
34-69854
June 25, 2013
SR-CBOE-2013-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Exhibit 5 Federal Register version (78 FR 39424)
34-69846
June 25, 2013
SR-BOX-2013-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") to Extend a Pilot Program that Permits the Exchange to Have no Minimum Size Requirement for Orders Entered into the PIP ("PIP Pilot Program") Comments Due: Exhibit 5 Federal Register version (78 FR 39365)
34-69836
June 24, 2013
SR-NYSEMKT-2013-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Listing Standard for Reverse Merger Companies Comments Due: Federal Register version (78 FR 39036)
34-69834
June 24, 2013
SR-MSRB-2013-05
Notice of Filing of a Proposed Rule Change To Amend MSRB Rules G-8, G-11 and G-32 To Include Provisions Specifically Tailored for Retail Order Periods Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-70532 Federal Register version (78 FR 39038)
34-69835
June 24, 2013
SR-MSRB-2013-04
Notice of Filing of a Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities Comments Due: View Received Comments Exhibit 2 , Exhibit 3 , Exhibit 5 , Rel. No. 34-70531 , Rel. No. 34-71144 Federal Register version (78 FR 39048)
34-69817
June 21, 2013
SR-Phlx-2013-66
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3100 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on NASDAQ OMX PSX Comments Due: Exhibit 5 Federal Register version (78 FR 38777)
34-69829
June 21, 2013
SR-Phlx-2013-65
Notice of Filing of Proposed Rule Change Relating to Which Complex Orders Can Initiate a Complex Order Live Auction Comments Due: Rel. No. 34-70026 Federal Register version (78 FR 38750)
34-69822
June 21, 2013
SR-NYSEMKT-2013-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Replacing References to "Principle Executive" With References to "Principal Executive" in the Exchange's Rules Comments Due: Exhibit 5 Federal Register version (78 FR 38769)
34-69827
June 21, 2013
SR-NYSEMKT-2013-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Non-Substantive, Technical Amendment to Exchange Rule 900.3NY(o) To Correct a Cross Reference To Exchange Rule 964NY Comments Due: Exhibit 5 Federal Register version (78 FR 38779)
34-69820
June 21, 2013
SR-NYSEMKT-2013-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38748)
34-69826
June 21, 2013
SR-NYSEArca-2013-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Non-Substantive, Technical Amendments to Exchange Rule 6.62(o) Correcting Cross Reference to Exchange Rule 6.76B, and to Exchange Rule 6.76A To Correct Cross References to Exchange Rules 6.76A and 6.76B Comments Due: Exhibit 5 Federal Register version (78 FR 38768)
34-69819
June 21, 2013
SR-NYSE-2013-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38764)
34-69824
June 21, 2013
SR-NSCC-2013-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Analytic Reporting Service To Permit Increased Source Data Comments Due: Exhibit 5 Federal Register version (78 FR 38743)
34-69818
June 21, 2013
SR-BX-2013-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on BX Comments Due: Exhibit 5 Federal Register version (78 FR 38747)
34-69821
June 21, 2013
SR-BX-2013-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Chapter XV of the BX Options Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 38757)
34-69830
June 21, 2013
SR-NASDAQ-2013-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate an Erroneous Reference to the Retired Automatic Quotation Refresh Functionality Under Rule 4751(d) Comments Due: Federal Register version (78 FR 38755)
34-69823
June 21, 2013
SR-MIAX-2013-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments To the MIAX Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 38776)
34-69828
June 21, 2013
SR-ISE-2013-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (78 FR 38745)
34-69811
June 20, 2013
SR-Phlx-2013-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of its New Options Floor Broker Management System Comments Due: Federal Register version (78 FR 38422)
34-69812
June 20, 2013
SR-NYSEMKT-2013-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38766)
34-69814
June 20, 2013
SR-NYSEMKT-2013-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38762)
34-69810
June 20, 2013
SR-NYSE-2013-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1000 To Increase the Price Threshold for Those Securities Ineligible for Automatic Executions From $1,000.00 or More to $10,000.00 or More Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 38420)
34-69813
June 20, 2013
SR-NYSE-2013-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 38753)
34-69809
June 20, 2013
SR-MIAX-2013-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (78 FR 38416)
34-69806
June 20, 2013
SR-ISE-2013-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange Comments Due: Federal Register version (78 FR 38424)
