Notice

Release Number SEC Issue Date File Number Details
34-74313 SR-C2-2015-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9803)
34-74306 SR-BOX-2015-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 10177)
34-74296 SR-EDGX-2015-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9839)
34-74285 SR-BATS-2015-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale
Comments Due: March 17, 2015
View Received Comments
See Also - Exhibit 5
Federal Register version (80 FR 9828)
34-74293 SR-BATS-2015-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9805)
34-74284 SR-BYX-2015-09 BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale
Comments Due: March 17, 2015
View Received Comments
See Also - Exhibit 5
Federal Register version (80 FR 9792)
34-74294 SR-BYX-2015-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9768)
34-74283 SR-EDGA-2015-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed
Comments Due: March 17, 2015
View Received Comments
See Also - Exhibit 5
Federal Register version (80 FR 9809)
34-74295 SR-EDGA-2015-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9801)
34-74292 SR-Phlx-2015-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9807)
34-74290 SR-NYSEArca-2015-05 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments Due: March 17, 2015
See Also - Rel. No. 34-74675
Federal Register version (80 FR 9818)
34-74287 SR-NYSE-2015-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-13
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9776)
34-74288 SR-MIAX-2015-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9837)
34-74291 SR-MIAX-2015-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9841)
34-74286 SR-ISE-2015-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
Comments Due: March 17, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9843)
34-74289 SR-FINRA-2015-003 Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee
Comments Due: March 17, 2015
View Received Comments
See Also - Order Rel. No. 34-75036
Federal Register version (80 FR 9773)
34-74282 SR-EDGX-2015-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments Due: March 16, 2015
View Received Comments
See Also - Exhibit 5
Federal Register version (80 FR 9487)
34-74281 SR-NYSE-2015-06 Notice of Filing of Proposed Rule Change Adopting New Rule 124 to Conduct a Midday Auction and Amending Rule 104 to Codify the Obligation of Designated Market Makers to Facilitate the Midday Auction
Comments Due: March 16, 2015
View Received Comments
See Also - Exhibit 5, Rel. No. 34-74648, Rel. No. 34-75038
Federal Register version (80 FR 9496)
34-74272 SR-Phlx-2015-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders
Comments Due: March 13, 2015
See Also - Exhibit 5
Federal Register version (80 FR 9291)
34-74271 SR-NYSEArca-2015-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments Due: March 13, 2015
Federal Register version (80 FR 9301)
34-74278 SR-NYSEArca-2015-04 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD 50 Fund Under NYSE Arca Equities Rule 8.600
Comments Due: March 13, 2015
See Also - Rel. No. 34-74595
Federal Register version (80 FR 9294)
34-74263 SR-BYX-2015-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments Due: March 12, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8916)
34-74267 SR-BOX-2015-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities, LLC ("Citadel Securities") to Its Affiliate, Citadel Securities Principal Investments, LLC, of Citadel Securities' Ownership Interest in BOX Options Exchange, LLC and BOX Holdings Group, LLC, an Affiliate of the Exchange
Comments Due: March 12, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8913)
34-74255 SR-EDGX-2015-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments Due: March 11, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8716)
34-74247 SR-BATS-2015-09 Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.
Comments Due: March 11, 2015
See Also - Exhibit 5, Rel. No. 34-74738, Rel. No. 34-74247A Correction
Federal Register version (80 FR 8720)
34-74250 SR-BYX-2015-07 Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc.
Comments Due: March 11, 2015
See Also - Exhibit 5, Rel. No. 34-74739
Federal Register version (80 FR 8734)
34-74254 SR-EDGA-2015-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc.
Comments Due: March 11, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8731)
34-74258 SR-NASDAQ-2015-008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees
Comments Due: March 11, 2015
Federal Register version (80 FR 8744)
34-74259 SR-NASDAQ-2015-010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of Fees to Securities Under the Select Symbol Program of Rule 7018(a)(4)
Comments Due: March 11, 2015
Federal Register version (80 FR 8727)
34-74251 SR-FINRA-2015-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)
Comments Due: March 11, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8741)
34-74253 SR-CBOE-2015-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Comments Due: March 11, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8742)
34-74252 SR-C2-2015-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Comments Due: March 11, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8719)
34-74236 SR-EDGX-2015-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments Due: March 10, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8375)
34-74237 SR-EDGA-2015-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K
Comments Due: March 10, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8378)
34-74238 SR-EDGA-2015-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments Due: March 10, 2015
See Also - Exhibit 5
Federal Register version (80 FR 8380)
34-74241 SR-OCC-2014-812 Notice of No Objection to Advance Notice Concerning Extended and Overnight Trading Sessions
Comments Due: February 6, 2015
See Also - Rel. No. 34-74073
Federal Register version (80 FR 8383)
34-74220 SR-NYSEMKT-2015-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments Due: March 5, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7894)
34-74219 SR-NYSEARCA-2015-03 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments Due: March 5, 2015
View Received Comments
See Also - Exhibit 5
Federal Register version (80 FR 7899)
34-74222 SR-NYSE-2015-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments Due: March 5, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7888)
34-74223 4-668 Notice of Amendment to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, and NYSE MKT LLC, NYSE Arca, Inc.
