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Release Number	SEC Issue Date	File Number	Details
34-73990	Jan. 5, 2015	SR-EDGA-2014-35	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1453)
34-73988	Jan. 5, 2015	SR-Phlx-2014-81	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1464)
34-73986	Jan. 5, 2015	SR-NYSEMKT-2014-113	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1444)
34-73987	Jan. 5, 2015	SR-NYSEMKT-2014-115	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1439)
34-73985	Jan. 5, 2015	SR-NYSE-2014-75	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1456)
34-73980	Jan. 5, 2015	SR-ICC-2014-24	Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework *Comments Due:* January 30, 2015 See Also - Rel. No. 34-74685, Rel. No. 34-74341 Federal Register version (80 FR 1466)
34-73982	Jan. 5, 2015	SR-DTC-2014-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services *Comments Due:* January 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1450)
34-73979	Jan. 2, 2015	SR-OCC-2014-809	Notice of No Objection to Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan *Comments Due:* December 30, 2014 See Also - Rel. No. 34-73726 Federal Register version (80 FR 1062)
34-73976	Jan. 2, 2015	SR-NYSEMKT-2014-117	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until January 5, 2016 *Comments Due:* January 28, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1055)
34-73977	Jan. 2, 2015	SR-NYSEARCA-2014-152	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2016 *Comments Due:* January 29, 2015 See Also - Exhibit 5 Federal Register version (80 FR 1065)
34-73978	Jan. 2, 2015	SR-NASDAQ-2014-125	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose a Minimum Fee for Execution Venues Operating a Trading Platform or Multiple Platforms That Utilize NASDAQ Proprietary Depth Data on a Non-Displayed Basis *Comments Due:* January 29, 2015 Federal Register version (80 FR 1057)
34-73969	Dec. 31, 2014	SR-NYSEMKT-2014-112	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows "UTP Securities" To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges *Comments Due:* January 28, 2015 Federal Register version (80 FR 914)
34-73970	Dec. 31, 2014	S7-24-89	Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* January 28, 2015 See Also - Rel. No. 34-74265 Submit a Comment on S7-24-89 Federal Register version (80 FR 910)
34-73971	Dec. 31, 2014	SR-CTA-2014-04	Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of the CTA Plan *Comments Due:* January 28, 2015 See Also - Rel. No. 34-74264 Federal Register version (80 FR 908)
34-73972	Dec. 31, 2014	SR-NASDAQ-2014-126	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution *Comments Due:* January 28, 2015 See Also - Exhibit 5 Federal Register version (80 FR 916)
34-73975	Dec. 31, 2014	SR-FICC-2014-810	Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 File Nos.: SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 *Comments Due:* January 2, 2015 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 Federal Register version (80 FR 918)
34-73974	Dec. 31, 2014	SR-CBOE-2014-093	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 *Comments Due:* January 28, 2015 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2014-093 Federal Register version (80 FR 911)
34-73965	Dec. 30, 2014	SR-BATS-2014-056	Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) *Comments Due:* January 27, 2015 View Received Comments See Also - Rel. No. 34-74297 Federal Register version (80 FR 585)
34-73961	Dec. 30, 2014	SR-OCC-2014-23	Notice of Filing of a Proposed Rule Change to Clarify that OCC would not Treat a Futures Transaction that is an Exchange-for-Physical or Block Trade as a Non-Competitively Executed Trade if the Exchange on Which Such Trade is Executed has Provided OCC with Representations That it Has Policies or Procedures Requiring That Such Trades be Executed at Reasonable Prices and That Such Price is Validated by the Exchange *Comments Due:* January 27, 2015 See Also - Rel. No. 34-74302, Rel. No. 34-74302
34-73964	Dec. 30, 2014	SR-NYSEMKT-2014-107	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as "Senior Officers" of ICE *Comments Due:* January 27, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 566)
