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Release Number	SEC Issue Date	File Number	Details
34-74387	Feb. 26, 2015	SR-OCC-2014-813	Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility *Comments Due:* February 24, 2015 View Received Comments See Also - Rel. No. 34-74202 Federal Register version (80 FR 12215)
34-74382	Feb. 26, 2015	SR-NYSEARCA-2015-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule *Comments Due:* March 25, 2015 Federal Register version (80 FR 11713)
34-74388	Feb. 26, 2015	4-657	Notice of Designation of a Longer Period for Commission Action on the Proposed National Market System Plan To Implement a Tick Size Pilot Program on a One-Year Pilot Basis by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* December 22, 2014 View Received Comments See Also - Release No. 34-76382, Release No. 34-74892, Release No. 34-73511 Federal Register version (80 FR 12054)
34-74384	Feb. 26, 2015	SR-MSRB-2014-08	Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities *Comments Due:* March 25, 2015 View Received Comments See Also - Rel. No. 34-73708 Submit a Comment on SR-MSRB-2014-08 Federal Register version (80 FR 11706)
34-74377	Feb. 25, 2015	SR-NASDAQ-2015-013	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions *Comments Due:* March 24, 2015 See Also - Rel. No. 34-74728 Federal Register version (80 FR 11502)
34-74378	Feb. 25, 2015	SR-NASDAQ-2015-011	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV *Comments Due:* March 24, 2015 View Received Comments See Also - Rel. No. 34-74742 Submit a Comment on SR-NASDAQ-2015-011 Federal Register version (80 FR 11509)
34-74359	Feb. 24, 2015	SR-BATS-2015-14	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization" *Comments Due:* March 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 11250)
34-74360	Feb. 24, 2015	SR-BYX-2015-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization" *Comments Due:* March 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 11244)
34-74357	Feb. 24, 2015	SR-CHX-2015-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange *Comments Due:* March 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 11252)
34-74363	Feb. 24, 2015	SR-BX-2015-013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) and (e) With Respect to Transactions in Securities Priced at $1 per Share or More *Comments Due:* March 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 11254)
34-74362	Feb. 24, 2015	SR-ICEEU-2015-005	Notice of Filing of a Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts *Comments Due:* March 23, 2015 See Also - Rel. No. 34-75065, Rel. No. 34-74741 Federal Register version (80 FR 11246)
34-74358	Feb. 24, 2015	SR-DTC-2015-01	Notice of Filing of Proposed Rule Change To Discontinue the Prospectus Repository System Service *Comments Due:* March 23, 2015 See Also - Exhibit 5, Rel. No. 34-74712 Federal Register version (80 FR 11243)
34-74352	Feb. 23, 2015	SR-BATS-2015-13	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 20, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10735)
34-74349	Feb. 23, 2015	SR-FINRA-2015-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 4517 (Member Filing and Contact Information Requirements) in the Consolidated FINRA Rulebook *Comments Due:* March 20, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10733)
34-74351	Feb. 23, 2015	SR-CBOE-2015-021	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Chicago Board Options Exchange, Incorporated's Order Handling System and Order Management Terminal *Comments Due:* March 20, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10738)
34-74337	Feb. 20, 2015	SR-Phlx-2015-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v) *Comments Due:* March 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10536)
34-74334	Feb. 20, 2015	SR-BX-2015-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Rules To Extend the Pilot Program Under Chapter V, Section 3(d)(iv) *Comments Due:* March 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10526)
34-74343	Feb. 20, 2015	SR-BX-2015-011	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 or More per Share *Comments Due:* March 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10553)
34-74336	Feb. 20, 2015	SR-NASDAQ-2015-016	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on NOM, To Extend the Pilot Program Under Section 3(d)(iv) *Comments Due:* March 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10551)
34-74342	Feb. 20, 2015	SR-NASDAQ-2015-014	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process *Comments Due:* March 19, 2015 Federal Register version (80 FR 10562)
34-74335	Feb. 20, 2015	SR-ISE-2015-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Limit Up-Limit Down Obvious Error Pilot *Comments Due:* March 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10549)
34-74341	Feb. 20, 2015	SR-ICC-2014-24	Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework *Comments Due:* January 30, 2015 See Also - Rel. No. 34-74685, Rel. No. 34-73980 Federal Register version (80 FR 10551)
