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Comments on OCC Advance Notice Rulemaking
Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
(Release No. 34-74202; File No. SR-OCC-2014-813)
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| Apr. 10, 2018 | Ellen Greene, Managing Director, Financial Services Operations, SIFMA |
| Feb. 24, 2015 | James Brown, Executive Vice President and General Counsel, The Options Clearing Corporation |
| Feb. 20, 2015 | Ellen Greene, Managing Director, Financial Services Operations, SIFMA |
Meetings with SEC Officials
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| Mar. 2, 2015 | Memorandum from the Office of the Chair regarding a February 25, 2015, meeting with representatives of Intercontinental Exchange (ICE) |
| Feb. 24, 2015 | Memorandum from the Office of the Chair regarding a February 23, 2015, meeting with representatives of The Options Clearing Corporation |
| Jan. 13, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 13, 2015, meeting with representatives of The Options Clearing Corporation (OCC) |
| Jan. 6, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 6, 2015, meeting with representatives of The Options Clearing Corporation (OCC) |
http://www.sec.gov/comments/sr-occ-2014-813/occ2014813.shtml
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