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Release Number	SEC Issue Date	File Number	Details
34-74125	Jan. 23, 2015	SR-PHLX-2015-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to MNX and NDX *Comments Due:* February 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 4958)
34-74127	Jan. 23, 2015	SR-NYSEMKT-2015-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE MKT Integrated Feed Data Feed *Comments Due:* February 19, 2015 Federal Register version (80 FR 4956)
34-74128	Jan. 23, 2015	SR-NYSE-2015-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Integrated Feed Data Feed *Comments Due:* February 19, 2015 Federal Register version (80 FR 4951)
34-74126	Jan. 23, 2015	SR-ISE-2014-24	Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the Opening Process *Comments Due:* December 31, 2014 See Also - Rel. No. 34-75104, Rel. No. 34-74465, Rel. No. 34-73736 Federal Register version (80 FR 4953)
34-74111	Jan. 22, 2015	SR-BYX-2015-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement ("RPI") Program for 12 Months, To Expire on January 31, 2016 *Comments Due:* February 18, 2015 Federal Register version (80 FR 4598)
34-74113	Jan. 22, 2015	SR-ISE-Gemini-2015-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* February 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 4603)
34-74118	Jan. 22, 2015	SR-MIAX-2015-03	Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 519A Risk Protection Monitor *Comments Due:* February 18, 2015 See Also - Exhibit 5, Rel. No. 34-74496 Federal Register version (80 FR 4605)
34-74117	Jan. 22, 2015	SR-ISE-2015-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* February 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 4600)
34-74114	Jan. 22, 2015	SR-BOX-2015-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program *Comments Due:* February 18, 2015 View Received Comments Federal Register version (80 FR 4611)
34-74110	Jan. 21, 2015	4-631	Notice of Filing of the Eighth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* February 17, 2015 View Received Comments See Also - Exhibit A, Rel. No. 34-74323 Submit a Comment on 4-631 Federal Register version (80 FR 4321)
34-74107	Jan. 21, 2015	SR-BX-2015-005	Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes To Amend Rule 7018 To Amend Fees and Rebates in Connection With BX's Retail Price Improvement Program *Comments Due:* February 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 4325)
34-74099	Jan. 20, 2015	SR-Phlx-2015-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program *Comments Due:* February 17, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 4021)
34-74091	Jan. 20, 2015	SR-OCC-2014-811	Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, to Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources See Also - Rel. No. 34-74981, Request for Additional Information Federal Register version (80 FR 4001)
34-74094	Jan. 20, 2015	SR-NYSEMKT-2015-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C-Equities To Specify That Exchange Systems May Close One or More Securities Electronically If a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules *Comments Due:* February 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 4006)
34-74097	Jan. 20, 2015	SR-BX-2015-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options *Comments Due:* February 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 4023)
34-74095	Jan. 20, 2015	SR-MIAX-2015-02	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program *Comments Due:* February 17, 2015 Federal Register version (80 FR 4011)
34-74083	Jan. 16, 2015	SR-NYSEMKT-2015-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide To Adopt A New Flat Annual Fee of $5,000 for Listed Warrants *Comments Due:* February 13, 2015 Federal Register version (80 FR 3685)
34-74086	Jan. 16, 2015	SR-NYSEMKT-2015-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule *Comments Due:* February 13, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 3701)
34-74077	Jan. 16, 2015	SR-NASDAQ-2015-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* February 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3683)
34-74078	Jan. 16, 2015	SR-NASDAQ-2015-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application *Comments Due:* February 13, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 3689)
34-74082	Jan. 16, 2015	SR-ICC-2014-19	Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Formalize the ICC Operational Risk Management Framework *Comments Due:* December 23, 2014 See Also - Rel. No. 34-74399, Rel. No. 34-73684 Federal Register version (80 FR 3687)
34-74084	Jan. 16, 2015	SR-ICC-2015-002	Notice of Filing of Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures *Comments Due:* February 13, 2015 See Also - Rel. No. 34-74456 Federal Register version (80 FR 3691)
34-74072	Jan. 15, 2015	SR-EDGX-2015-02	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds *Comments Due:* February 12, 2015 Federal Register version (80 FR 3282)
