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Release Number	SEC Issue Date	File Number	Details
34-73962	Dec. 30, 2014	SR-NYSE-2014-67	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as "Senior Officers" of ICE *Comments Due:* January 27, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 570)
34-73960	Dec. 30, 2014	SR-NASDAQ-2014-127	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I *Comments Due:* January 27, 2015 See Also - Rel. No. 34-74303 Federal Register version (80 FR 540)
34-73967	Dec. 30, 2014	SR-NASDAQ-2014-128	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 7018 *Comments Due:* January 27, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 594)
34-73957	Dec. 30, 2014	SR-MIAX-2014-068	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* January 27, 2015 See Also - Exhibit 5 Federal Register version (80 FR 593)
34-73955	Dec. 30, 2014	SR-CBOE-2014-094	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the CBOE Book Depth Data Feed and for Certain Other CBOE Real-Time Data Feeds *Comments Due:* January 27, 2015 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2014-094 Federal Register version (80 FR 598)
34-73956	Dec. 30, 2014	SR-C2-2014-029	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the C2 Book Depth Data Feed and Certain Other C2 Real-Time Data Feeds *Comments Due:* January 27, 2015 See Also - Exhibit 5 Submit a Comment on SR-C2-2014-029 Federal Register version (80 FR 561)
34-73952	Dec. 29, 2014	SR-NYSEArca-2014-146	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.32 in Order To Increase the Maximum Order Entry Size to Five Million Shares *Comments Due:* January 26, 2015 Federal Register version (80 FR 271)
34-73948	Dec. 29, 2014	SR-NASDAQ-2014-124	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees *Comments Due:* January 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 272)
34-73951	Dec. 29, 2014	SR-ICC-2014-23	Notice of Filing of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures *Comments Due:* January 26, 2015 See Also - Rel. No. 34-74257 Federal Register version (80 FR 269)
34-73940	Dec. 24, 2014	SR-EDGX-2014-35	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2014-35 Federal Register version (80 FR 63)
34-73935	Dec. 24, 2014	SR-BATS-2014-073	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-073 Federal Register version (80 FR 66)
34-73936	Dec. 24, 2014	SR-BYX-2014-041	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-041 Federal Register version (80 FR 95)
34-73937	Dec. 24, 2014	SR-CME-2014-18	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to its Over-the-Counter Credit Default Swap Clearing Offering *Comments Due:* January 23, 2015 Submit a Comment on SR-CME-2014-18 Federal Register version (80 FR 77)
34-73938	Dec. 24, 2014	SR-CME-2014-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to Its Over-the-Counter Interest Rate Swap Clearing Offering *Comments Due:* January 23, 2015 Submit a Comment on SR-CME-2014-19 Federal Register version (80 FR 80)
34-73939	Dec. 24, 2014	SR-EDGA-2014-34	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2014-34 Federal Register version (80 FR 91)
34-73944	Dec. 24, 2014	SR-NSX-2014-017	Notice of Filing of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC *Comments Due:* January 23, 2015 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, and Exhibit 5D, Rel. No. 34-74270 Federal Register version (80 FR 85)
34-73946	Dec. 24, 2014	SR-NYSEMKT-2014-109	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 *Comments Due:* January 23, 2015 Federal Register version (80 FR 60)
34-73947	Dec. 24, 2014	SR-NYSEMKT-2014-110	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 201 *Comments Due:* January 23, 2015 Federal Register version (80 FR 83)
34-73945	Dec. 24, 2014	SR-NYSE-2014-72	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 201 *Comments Due:* January 23, 2015 Federal Register version (80 FR 58)
34-73943	Dec. 24, 2014	SR-NASDAQ-2014-123	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 4751(h) and 4754(b) Relating to the Closing Process *Comments Due:* January 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 69)
34-73942	Dec. 24, 2014	SR-MIAX-2014-66	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule *Comments Due:* January 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 71)
