|
|
 |
Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities
[Release No. 34-73708; File No. SR-MSRB-2014-08]
|
| Feb. 25, 2015 | Michael Cowart, Assistant General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Feb. 20, 2015 | Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Feb. 12, 2015 | Dave Sanchez, San Francisco, California |
| Feb. 12, 2015 | Terri Heaton, President, National Association of Municipal Advisors, Montgomery, Illinois |
| Feb. 5, 2015 | Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Feb. 5, 2015 | Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Jan. 27, 2015 | Terri Heaton, President, National Association of Municipal Advisors, Montgomery, Illinois |
| Dec. 29, 2014 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
| Dec. 27, 2014 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York |
| Dec. 26, 2014 | Anonymous Attorney, on behalf of a registered Investment Adviser and
Municipal Advisor |
| Dec. 25, 2014 | Anonymous |
http://www.sec.gov/comments/sr-msrb-2014-08/msrb201408.shtml
|