34-74311	Feb. 19, 2015	SR-ISEGemini-2015-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot *Comments Due:* March 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10175)
34-74309	Feb. 19, 2015	SR-NYSEMKT-2015-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Obvious and Catastrophic Errors, Until October 23, 2015 *Comments Due:* March 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10198)
34-74308	Feb. 19, 2015	SR-NYSEArca-2015-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015 *Comments Due:* March 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10187)
34-74310	Feb. 19, 2015	SR-BX-2015-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules *Comments Due:* March 18, 2015 Federal Register version (80 FR 10179)
34-74301	Feb. 19, 2015	SR-MIAX-2015-10	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10173)
34-74307	Feb. 19, 2015	SR-MIAX-2015-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating To Limit Up/Limit Down *Comments Due:* March 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10196)
34-74312	Feb. 19, 2015	SR-CBOE-2015-18	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25 *Comments Due:* March 18, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10192)
34-74313	Feb. 19, 2015	SR-C2-2015-003	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15 *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9803)
34-74306	Feb. 19, 2015	SR-BOX-2015-13	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 10177)
34-74296	Feb. 18, 2015	SR-EDGX-2015-10	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9839)
34-74285	Feb. 18, 2015	SR-BATS-2015-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale *Comments Due:* March 17, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 9828)
34-74293	Feb. 18, 2015	SR-BATS-2015-12	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9805)
34-74284	Feb. 18, 2015	SR-BYX-2015-09	BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale *Comments Due:* March 17, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 9792)
34-74294	Feb. 18, 2015	SR-BYX-2015-10	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9768)
34-74283	Feb. 18, 2015	SR-EDGA-2015-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed *Comments Due:* March 17, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 9809)
34-74295	Feb. 18, 2015	SR-EDGA-2015-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9801)
34-74292	Feb. 18, 2015	SR-Phlx-2015-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9807)
34-74290	Feb. 18, 2015	SR-NYSEArca-2015-05	Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) *Comments Due:* March 17, 2015 See Also - Rel. No. 34-74675 Federal Register version (80 FR 9818)
34-74287	Feb. 18, 2015	SR-NYSE-2015-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-13 *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9776)
34-74288	Feb. 18, 2015	SR-MIAX-2015-08	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9837)
34-74291	Feb. 18, 2015	SR-MIAX-2015-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9841)
34-74286	Feb. 18, 2015	SR-ISE-2015-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* March 17, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9843)
34-74289	Feb. 18, 2015	SR-FINRA-2015-003	Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee *Comments Due:* March 17, 2015 View Received Comments See Also - Order Rel. No. 34-75036 Federal Register version (80 FR 9773)
34-74282	Feb. 17, 2015	SR-EDGX-2015-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed *Comments Due:* March 16, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 9487)
34-74281	Feb. 17, 2015	SR-NYSE-2015-06	Notice of Filing of Proposed Rule Change Adopting New Rule 124 to Conduct a Midday Auction and Amending Rule 104 to Codify the Obligation of Designated Market Makers to Facilitate the Midday Auction *Comments Due:* March 16, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-74648, Rel. No. 34-75038 Federal Register version (80 FR 9496)
34-74272	Feb. 13, 2015	SR-Phlx-2015-15	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders *Comments Due:* March 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 9291)
34-74271	Feb. 13, 2015	SR-NYSEArca-2015-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities *Comments Due:* March 13, 2015 Federal Register version (80 FR 9301)
34-74278	Feb. 13, 2015	SR-NYSEArca-2015-04	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD 50 Fund Under NYSE Arca Equities Rule 8.600 *Comments Due:* March 13, 2015 See Also - Rel. No. 34-74595 Federal Register version (80 FR 9294)
34-74263	Feb. 12, 2015	SR-BYX-2015-08	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* March 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8916)
34-74267	Feb. 12, 2015	SR-BOX-2015-009	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities, LLC ("Citadel Securities") to Its Affiliate, Citadel Securities Principal Investments, LLC, of Citadel Securities' Ownership Interest in BOX Options Exchange, LLC and BOX Holdings Group, LLC, an Affiliate of the Exchange *Comments Due:* March 12, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8913)