34-74074	Jan. 15, 2015	SR-BATS-2015-04	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds *Comments Due:* February 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3679)
34-74075	Jan. 15, 2015	SR-BYX-2015-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds *Comments Due:* February 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3693)
34-74076	Jan. 15, 2015	SR-EDGA-2015-02	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds *Comments Due:* February 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3674)
34-74059	Jan. 15, 2015	SR-Phlx-2015-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program *Comments Due:* February 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3292)
34-74062	Jan. 15, 2015	SR-Phlx-2015-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Sections II and IV of the Pricing Schedule *Comments Due:* February 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3278)
34-74073	Jan. 15, 2015	SR-OCC-2014-812	Notice of Filing of Advance Notice Concerning Extended and Overnight Trading Sessions *Comments Due:* February 6, 2015 See Also - Rel. No. 34-74241 Federal Register version (80 FR 3287)
34-74064	Jan. 15, 2015	SR-NYSEMKT-2015-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Price Protection Mechanism To Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy *Comments Due:* February 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3273)
34-74058	Jan. 15, 2015	SR-NYSEArca-2014-114	Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* February 12, 2015 View Received Comments See Also - Rel. No. 34-73659, Rel. No. 34-73342 Federal Register version (80 FR 3294)
34-74063	Jan. 15, 2015	SR-NYSE-2015-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Price Protection Mechanism To Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy *Comments Due:* February 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 3269)
34-74067	Jan. 15, 2015	SR-CBOE-2015-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Rule Change SR-CBOE-2014-040 *Comments Due:* February 12, 2014 Federal Register version (80 FR 3267)
34-74052	Jan. 14, 2015	SR-BATS-2015-02	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* February 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2987)
34-74050	Jan. 14, 2015	SR-BYX-2015-01	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* February 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2989)
34-74055	Jan. 14, 2015	SR-CME-2015-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing of Certain iTraxx Europe Index Untranched CDS Contracts on Indices Administered by Markit *Comments Due:* February 11, 2015 Federal Register version (80 FR 2991)
34-74051	Jan. 14, 2015	SR-NYSE-2014-59	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers, as Modified by Partial Amendment No. 1 *Comments Due:* December 26, 2014 View Received Comments See Also - Rel. No. 34-74642A, Rel. No. 34-74642, Rel. No. 34-73703 Federal Register version (80 FR 2983)
34-74053	Jan. 14, 2015	SR-ICC-2015-001	Notice of Filing of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures *Comments Due:* February 11, 2015 See Also - Rel. No. 34-74449 Federal Register version (80 FR 2985)
34-74049	Jan. 14, 2015	SR-FINRA-2015-001	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) *Comments Due:* February 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2983)
34-74043	Jan. 13, 2015	SR-BATS-2015-01	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* February 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2763)
34-74042	Jan. 13, 2015	SR-OCC-2015-01	Notice of Filing of Proposed Rule Change Concerning the Date of the Annual Meeting of The Options Clearing Corporation's Stockholders *Comments Due:* February 10, 2015 Submit a Comment on SR-OCC-2015-01 Federal Register version (80 FR 2760)
34-74045	Jan. 13, 2015	SR-BX-2015-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* February 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2766)
34-74040	Jan. 13, 2015	SR-NASDAQ-2015-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* February 6, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2460)
34-74038	Jan. 13, 2015	SR-C2-2014-028	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 8.2(d) *Comments Due:* February 6, 2015 Federal Register version (80 FR 2455)
34-74031	Jan. 12, 2015	SR-NYSE-2014-78	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Fees for Bond Trading License Firms *Comments Due:* February 6, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2462)
34-74034	Jan. 12, 2015	SR-MIAX-2014-71	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 807 *Comments Due:* February 6, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2465)
34-74033	Jan. 12, 2015	SR-FICC-2014-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules *Comments Due:* February 6, 2015 Submit a Comment on SR-FICC-2014-12