34-73941	Dec. 24, 2014	SR-ICC-2014-21	Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names *Comments Due:* January 23, 2015 View Received Comments See Also - Rel. No. 34-74256 Federal Register version (80 FR 75)
34-73930	Dec. 23, 2014	SR-BATS-2014-072	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees of BATS Exchange, Inc. *Comments Due:* January 21, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-072 Federal Register version (79 FR 78932)
34-73918	Dec. 23, 2014	SR-EDGX-2014-25	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Federal Register version (79 FR 78920)
34-73918	Dec. 23, 2014	SR-BYX-2014-030	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Submit a Comment on SR-BYX-2014-030 Federal Register version (79 FR 78920)
34-73918	Dec. 23, 2014	SR-BATS-2014-055	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Submit a Comment on SR-BATS-2014-055 Federal Register version (79 FR 78920)
34-73918	Dec. 23, 2014	SR-EDGA-2014-25	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Federal Register version (79 FR 78920)
34-73927	Dec. 23, 2014	SR-Phlx-2014-80	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Fee Caps *Comments Due:* January 21, 2015 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2014-80
34-73928	Dec. 23, 2014	SR-NYSEARCA-2014-145	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A by Revising the Order Allocation Methodology for Certain Orders of Five Contracts or Fewer *Comments Due:* January 21, 2015 See Also - Exhibit 5 Federal Register version (79 FR 78928)
34-73919	Dec. 23, 2014	SR-NYSE-2014-71	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 *Comments Due:* January 21, 2015 Federal Register version (79 FR 78930)
34-73929	Dec. 23, 2014	SR-NSCC-2014-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum A (Fee Structure) With Respect to Fees Related to NSCC's Obligation Warehouse Service *Comments Due:* January 21, 2015 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2014-13 Federal Register version (79 FR 78927)
34-73906	Dec. 22, 2014	SR-CHX-2014-20	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trading Permit Application Fee *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-CHX-2014-20 Federal Register version (79 FR 78541)
34-73907	Dec. 22, 2014	SR-OCC-2014-24	Notice of Filing of Proposed Rule Change Concerning Extended and Overnight Trading Sessions *Comments Due:* January 20, 2015 See Also - Rel. No. 34-74268, Rel. No. 34-74268 Federal Register version (79 FR 78543)
34-73910	Dec. 22, 2014	SR-NYSEMKT-2014-102	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment *Comments Due:* January 20, 2015 See Also - Exhibit 5 Federal Register version (79 FR 78531)
34-73913	Dec. 22, 2014	SR-NYSEMKT-2014-95	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 1 *Comments Due:* December 11, 2014 View Received Comments See Also - 34-74643A, Rel. No. 34-74643, Rel. No. 34-74298, Rel. No. 34-73593 Federal Register version (79 FR 78531)
34-73909	Dec. 22, 2014	SR-NYSEArca-2014-140	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment *Comments Due:* January 20, 2015 See Also - Exhibit 5 Federal Register version (79 FR 78522)
34-73912	Dec. 22, 2014	SR-NASDAQ-2014-102	Notice of Filing of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application *Comments Due:* January 20, 2015 See Also - Rel. No. 34-74279 Federal Register version (79 FR 78540)
34-73914	Dec. 22, 2014	SR-NYSEArca-2014-100	Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600 See Also - Rel. No. 34-75023, Rel. No. 34-73515, Rel. No. 34-73141
34-73893	Dec. 19, 2014	SR-EDGX-2014-34	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGX Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company *Comments Due:* January 20, 2015 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C Submit a Comment on SR-EDGX-2014-34 Federal Register version (79 FR 78122)
34-73888	Dec. 19, 2014	SR-BATS-2014-070	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-070 Federal Register version (79 FR 78114)
34-73895	Dec. 19, 2014	SR-BATS-2014-054	Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. *Comments Due:* January 20, 2015 See Also - Rel. No. 34-74193 Federal Register version (79 FR 78125)
34-73892	Dec. 19, 2014	SR-EDGA-2014-33	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company *Comments Due:* January 20, 2015 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C Submit a Comment on SR-EDGA-2014-33 Federal Register version (79 FR 78116)