34-74255	Feb. 11, 2015	SR-EDGX-2015-06	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc. *Comments Due:* March 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8716)
34-74247	Feb. 11, 2015	SR-BATS-2015-09	Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. *Comments Due:* March 11, 2015 See Also - Exhibit 5, Rel. No. 34-74738, Rel. No. 34-74247A Correction Federal Register version (80 FR 8720)
34-74250	Feb. 11, 2015	SR-BYX-2015-07	Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. *Comments Due:* March 11, 2015 See Also - Exhibit 5, Rel. No. 34-74739 Federal Register version (80 FR 8734)
34-74254	Feb. 11, 2015	SR-EDGA-2015-06	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc. *Comments Due:* March 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8731)
34-74258	Feb. 11, 2015	SR-NASDAQ-2015-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees *Comments Due:* March 11, 2015 Federal Register version (80 FR 8744)
34-74259	Feb. 11, 2015	SR-NASDAQ-2015-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of Fees to Securities Under the Select Symbol Program of Rule 7018(a)(4) *Comments Due:* March 11, 2015 Federal Register version (80 FR 8727)
34-74251	Feb. 11, 2015	SR-FINRA-2015-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) *Comments Due:* March 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8741)
34-74253	Feb. 11, 2015	SR-CBOE-2015-014	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* March 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8742)
34-74252	Feb. 11, 2015	SR-C2-2015-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* March 11, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8719)
34-74236	Feb. 10, 2015	SR-EDGX-2015-07	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange *Comments Due:* March 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8375)
34-74237	Feb. 10, 2015	SR-EDGA-2015-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K *Comments Due:* March 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8378)
34-74238	Feb. 10, 2015	SR-EDGA-2015-07	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange *Comments Due:* March 10, 2015 See Also - Exhibit 5 Federal Register version (80 FR 8380)
34-74241	Feb. 10, 2015	SR-OCC-2014-812	Notice of No Objection to Advance Notice Concerning Extended and Overnight Trading Sessions *Comments Due:* February 6, 2015 See Also - Rel. No. 34-74073 Federal Register version (80 FR 8383)
34-74220	Feb. 6, 2015	SR-NYSEMKT-2015-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services *Comments Due:* March 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7894)
34-74219	Feb. 6, 2015	SR-NYSEARCA-2015-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services *Comments Due:* March 5, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 7899)
34-74222	Feb. 6, 2015	SR-NYSE-2015-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services *Comments Due:* March 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7888)
34-74223	Feb. 6, 2015	4-668	Notice of Amendment to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, and NYSE MKT LLC, NYSE Arca, Inc. *Comments Due:* March 13, 2015 View Received Comments Federal Register version (80 FR 7654)
34-74225	Feb. 6, 2015	SR-MIAX-2015-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Closing Date of the Equity Rights Program *Comments Due:* March 5, 2015 Federal Register version (80 FR 7897)
34-74224	Feb. 6, 2015	SR-ISE-2015-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program *Comments Due:* March 5, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 7892)
34-74221	Feb. 6, 2015	SR-BOX-2015-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility *Comments Due:* March 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7886)
34-74214	Feb. 5, 2015	SR-BATS-2015-08	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee *Comments Due:* March 4, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7665)
34-74212	Feb. 5, 2015	SR-OCC-2015-04	Notice of Filing of a Proposed Rule Change, and Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended *Comments Due:* March 4, 2015 See Also - Rel. No. 34-74537, Rel. No. 34-74537 Federal Register version (80 FR 7668)
34-74209	Feb. 5, 2015	SR-NYSEMKT-2015-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Executive Officers of Listed Companies to Provide Annual Certification with Respect to the Company's Compliance with the Requirements of Part 8 of the Company Guide, (ii) Require Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain Other Clarifying Changes *Comments Due:* March 4, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 7659)
34-74211	Feb. 5, 2015	SR-BX-2015-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error *Comments Due:* March 4, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7657)
34-74213	Feb. 5, 2015	SR-ICEEU-2015-004	Notice of Filing of Proposed Rule Change Relating to Additional European Sovereign CDS Contracts *Comments Due:* March 4, 2015 See Also - Rel. No. 34-74588