Comments Due: March 13, 2015
View Received Comments
Federal Register version (80 FR 7654)
34-74225 SR-MIAX-2015-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Closing Date of the Equity Rights Program
Comments Due: March 5, 2015
Federal Register version (80 FR 7897)
34-74224 SR-ISE-2015-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program
Comments Due: March 5, 2015
See Also - Exhibit 3, Exhibit 5
Federal Register version (80 FR 7892)
34-74221 SR-BOX-2015-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility
Comments Due: March 5, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7886)
34-74214 SR-BATS-2015-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee
Comments Due: March 4, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7665)
34-74212 SR-OCC-2015-04 Notice of Filing of a Proposed Rule Change, and Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended
Comments Due: March 4, 2015
See Also - Rel. No. 34-74537, Rel. No. 34-74537
Federal Register version (80 FR 7668)
34-74209 SR-NYSEMKT-2015-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Executive Officers of Listed Companies to Provide Annual Certification with Respect to the Company's Compliance with the Requirements of Part 8 of the Company Guide, (ii) Require Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain Other Clarifying Changes
Comments Due: March 4, 2015
See Also - Exhibit 3, Exhibit 5
Federal Register version (80 FR 7659)
34-74211 SR-BX-2015-008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments Due: March 4, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7657)
34-74213 SR-ICEEU-2015-004 Notice of Filing of Proposed Rule Change Relating to Additional European Sovereign CDS Contracts
Comments Due: March 4, 2015
See Also - Rel. No. 34-74588
34-74204 SR-CFE-2015-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Ownership and Control Reports
Comments Due: March 3, 2015
See Also - Exhibit 4
Federal Register version (80 FR 7518)
34-74205 SR-ISE-Gemini-2015-03 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
Comments Due: March 3, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7514)
34-74202 SR-OCC-2014-813 Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
Comments Due: February 24, 2015
View Received Comments
See Also - Rel. No. 34-74387
Federal Register version (80 FR 7056)
34-74200 SR-CBOE-2015-010 Notice of Filing of a Proposed Rule Change To Amend Rules 6.41 and 24.8
Comments Due: March 3, 2015
See Also - Rel. No. 34-74551
Federal Register version (80 FR 7515)
34-74201 SR-BOX-2015-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments Due: March 3, 2015
See Also - Exhibit 5
Federal Register version (80 FR 7512)
34-74191 SR-CME-2015-003 Notice of Filing and Immediate Effectiveness of Proposed Change to CME Rule 814 To Clarify Certain Operational Details Regarding Current CME Settlement Cycles
Comments Due: March 2, 2015
Federal Register version (80 FR 7054)
34-74197 SR-Phlx-2015-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Rule 1016 To Authorize the Exchange To Share Phlx XL Participant-Designated Risk Settings in Phlx XL
Comments Due: March 2, 2015
Federal Register version (80 FR 7068)
34-74195 SR-BX-2015-007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments Due: March 2, 2015
Federal Register version (80 FR 7048)
34-74190 SR-NASDAQ-2015-006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the List of Securities Eligible for the Select Symbol Program Under Rule 7018(a)(4)
Comments Due: March 2, 2015
Federal Register version (80 FR 7052)
34-74198 SR-NASDAQ-2015-007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings
Comments Due: March 2, 2015
Federal Register version (80 FR 7062)
34-74192 SR-ICC-2015-003 Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names
Comments Due: March 2, 2015
See Also - Rel. No. 34-74593
Federal Register version (80 FR 7070)
34-74196 SR-BOX-2015-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments Due: March 2, 2015
See Also - Exhibit 3, Exhibit 5
Federal Register version (80 FR 7064)
34-74186 SR-NYSEArca-2014-139 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
Comments Due: January 13, 2014
See Also - Rel. No. 34-73857
Federal Register version (80 FR 6788)
34-77034 SR-MIAX-2016-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 503 and 515
Comments Due: February 29, 2016
See Also - Exhibit 5
Federal Register version (81 FR 6562)
34-74179 SR-CME-2015-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps
Comments Due: February 26, 2015
Federal Register version (80 FR 6555)
34-74180 SR-NYSEMKT-2015-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Make a Change to the Amex Customer Engagement Program in Section I.E. of the Fee Schedule
Comments Due: February 26, 2015
See Also - Exhibit 5
Federal Register version (80 FR 6563)
34-74184 SR-NYSE-2014-65 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as Set Forth in Section 802.01E of the Exchange's Listed Company Manual
Comments Due: January 7, 2015
See Also - Rel. No. 34-74412, Rel. No. 34-73821
Federal Register version (80 FR 6558)
34-74178 SR-BOX-2015-06 Notice of Filing of Proposed Rule Change To Amend Its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM
Comments Due: February 26, 2015
View Received Comments
See Also - Exhibit 3, Exhibit 5, Rel. No. 34-74526, Rel. No. 34-74876
Federal Register version (80 FR 6558)
34-74173 SR-BATS-2015-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13
Comments Due: February 25, 2015
See Also - Exhibit 5
Federal Register version (80 FR 6144)
34-74170 SR-Phlx-2015-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments Due: February 25, 2015
See Also - Exhibit 5
Federal Register version (80 FR 6148)
34-74175 SR-NYSEArca-2015-01 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating To Listing of Investment Company Units Based on Municipal Bond Indexes
Comments Due: February 25, 2015
See Also - Rel. No. 34-75569, Rel. No. 34-74863, Rel. No. 34-74534
Federal Register version (80 FR 6150)
34-74174 SR-NYSE-2015-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change With the Proposed Amendment of the Restated Certificate of Incorporation of Exchange Subsidiary NYSE Regulation, Inc.