34-73889	Dec. 19, 2014	SR-ISEGemini-2014-30	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-ISEGemini-2014-30 Federal Register version (79 FR 78547)
34-73894	Dec. 19, 2014	SR-BX-2014-060	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-BX-2014-060 Federal Register version (79 FR 78119)
34-73875	Dec. 18, 2014	SR-BATS-2014-068	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-068 Federal Register version (79 FR 77552)
34-73880	Dec. 18, 2014	SR-BATS-2014-071	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-071 Federal Register version (79 FR 77576)
34-73884	Dec. 18, 2014	SR-BATS-2014-067	Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc. *Comments Due:* January 14, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (79 FR 77557)
34-73874	Dec. 18, 2014	SR-BYX-2014-039	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-039 Federal Register version (79 FR 77555)
34-73881	Dec. 18, 2014	SR-BYX-2014-040	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-040 Federal Register version (79 FR 77548)
34-73882	Dec. 18, 2014	SR-NYSEMKT-2014-101	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations *Comments Due:* January 14, 2015 Federal Register version (79 FR 77550)
34-73883	Dec. 18, 2014	SR-NYSE-2014-66	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations *Comments Due:* January 14, 2015 Federal Register version (79 FR 77573)
34-73879	Dec. 18, 2014	SR-NASDAQ-2014-122	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees *Comments Due:* January 14, 2015 Federal Register version (79 FR 77587)
34-73878	Dec. 18, 2014	SR-BOX-2014-28	Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders *Comments Due:* January 14, 2015 Submit a Comment on SR-BOX-2014-28 Federal Register version (79 FR 77579)
34-73857	Dec. 17, 2014	SR-NYSEArca-2014-139	Notice of Filing of Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF *Comments Due:* January 13, 2014 See Also - Rel. No. 34-74186 Submit a Comment on SR-NYSEArca-2014-139 Federal Register version (79 FR 77069)
34-73856	Dec. 17, 2014	SR-MIAX-2014-30	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on Shares of the iShares ETFs *Comments Due:* July 24, 2014 View Received Comments See Also - Rel. No. 34-74304, Rel. No. 34-73211, Rel. No. 34-72492, Rel. No. 34-72835 Federal Register version (79 FR 77075)
34-73863	Dec. 17, 2014	SR-FINRA-2014-051	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to In Concert Reporting of Options Positions *Comments Due:* January 13, 2015 Submit a Comment on SR-FINRA-2014-051 Federal Register version (79 FR 77079)
34-73864	Dec. 17, 2014	SR-DTC-2014-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Amendment of the Existing Dividends Service Guide *Comments Due:* January 13, 2015 See Also - Exhibit 5 Submit a Comment on SR-DTC-2014-12 Federal Register version (79 FR 77063)
34-73845	Dec. 16, 2014	SR-BATS-2014-066	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 12, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-066 Federal Register version (79 FR 76432)
34-73849	Dec. 16, 2014	SR-CME-2014-51	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps *Comments Due:* January 12, 2015 Submit a Comment on SR-CME-2014-51 Federal Register version (79 FR 76428)
34-73853	Dec. 16, 2014	SR-OCC-2014-22	Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources *Comments Due:* January 12, 2015 Submit a Comment on SR-OCC-2014-22 Federal Register version (79 FR 76417)
34-73847	Dec. 16, 2014	SR-NYSEMKT-2014-106	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF *Comments Due:* January 12, 2015 See Also - Exhibit 5 Federal Register version (79 FR 76426)
34-73843	Dec. 16, 2014	SR-NASDAQ-2014-065	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares Commodities Trust I *Comments Due:* July 14, 2014 View Received Comments See Also - Rel. No. 34-74299, Rel. No. 34-72412, Rel. No. 34-72779, Rel. No. 34-73142 Federal Register version (79 FR 76428)
34-73846	Dec. 16, 2014	SR-MIAX-2014-64	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program *Comments Due:* January 12, 2015 See Also - Exhibit 5 Federal Register version (79 FR 76415)
34-73850	Dec. 16, 2014	SR-MIAX-2014-63	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Its Fee Schedule *Comments Due:* January 12, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (79 FR 76424)
34-73848	Dec. 16, 2014	SR-MIAX-2014-62	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend the MIAX Options Fee Schedule *Comments Due:* January 12, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (79 FR 76421)