34-74204	Feb. 4, 2015	SR-CFE-2015-001	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Ownership and Control Reports *Comments Due:* March 3, 2015 See Also - Exhibit 4 Federal Register version (80 FR 7518)
34-74205	Feb. 4, 2015	SR-ISE-Gemini-2015-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* March 3, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7514)
34-74202	Feb. 4, 2015	SR-OCC-2014-813	Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility *Comments Due:* February 24, 2015 View Received Comments See Also - Rel. No. 34-74387 Federal Register version (80 FR 7056)
34-74200	Feb. 4, 2015	SR-CBOE-2015-010	Notice of Filing of a Proposed Rule Change To Amend Rules 6.41 and 24.8 *Comments Due:* March 3, 2015 See Also - Rel. No. 34-74551 Federal Register version (80 FR 7515)
34-74201	Feb. 4, 2015	SR-BOX-2015-08	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee *Comments Due:* March 3, 2015 See Also - Exhibit 5 Federal Register version (80 FR 7512)
34-74191	Feb. 3, 2015	SR-CME-2015-003	Notice of Filing and Immediate Effectiveness of Proposed Change to CME Rule 814 To Clarify Certain Operational Details Regarding Current CME Settlement Cycles *Comments Due:* March 2, 2015 Federal Register version (80 FR 7054)
34-74197	Feb. 3, 2015	SR-Phlx-2015-11	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Rule 1016 To Authorize the Exchange To Share Phlx XL Participant-Designated Risk Settings in Phlx XL *Comments Due:* March 2, 2015 Federal Register version (80 FR 7068)
34-74195	Feb. 3, 2015	SR-BX-2015-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems *Comments Due:* March 2, 2015 Federal Register version (80 FR 7048)
34-74190	Feb. 3, 2015	SR-NASDAQ-2015-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the List of Securities Eligible for the Select Symbol Program Under Rule 7018(a)(4) *Comments Due:* March 2, 2015 Federal Register version (80 FR 7052)
34-74198	Feb. 3, 2015	SR-NASDAQ-2015-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings *Comments Due:* March 2, 2015 Federal Register version (80 FR 7062)
34-74192	Feb. 3, 2015	SR-ICC-2015-003	Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names *Comments Due:* March 2, 2015 See Also - Rel. No. 34-74593 Submit a Comment on SR-ICC-2015-003 Federal Register version (80 FR 7070)
34-74196	Feb. 3, 2015	SR-BOX-2015-07	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF *Comments Due:* March 2, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 7064)
34-74186	Feb. 2, 2015	SR-NYSEArca-2014-139	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF *Comments Due:* January 13, 2014 See Also - Rel. No. 34-73857 Submit a Comment on SR-NYSEArca-2014-139 Federal Register version (80 FR 6788)
34-77034	Feb. 2, 2015	SR-MIAX-2016-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 503 and 515 *Comments Due:* February 29, 2016 See Also - Exhibit 5 Federal Register version (81 FR 6562)
34-74179	Jan. 30, 2015	SR-CME-2015-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps *Comments Due:* February 26, 2015 Federal Register version (80 FR 6555)
34-74180	Jan. 30, 2015	SR-NYSEMKT-2015-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Make a Change to the Amex Customer Engagement Program in Section I.E. of the Fee Schedule *Comments Due:* February 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 6563)
34-74184	Jan. 30, 2015	SR-NYSE-2014-65	Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as Set Forth in Section 802.01E of the Exchange's Listed Company Manual *Comments Due:* January 7, 2015 See Also - Rel. No. 34-74412, Rel. No. 34-73821 Federal Register version (80 FR 6558)
34-74178	Jan. 30, 2015	SR-BOX-2015-06	Notice of Filing of Proposed Rule Change To Amend Its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM *Comments Due:* February 26, 2015 View Received Comments See Also - Exhibit 3, Exhibit 5, Rel. No. 34-74526, Rel. No. 34-74876 Federal Register version (80 FR 6558)
34-74173	Jan. 29, 2015	SR-BATS-2015-06	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13 *Comments Due:* February 25, 2015 See Also - Exhibit 5 Federal Register version (80 FR 6144)
34-74170	Jan. 29, 2015	SR-Phlx-2015-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share *Comments Due:* February 25, 2015 See Also - Exhibit 5 Federal Register version (80 FR 6148)
34-74175	Jan. 29, 2015	SR-NYSEArca-2015-01	Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating To Listing of Investment Company Units Based on Municipal Bond Indexes *Comments Due:* February 25, 2015 See Also - Rel. No. 34-75569, Rel. No. 34-74863, Rel. No. 34-74534 Submit a Comment on SR-NYSEArca-2015-01 Federal Register version (80 FR 6150)
34-74174	Jan. 29, 2015	SR-NYSE-2015-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change With the Proposed Amendment of the Restated Certificate of Incorporation of Exchange Subsidiary NYSE Regulation, Inc. *Comments Due:* February 25, 2015 See Also - Exhibit 5 Federal Register version (80 FR 6142)
34-74169	Jan. 29, 2015	SR-CBOE-2015-011	Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets *Comments Due:* February 19, 2015 See Also - Rel. No. 34-74389 Federal Register version (80 FR 6145)