34-74023	Jan. 9, 2015	SR-EDGX-2015-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2163)
34-74024	Jan. 9, 2015	SR-EDGX-2014-37	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc. *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2142)
34-74025	Jan. 9, 2015	SR-EDGA-2014-36	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGA Exchange, Inc. *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2154)
34-74028	Jan. 9, 2015	SR-EDGA-2015-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2125)
34-74022	Jan. 9, 2015	SR-Phlx-2015-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2157)
34-74029	Jan. 9, 2015	SR-NYSEArca-2014-151	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF *Comments Due:* February 5, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 2161)
34-74027	Jan. 9, 2015	SR-NYSE-2014-76	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2148)
34-74020	Jan. 9, 2015	SR-BX-2015-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* February 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 2145)
34-74021	Jan. 9, 2015	SR-FINRA-2014-030	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service See Also - Notice Rel. No. 34-74486, Rel. No. 34-73313, Rel. No. 34-72575 Federal Register version (80 FR 2142)
34-74017	Jan. 8, 2015	SR-NYSEMKT-2014-116	Notice of Filing of Proposed Rule Change To Amend Rule 967NY and To Adopt Rule 967.1NY To Provide Price Protection for Market Maker Quotes *Comments Due:* February 4, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-74440 Federal Register version (80 FR 1979)
34-74018	Jan. 8, 2015	SR-NYSEArca-2014-150	Notice of Filing of Proposed Rule Change to Amend Rule 6.60 and to Adopt Rule 6.61, Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes *Comments Due:* February 4, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-74441 Federal Register version (80 FR 1982)
34-74016	Jan. 8, 2015	SR-BOX-2015-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-5050-6 to BOX Rule 5050 (Short Term Option Series Program) *Comments Due:* February 4, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1976)
34-74012	Jan. 7, 2015	SR-Phlx-2015-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program in Rule 1059, Accommodation Transactions *Comments Due:* February 3, 2015
34-74011	Jan. 7, 2015	SR-NYSEARCA-2014-149	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook *Comments Due:* February 3, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1681)
34-74000	Jan. 6, 2015	SR-Phlx-2014-83	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1570)
34-74003	Jan. 6, 2015	SR-Phlx-2014-79	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on Its NASDAQ OMX PSX Facility ("PSX") in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1544)
34-73991	Jan. 6, 2015	SR-NYSEMKT-2014-108	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That are Designated With a "Retail" Modifier as Defined in Rule 13-Equities *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1541)
34-73995	Jan. 6, 2015	SR-NYSEMKT-2014-114	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1560)
34-73992	Jan. 6, 2015	SR-NYSEARCA-2014-142	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated as "Retail" but Which Are Not Executed in the Retail Liquidity Program *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1546)
34-73993	Jan. 6, 2015	SR-NYSEArca-2014-147	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE Arca Integrated Feed To Establish Eligibility Requirements for Redistribution *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1527)
34-73998	Jan. 6, 2015	SR-NYSEARCA-2014-148	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1549)
34-73994	Jan. 6, 2015	SR-NYSE-2014-77	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Order Imbalances *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1554)
34-73996	Jan. 6, 2015	SR-NYSE-2014-74	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Fees for Trading Licenses To Extend the Current Fee Schedule to February 27, 2015 and To Implement New Trading License Fees Effective March 1, 2015 *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1534)
34-73997	Jan. 6, 2015	SR-NYSE-2014-70	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated With a "Retail" Modifier as Defined in Rule 13 *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1572)
34-74006	Jan. 6, 2015	SR-NYSE-2014-73	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C to Specify that Exchange Systems May Close One or More Securities Electronically *Comments Due:* February 2, 2015 See Also - Exhibit 5
34-74002	Jan. 6, 2015	SR-BX-2014-061	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1539)
34-74007	Jan. 6, 2015	SR-MIAX-2014-69	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1537)
34-74008	Jan. 6, 2015	SR-MIAX-2014-70	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1532)