34-73836	Dec. 15, 2014	SR-BX-2014-059	Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to establish Fees and Rebates in Connection with BX's Retail Price Improvement ("RPI") Program *Comments Due:* January 9, 2015 Submit a Comment on SR-BX-2014-059 Federal Register version (79 FR 75852)
34-73837	Dec. 15, 2014	SR-CBOE-2014-091	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program Through January 15, 2016 *Comments Due:* January 9, 2015 Submit a Comment on SR-CBOE-2014-091 Federal Register version (79 FR 75850)
34-73829	Dec. 12, 2014	SR-NYSEMKT-2014-100	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(k) To Disallow Market Orders from Being Eligible for Designation as an Immediate-or-Cancel Order *Comments Due:* January 8, 2015 See Also - Exhibit 5 Federal Register version (79 FR 75604)
34-73830	Dec. 12, 2014	SR-NYSEArca-2014-138	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62(k) To Disallow Market Orders From Being Eligible for Designation as An Immediate-or-Cancel Order *Comments Due:* January 8, 2015 See Also - Exhibit 5 Federal Register version (79 FR 75608)
34-73832	Dec. 12, 2014	SR-CBOE-2014-092	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* January 8, 2015 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2014-092 Federal Register version (79 FR 75599)
34-73833	Dec. 12, 2014	SR-C2-2014-027	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Regarding Trade Nullification and Price Adjustment *Comments Due:* January 8, 2015 Submit a Comment on SR-C2-2014-027 Federal Register version (79 FR 75602)
34-73831	Dec. 12, 2014	SR-BOX-2014-27	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period "COPIP") To Extend the Pilot Period That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Until July 18, 2015 *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-BOX-2014-27 Federal Register version (79 FR 75211)
34-73813	Dec. 11, 2014	SR-BATS-2014-063	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-063 Federal Register version (79 FR 75197)
34-73812	Dec. 11, 2014	SR-BYX-2014-037	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-037 Federal Register version (79 FR 75206)
34-73814	Dec. 11, 2014	SR-CHX-2014-19	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-CHX-2014-19 Federal Register version (79 FR 75203)
34-73817	Dec. 11, 2014	SR-NYSEMKT-2014-81	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User *Comments Due:* January 7, 2015 View Received Comments See Also - Rel. No. 34-73669, Rel. No. 34-73280 Federal Register version (79 FR 75215)
34-73818	Dec. 11, 2014	SR-NYSEArca-2014-110	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User *Comments Due:* January 7, 2015 View Received Comments See Also - Rel. No. 34-73668, Rel. No. 34-73281 Submit a Comment on SR-NYSEArca-2014-110 Federal Register version (79 FR 75213)
34-73816	Dec. 11, 2014	SR-NYSE-2014-64	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Establish an Access Fee for the NYSE Best Quote & Trades Data Feed, Operative on December 1, 2014 *Comments Due:* January 7, 2015 Federal Register version (79 FR 75200)
34-73821	Dec. 11, 2014	SR-NYSE-2014-65	Notice of Filing of Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as set Forth in Section 802.01E of the Exchange's Listed Company Manual *Comments Due:* January 7, 2015 See Also - Rel. No. 34-74412, Exhibit 5, Rel. No. 34-74184 Federal Register version (79 FR 75217)
34-73815	Dec. 11, 2014	SR-NASDAQ-2014-121	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7021 Fees *Comments Due:* January 7, 2015 See Also - Exhibit 5 Federal Register version (79 FR 75223)
34-73820	Dec. 11, 2014	SR-NASDAQ-2014-111	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Level 2 Professional Subscriber Fee *Comments Due:* January 7, 2015 Federal Register version (79 FR 75220)
34-73823	Dec. 11, 2014	SR-NASDAQ-2014-119	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain NASDAQ Options Market Professional User and Enterprise License Fees *Comments Due:* January 7, 2015 Federal Register version (79 FR 75207)
34-73822	Dec. 11, 2014	SR-BOX-2014-29	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend, Through June 30, 2015, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments ("Penny Pilot Program") *Comments Due:* January 8, 2015 See Also - Exhibit 5 Submit a Comment on SR-BOX-2014-29 Federal Register version (79 FR 75606)