34-73958	Dec. 30, 2014	SR-NYSEArca-2014-143	Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* January 27, 2015 See Also - Rel. No. 34-74338 Submit a Comment on SR-NYSEArca-2014-143 Federal Register version (80 FR 572)
34-73963	Dec. 30, 2014	SR-NYSEArca-2014-141	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as "Senior Officers" of ICE *Comments Due:* January 27, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 551)
34-73962	Dec. 30, 2014	SR-NYSE-2014-67	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as "Senior Officers" of ICE *Comments Due:* January 27, 2015 See Also - Exhibit 5A, Exhibit 5B Federal Register version (80 FR 570)
34-73960	Dec. 30, 2014	SR-NASDAQ-2014-127	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I *Comments Due:* January 27, 2015 See Also - Rel. No. 34-74303 Federal Register version (80 FR 540)
34-73967	Dec. 30, 2014	SR-NASDAQ-2014-128	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 7018 *Comments Due:* January 27, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 594)
34-73957	Dec. 30, 2014	SR-MIAX-2014-068	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* January 27, 2015 See Also - Exhibit 5 Federal Register version (80 FR 593)
34-73955	Dec. 30, 2014	SR-CBOE-2014-094	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the CBOE Book Depth Data Feed and for Certain Other CBOE Real-Time Data Feeds *Comments Due:* January 27, 2015 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2014-094 Federal Register version (80 FR 598)
34-73956	Dec. 30, 2014	SR-C2-2014-029	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the C2 Book Depth Data Feed and Certain Other C2 Real-Time Data Feeds *Comments Due:* January 27, 2015 See Also - Exhibit 5 Submit a Comment on SR-C2-2014-029 Federal Register version (80 FR 561)
34-73952	Dec. 29, 2014	SR-NYSEArca-2014-146	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.32 in Order To Increase the Maximum Order Entry Size to Five Million Shares *Comments Due:* January 26, 2015 Federal Register version (80 FR 271)
34-73948	Dec. 29, 2014	SR-NASDAQ-2014-124	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees *Comments Due:* January 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 272)
34-73951	Dec. 29, 2014	SR-ICC-2014-23	Notice of Filing of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures *Comments Due:* January 26, 2015 See Also - Rel. No. 34-74257 Federal Register version (80 FR 269)
34-73940	Dec. 24, 2014	SR-EDGX-2014-35	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2014-35 Federal Register version (80 FR 63)
34-73935	Dec. 24, 2014	SR-BATS-2014-073	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-073 Federal Register version (80 FR 66)
34-73936	Dec. 24, 2014	SR-BYX-2014-041	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-041 Federal Register version (80 FR 95)
34-73937	Dec. 24, 2014	SR-CME-2014-18	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to its Over-the-Counter Credit Default Swap Clearing Offering *Comments Due:* January 23, 2015 Submit a Comment on SR-CME-2014-18 Federal Register version (80 FR 77)
34-73938	Dec. 24, 2014	SR-CME-2014-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to Its Over-the-Counter Interest Rate Swap Clearing Offering *Comments Due:* January 23, 2015 Submit a Comment on SR-CME-2014-19 Federal Register version (80 FR 80)
34-73939	Dec. 24, 2014	SR-EDGA-2014-34	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." *Comments Due:* January 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2014-34 Federal Register version (80 FR 91)
34-73944	Dec. 24, 2014	SR-NSX-2014-017	Notice of Filing of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC *Comments Due:* January 23, 2015 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, and Exhibit 5D, Rel. No. 34-74270 Federal Register version (80 FR 85)
34-73946	Dec. 24, 2014	SR-NYSEMKT-2014-109	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 *Comments Due:* January 23, 2015 Federal Register version (80 FR 60)
34-73947	Dec. 24, 2014	SR-NYSEMKT-2014-110	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 201 *Comments Due:* January 23, 2015 Federal Register version (80 FR 83)
34-73945	Dec. 24, 2014	SR-NYSE-2014-72	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 201 *Comments Due:* January 23, 2015 Federal Register version (80 FR 58)
