Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Michael Cowart, Assistant General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Dave Sanchez, San Francisco, California
Public Comment Terri Heaton, President, National Association of Municipal Advisors, Montgomery, Illinois
Public Comment Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Terri Heaton, President, National Association of Municipal Advisors, Montgomery, Illinois
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment Anonymous Attorney, on behalf of a registered Investment Adviser and Municipal Advisor
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2014-08
Release Number
34-73708
How to submit comments