34-73809	Dec. 10, 2014	SR-BATS-2014-064	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 6, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-064 Federal Register version (79 FR 74794)
34-73810	Dec. 10, 2014	SR-NYSEArca-2014-107	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF *Comments Due:* November 28, 2014 View Received Comments See Also - Rel. No. 34-74814, Rel. No. 34-74199 Submit a Comment on SR-NYSEArca-2014-107 Federal Register version (79 FR 74783)
34-73807	Dec. 10, 2014	SR-NASDAQ-2014-117	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Subscriber Fee and Tiered Distribution Fee for "Enhanced" Data Displays (the "Enhanced Display Solution Fee") *Comments Due:* January 6, 2015 Federal Register version (79 FR 74784)
34-73808	Dec. 10, 2014	SR-ISE-2014-54	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Corrections to ISE Rules *Comments Due:* January 6, 2015 See Also - Exhibit 5 Federal Register version (79 FR 74797)
34-73805	Dec. 10, 2014	SR-FICC-2014-11	Notice of Filing of Proposed Rule Change To Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order To Move the Time of Novation With Respect to Certain Trades, Include Rules To Reflect Existing Processes, and Clarify Certain Rules To Reflect Current Practices *Comments Due:* January 6, 2015 See Also - Rel. No. 34-74132 Federal Register version (79 FR 74790)
34-73796	Dec. 9, 2014	SR-EDGX-2014-33	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGX Exchange, Inc. *Comments Due:* January 5, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2014-33 Federal Register version (79 FR 74147)
34-73797	Dec. 9, 2014	SR-EDGA-2014-32	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGA Exchange, Inc. *Comments Due:* January 5, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2014-32 Federal Register version (79 FR 74144)
34-73794	Dec. 9, 2014	SR-NYSEMKT-2014-98	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Amend the Application of Routing Surcharge Fees *Comments Due:* January 5, 2015 See Also - Exhibit 5 Federal Register version (79 FR 74152)
34-73793	Dec. 9, 2014	SR-NYSEArca-2014-137	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule To Amend the Application of Routing Fees Effective December 1, 2014 *Comments Due:* January 5, 2015 See Also - Exhibit 5 Federal Register version (79 FR 74143)
34-73780	Dec. 8, 2014	SR-EDGX-2014-28	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 of EDGX Exchange, Inc. Related to Communication and Routing Service Known as ConnectEdge *Comments Due:* January 2, 2015 See Also - Exhibit 5A, Exhibit 5B Submit a Comment on SR-EDGX-2014-28 Federal Register version (79 FR 73942)
34-73782	Dec. 8, 2014	SR-EDGX-2014-32	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. *Comments Due:* January 2, 2015 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-EDGX-2014-32 Federal Register version (79 FR 73916)
34-73776	Dec. 8, 2014	SR-CME-2014-29	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes to CME Rule 814 and CME Rule 901 *Comments Due:* January 2, 2015 Submit a Comment on SR-CME-2014-29 Federal Register version (79 FR 73919)
34-73786	Dec. 8, 2014	SR-CME-2014-54	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Position Limits and Position Accountability of the USD Malaysian Crude Palm Oil Calendar (Cleared Only) Contracts *Comments Due:* January 2, 2015 Submit a Comment on SR-CME-2014-54 Federal Register version (79 FR 73921)
34-73781	Dec. 8, 2014	SR-EDGA-2014-31	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. *Comments Due:* January 2, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2014-31 Federal Register version (79 FR 73925)
34-73791	Dec. 8, 2014	SR-Phlx-2014-66	Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism *Comments Due:* November 21, 2014 See Also - Rel. No. 34-75300, Rel. No. 34-74746, Rel. No. 34-74167, Rel. No. 34-73441 Federal Register version (79 FR 73924)
34-73785	Dec. 8, 2014	SR-OCC-2014-18	Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Provide That The Options Clearing Corporation's President Will Be Its Chief Operating Officer, and That the President Will Not Be a Management Director *Comments Due:* January 2, 2015 Submit a Comment on SR-OCC-2014-18 Federal Register version (79 FR 73915)
34-73778	Dec. 8, 2014	SR-NYSEMKT-2014-99	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2015 *Comments Due:* January 2, 2015 See Also - Exhibit 5 Federal Register version (79 FR 73922)