34-73943	Dec. 24, 2014	SR-NASDAQ-2014-123	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 4751(h) and 4754(b) Relating to the Closing Process *Comments Due:* January 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 69)
34-73942	Dec. 24, 2014	SR-MIAX-2014-66	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule *Comments Due:* January 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 71)
34-73941	Dec. 24, 2014	SR-ICC-2014-21	Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names *Comments Due:* January 23, 2015 View Received Comments See Also - Rel. No. 34-74256 Federal Register version (80 FR 75)
34-73930	Dec. 23, 2014	SR-BATS-2014-072	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees of BATS Exchange, Inc. *Comments Due:* January 21, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-072 Federal Register version (79 FR 78932)
34-73918	Dec. 23, 2014	SR-EDGX-2014-25	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Federal Register version (79 FR 78920)
34-73918	Dec. 23, 2014	SR-BYX-2014-030	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Submit a Comment on SR-BYX-2014-030 Federal Register version (79 FR 78920)
34-73918	Dec. 23, 2014	SR-BATS-2014-055	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Submit a Comment on SR-BATS-2014-055 Federal Register version (79 FR 78920)
34-73918	Dec. 23, 2014	SR-EDGA-2014-25	Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed File Nos.: SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 *Comments Due:* January 21, 2015 View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 Federal Register version (79 FR 78920)
34-73927	Dec. 23, 2014	SR-Phlx-2014-80	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Fee Caps *Comments Due:* January 21, 2015 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2014-80
34-73928	Dec. 23, 2014	SR-NYSEARCA-2014-145	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A by Revising the Order Allocation Methodology for Certain Orders of Five Contracts or Fewer *Comments Due:* January 21, 2015 See Also - Exhibit 5 Federal Register version (79 FR 78928)
34-73919	Dec. 23, 2014	SR-NYSE-2014-71	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 *Comments Due:* January 21, 2015 Federal Register version (79 FR 78930)
34-73929	Dec. 23, 2014	SR-NSCC-2014-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum A (Fee Structure) With Respect to Fees Related to NSCC's Obligation Warehouse Service *Comments Due:* January 21, 2015 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2014-13 Federal Register version (79 FR 78927)
34-73906	Dec. 22, 2014	SR-CHX-2014-20	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trading Permit Application Fee *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-CHX-2014-20 Federal Register version (79 FR 78541)
34-73907	Dec. 22, 2014	SR-OCC-2014-24	Notice of Filing of Proposed Rule Change Concerning Extended and Overnight Trading Sessions *Comments Due:* January 20, 2015 See Also - Rel. No. 34-74268, Rel. No. 34-74268 Federal Register version (79 FR 78543)
34-73910	Dec. 22, 2014	SR-NYSEMKT-2014-102	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment *Comments Due:* January 20, 2015 See Also - Exhibit 5 Federal Register version (79 FR 78531)
34-73913	Dec. 22, 2014	SR-NYSEMKT-2014-95	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 1 *Comments Due:* December 11, 2014 View Received Comments See Also - 34-74643A, Rel. No. 34-74643, Rel. No. 34-74298, Rel. No. 34-73593 Federal Register version (79 FR 78531)
34-73909	Dec. 22, 2014	SR-NYSEArca-2014-140	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment *Comments Due:* January 20, 2015 See Also - Exhibit 5 Federal Register version (79 FR 78522)
34-73912	Dec. 22, 2014	SR-NASDAQ-2014-102	Notice of Filing of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application *Comments Due:* January 20, 2015 See Also - Rel. No. 34-74279 Federal Register version (79 FR 78540)
34-73914	Dec. 22, 2014	SR-NYSEArca-2014-100	Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600 See Also - Rel. No. 34-75023, Rel. No. 34-73515, Rel. No. 34-73141
34-73893	Dec. 19, 2014	SR-EDGX-2014-34	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGX Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company *Comments Due:* January 20, 2015 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C Submit a Comment on SR-EDGX-2014-34 Federal Register version (79 FR 78122)