Comments Due: February 25, 2015
See Also - Exhibit 5
Federal Register version (80 FR 6142)
34-74169 SR-CBOE-2015-011 Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets
Comments Due: February 19, 2015
See Also - Rel. No. 34-74389
Federal Register version (80 FR 6145)
34-74171 SR-BOX-2015-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Deadline for the VPR Program to January 14, 2015
Comments Due: February 25, 2015
Federal Register version (80 FR 6153)
34-74165 SR-EDGX-2015-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments Due: February 24, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5854)
34-74160 SR-BATS-2015-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation
Comments Due: February 24, 2015
Federal Register version (80 FR 5861)
34-74164 SR-BYX-2015-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation
Comments Due: February 24, 2015
Federal Register version (80 FR 5858)
34-74166 SR-EDGA-2015-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments Due: February 24, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5856)
34-74159 SR-CBOE-2015-007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Box Spread Strategy Rebate for Users of the Exchange's Customized Options Pricing Service
Comments Due: February 24, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5863)
34-74152 SR-BATS-2015-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable to Clearing Agencies That Clear Transactions for Members
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5593)
34-74151 SR-BYX-2015-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable To Clearing Agencies That Clear Transactions for Members
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5598)
34-74145 SR-Phlx-2015-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5600)
34-74147 SR-BX-2015-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5604)
34-74146 SR-NASDAQ-2015-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5595)
34-74150 SR-MIAX-2014-39 Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on Shares of the Market Vectors ETFs
Comments Due: September 2, 2014
View Received Comments
See Also - Rel. No. 34-74304, Rel. No. 34-73212, Rel. No. 34-72777
Federal Register version (80 FR 5597)
34-74148 SR-ICEEU-2015-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Government Bond Contracts
Comments Due: February 23, 2015
Federal Register version (80 FR 5610)
34-74142 SR-FICC-2014-810 Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
File Nos.: SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 Comments Due: January 2, 2015
View Received Comments
See Also - Rel. No. 34-73975, Rel. No. 34-73755
Federal Register version (80 FR 5188)
34-74143 SR-CBOE-2015-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5608)
34-74144 SR-CBOE-2015-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments Due: February 23, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5602)
34-74149 SR-CBOE-2015-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments Due: February 23, 2015
See Also - Exhibit 3, Exhibit 5
Federal Register version (80 FR 5606)
34-74136 SR-OCC-2015-02 Notice of Filing of a Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
Comments Due: February 20, 2015
View Received Comments
Federal Register version (80 FR 5171)
34-74131 SR-MIAX-2015-04 Notice of Filing of a Proposed Rule Change To Amend MIAX Rule 402
Comments Due: February 20, 2015
View Received Comments
See Also - Exhibit 5
Federal Register version (80 FR 5161)
34-74133 SR-ICEEU-2015-003 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Related to New Haircuts
Comments Due: February 20, 2015
Federal Register version (80 FR 5169)
34-74134 SR-CBOE-2015-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Comments Due: February 20, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5182)
34-74135 SR-C2-2015-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Comments Due: February 20, 2015
See Also - Exhibit 5
Federal Register version (80 FR 5163)
34-74125 SR-PHLX-2015-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to MNX and NDX
Comments Due: February 19, 2015
See Also - Exhibit 5
Federal Register version (80 FR 4958)
34-74127 SR-NYSEMKT-2015-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE MKT Integrated Feed Data Feed
Comments Due: February 19, 2015
Federal Register version (80 FR 4956)
34-74128 SR-NYSE-2015-03 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Integrated Feed Data Feed
Comments Due: February 19, 2015
Federal Register version (80 FR 4951)
34-74126 SR-ISE-2014-24 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the Opening Process
Comments Due: December 31, 2014
See Also - Rel. No. 34-75104, Rel. No. 34-74465, Rel. No. 34-73736
Federal Register version (80 FR 4953)
34-74111 SR-BYX-2015-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement ("RPI") Program for 12 Months, To Expire on January 31, 2016
Comments Due: February 18, 2015
Federal Register version (80 FR 4598)
34-74113 SR-ISE-Gemini-2015-02 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
Comments Due: February 18, 2015
See Also - Exhibit 5
Federal Register version (80 FR 4603)
34-74118 SR-MIAX-2015-03 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 519A Risk Protection Monitor
Comments Due: February 18, 2015
See Also - Exhibit 5, Rel. No. 34-74496
Federal Register version (80 FR 4605)