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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Increase the Late Cancellation Fee

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Date Sort descending	Letter Type	Commenter Name
April 24, 2015	Public Comment	Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Inc., Washington, District of Columbia
April 7, 2015	Public Comment	Leonard Steiner, Steiner & Libo
April 7, 2015	Public Comment	Richard P. Ryder, Esq., President, Securities Arbitration Commentator, Inc., South Orange, New Jersey
March 17, 2015	Public Comment	Paige M. Szymanski, Michigan State University College of Law Investor Advocacy Clinic, East Lansing, Michigan
March 17, 2015	Public Comment	William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
March 16, 2015	Public Comment	Mark R. Harris, Palo Alto, California
March 16, 2015	Public Comment	Patrick J. Paul, Student Intern; Elissa Germaine, Supervising Attorney; and Jill Gross, Director; Investor Rights Clinic, Pace Law School, White Plains, New York
March 13, 2015	Public Comment	Nicole Iannarone, Assistant Clinical Professor, et al; Georgia State University College of Law Investor Advocacy Clinic, Atlanta, Georgia
March 9, 2015	Public Comment	Joseph C. Peiffer, President, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma
March 9, 2015	Public Comment	Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
March 1, 2015	Public Comment	George H. Friedman, Esq., George H. Friedman Consulting, LLC, Teaneck, New Jersey
Feb. 24, 2015	Public Comment	Philip M. Aidikoff, Aidikoff, Uhl & Bakhtiari, Beverly Hills, California
Feb. 20, 2015	Public Comment	Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York

File Number

SR-FINRA-2015-003

Release Number

34-74289

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