34-73888	Dec. 19, 2014	SR-BATS-2014-070	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-070 Federal Register version (79 FR 78114)
34-73895	Dec. 19, 2014	SR-BATS-2014-054	Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. *Comments Due:* January 20, 2015 See Also - Rel. No. 34-74193 Federal Register version (79 FR 78125)
34-73892	Dec. 19, 2014	SR-EDGA-2014-33	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company *Comments Due:* January 20, 2015 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C Submit a Comment on SR-EDGA-2014-33 Federal Register version (79 FR 78116)
34-73889	Dec. 19, 2014	SR-ISEGemini-2014-30	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-ISEGemini-2014-30 Federal Register version (79 FR 78547)
34-73894	Dec. 19, 2014	SR-BX-2014-060	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports *Comments Due:* January 20, 2015 See Also - Exhibit 5 Submit a Comment on SR-BX-2014-060 Federal Register version (79 FR 78119)
34-73875	Dec. 18, 2014	SR-BATS-2014-068	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-068 Federal Register version (79 FR 77552)
34-73880	Dec. 18, 2014	SR-BATS-2014-071	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-071 Federal Register version (79 FR 77576)
34-73884	Dec. 18, 2014	SR-BATS-2014-067	Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc. *Comments Due:* January 14, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (79 FR 77557)
34-73874	Dec. 18, 2014	SR-BYX-2014-039	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-039 Federal Register version (79 FR 77555)
34-73881	Dec. 18, 2014	SR-BYX-2014-040	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* January 14, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-040 Federal Register version (79 FR 77548)
34-73882	Dec. 18, 2014	SR-NYSEMKT-2014-101	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations *Comments Due:* January 14, 2015 Federal Register version (79 FR 77550)
34-73883	Dec. 18, 2014	SR-NYSE-2014-66	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations *Comments Due:* January 14, 2015 Federal Register version (79 FR 77573)
34-73879	Dec. 18, 2014	SR-NASDAQ-2014-122	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees *Comments Due:* January 14, 2015 Federal Register version (79 FR 77587)
34-73878	Dec. 18, 2014	SR-BOX-2014-28	Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders *Comments Due:* January 14, 2015 Submit a Comment on SR-BOX-2014-28 Federal Register version (79 FR 77579)
34-73857	Dec. 17, 2014	SR-NYSEArca-2014-139	Notice of Filing of Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF *Comments Due:* January 13, 2014 See Also - Rel. No. 34-74186 Submit a Comment on SR-NYSEArca-2014-139 Federal Register version (79 FR 77069)
34-73856	Dec. 17, 2014	SR-MIAX-2014-30	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on Shares of the iShares ETFs *Comments Due:* July 24, 2014 View Received Comments See Also - Rel. No. 34-74304, Rel. No. 34-73211, Rel. No. 34-72492, Rel. No. 34-72835 Federal Register version (79 FR 77075)
34-73863	Dec. 17, 2014	SR-FINRA-2014-051	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to In Concert Reporting of Options Positions *Comments Due:* January 13, 2015 Submit a Comment on SR-FINRA-2014-051 Federal Register version (79 FR 77079)
34-73864	Dec. 17, 2014	SR-DTC-2014-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Amendment of the Existing Dividends Service Guide *Comments Due:* January 13, 2015 See Also - Exhibit 5 Submit a Comment on SR-DTC-2014-12 Federal Register version (79 FR 77063)
34-73845	Dec. 16, 2014	SR-BATS-2014-066	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 12, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-066 Federal Register version (79 FR 76432)
34-73849	Dec. 16, 2014	SR-CME-2014-51	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps *Comments Due:* January 12, 2015 Submit a Comment on SR-CME-2014-51 Federal Register version (79 FR 76428)
34-73853	Dec. 16, 2014	SR-OCC-2014-22	Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources *Comments Due:* January 12, 2015 Submit a Comment on SR-OCC-2014-22 Federal Register version (79 FR 76417)