34-74004	Jan. 6, 2015	SR-ISE-2014-56	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Complex Orders *Comments Due:* February 2, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1565)
34-73989	Jan. 5, 2015	SR-EDGX-2014-36	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1461)
34-73981	Jan. 5, 2015	SR-CME-2014-58	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products *Comments Due:* January 30, 2015 Federal Register version (80 FR 1451)
34-73990	Jan. 5, 2015	SR-EDGA-2014-35	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1453)
34-73988	Jan. 5, 2015	SR-Phlx-2014-81	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1464)
34-73986	Jan. 5, 2015	SR-NYSEMKT-2014-113	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1444)
34-73987	Jan. 5, 2015	SR-NYSEMKT-2014-115	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1439)
34-73985	Jan. 5, 2015	SR-NYSE-2014-75	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1456)
34-73980	Jan. 5, 2015	SR-ICC-2014-24	Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework *Comments Due:* January 30, 2015 See Also - Rel. No. 34-74685, Rel. No. 34-74341 Federal Register version (80 FR 1466)
34-73982	Jan. 5, 2015	SR-DTC-2014-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1450)
34-73979	Jan. 2, 2015	SR-OCC-2014-809	Notice of No Objection to Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan *Comments Due:* December 30, 2014 See Also - Rel. No. 34-73726 Federal Register version (80 FR 1062)
34-73976	Jan. 2, 2015	SR-NYSEMKT-2014-117	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until January 5, 2016 *Comments Due:* January 28, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1055)
34-73977	Jan. 2, 2015	SR-NYSEARCA-2014-152	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2016 *Comments Due:* January 29, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1065)
34-73978	Jan. 2, 2015	SR-NASDAQ-2014-125	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose a Minimum Fee for Execution Venues Operating a Trading Platform or Multiple Platforms That Utilize NASDAQ Proprietary Depth Data on a Non-Displayed Basis *Comments Due:* January 29, 2015 Federal Register version (80 FR 1057)
34-73969	Dec. 31, 2014	SR-NYSEMKT-2014-112	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows "UTP Securities" To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges *Comments Due:* January 28, 2015 Federal Register version (80 FR 914)
34-73970	Dec. 31, 2014	S7-24-89	Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* January 28, 2015 See Also - Rel. No. 34-74265 Submit a Comment on S7-24-89 Federal Register version (80 FR 910)
34-73971	Dec. 31, 2014	SR-CTA-2014-04	Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of the CTA Plan *Comments Due:* January 28, 2015 See Also - Rel. No. 34-74264 Federal Register version (80 FR 908)
34-73972	Dec. 31, 2014	SR-NASDAQ-2014-126	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution *Comments Due:* January 28, 2015 See Also - Exhibit 5 Federal Register version (80 FR 916)
34-73975	Dec. 31, 2014	SR-FICC-2014-810	Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 File Nos.: SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 *Comments Due:* January 2, 2015 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 Federal Register version (80 FR 918)
34-73974	Dec. 31, 2014	SR-CBOE-2014-093	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 *Comments Due:* January 28, 2015 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2014-093 Federal Register version (80 FR 911)
34-73965	Dec. 30, 2014	SR-BATS-2014-056	Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) *Comments Due:* January 27, 2015 View Received Comments See Also - Rel. No. 34-74297 Federal Register version (80 FR 585)
34-73961	Dec. 30, 2014	SR-OCC-2014-23	Notice of Filing of a Proposed Rule Change to Clarify that OCC would not Treat a Futures Transaction that is an Exchange-for-Physical or Block Trade as a Non-Competitively Executed Trade if the Exchange on Which Such Trade is Executed has Provided OCC with Representations That it Has Policies or Procedures Requiring That Such Trades be Executed at Reasonable Prices and That Such Price is Validated by the Exchange *Comments Due:* January 27, 2015 See Also - Rel. No. 34-74302, Rel. No. 34-74302
34-73964	Dec. 30, 2014	SR-NYSEMKT-2014-107	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as "Senior Officers" of ICE *Comments Due:* January 27, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 566)
34-73958	Dec. 30, 2014	SR-NYSEArca-2014-143	Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* January 27, 2015 See Also - Rel. No. 34-74338 Submit a Comment on SR-NYSEArca-2014-143 Federal Register version (80 FR 572)
34-73963	Dec. 30, 2014	SR-NYSEArca-2014-141	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as "Senior Officers" of ICE *Comments Due:* January 27, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 551)