34-73847	Dec. 16, 2014	SR-NYSEMKT-2014-106	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF *Comments Due:* January 12, 2015 See Also - Exhibit 5 Federal Register version (79 FR 76426)
34-73843	Dec. 16, 2014	SR-NASDAQ-2014-065	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares Commodities Trust I *Comments Due:* July 14, 2014 View Received Comments See Also - Rel. No. 34-74299, Rel. No. 34-72412, Rel. No. 34-72779, Rel. No. 34-73142 Federal Register version (79 FR 76428)
34-73846	Dec. 16, 2014	SR-MIAX-2014-64	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program *Comments Due:* January 12, 2015 See Also - Exhibit 5 Federal Register version (79 FR 76415)
34-73850	Dec. 16, 2014	SR-MIAX-2014-63	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Its Fee Schedule *Comments Due:* January 12, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (79 FR 76424)
34-73848	Dec. 16, 2014	SR-MIAX-2014-62	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend the MIAX Options Fee Schedule *Comments Due:* January 12, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (79 FR 76421)
34-73836	Dec. 15, 2014	SR-BX-2014-059	Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to establish Fees and Rebates in Connection with BX's Retail Price Improvement ("RPI") Program *Comments Due:* January 9, 2015 Submit a Comment on SR-BX-2014-059 Federal Register version (79 FR 75852)
34-73837	Dec. 15, 2014	SR-CBOE-2014-091	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program Through January 15, 2016 *Comments Due:* January 9, 2015 Submit a Comment on SR-CBOE-2014-091 Federal Register version (79 FR 75850)
34-73829	Dec. 12, 2014	SR-NYSEMKT-2014-100	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(k) To Disallow Market Orders from Being Eligible for Designation as an Immediate-or-Cancel Order *Comments Due:* January 8, 2015 See Also - Exhibit 5 Federal Register version (79 FR 75604)
34-73830	Dec. 12, 2014	SR-NYSEArca-2014-138	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62(k) To Disallow Market Orders From Being Eligible for Designation as An Immediate-or-Cancel Order *Comments Due:* January 8, 2015 See Also - Exhibit 5 Federal Register version (79 FR 75608)
34-73832	Dec. 12, 2014	SR-CBOE-2014-092	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* January 8, 2015 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2014-092 Federal Register version (79 FR 75599)
34-73833	Dec. 12, 2014	SR-C2-2014-027	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Regarding Trade Nullification and Price Adjustment *Comments Due:* January 8, 2015 Submit a Comment on SR-C2-2014-027 Federal Register version (79 FR 75602)
34-73831	Dec. 12, 2014	SR-BOX-2014-27	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period "COPIP") To Extend the Pilot Period That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Until July 18, 2015 *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-BOX-2014-27 Federal Register version (79 FR 75211)
34-73813	Dec. 11, 2014	SR-BATS-2014-063	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-BATS-2014-063 Federal Register version (79 FR 75197)
34-73812	Dec. 11, 2014	SR-BYX-2014-037	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-BYX-2014-037 Federal Register version (79 FR 75206)
34-73814	Dec. 11, 2014	SR-CHX-2014-19	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule *Comments Due:* January 7, 2015 See Also - Exhibit 5 Submit a Comment on SR-CHX-2014-19 Federal Register version (79 FR 75203)
34-73817	Dec. 11, 2014	SR-NYSEMKT-2014-81	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User *Comments Due:* January 7, 2015 View Received Comments See Also - Rel. No. 34-73669, Rel. No. 34-73280 Federal Register version (79 FR 75215)
34-73818	Dec. 11, 2014	SR-NYSEArca-2014-110	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User *Comments Due:* January 7, 2015 View Received Comments See Also - Rel. No. 34-73668, Rel. No. 34-73281 Submit a Comment on SR-NYSEArca-2014-110 Federal Register version (79 FR 75213)
34-73816	Dec. 11, 2014	SR-NYSE-2014-64	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Establish an Access Fee for the NYSE Best Quote & Trades Data Feed, Operative on December 1, 2014 *Comments Due:* January 7, 2015 Federal Register version (79 FR 75200)